Risk Governance and Compliance Expert

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
Job Summary">

Job Title: Regional Head of Capital Markets Regulatory Surveillance, Asia-Pacific

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We are seeking an experienced professional to lead our team in the Asia-Pacific region. The successful candidate will be responsible for providing strategic guidance on regulatory risk management and overseeing the implementation of effective surveillance processes.

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Key Responsibilities:

">Primary Responsibilities:">
  • Regulatory Risk Management: Develop and implement a comprehensive regulatory risk management framework that aligns with industry best practices.">
  • Surveillance Process Design: Design and implement effective surveillance processes that identify and mitigate potential risks.">
  • Team Leadership: Lead and manage a team of professionals responsible for implementing surveillance processes and ensuring regulatory compliance.">
  • Stakeholder Engagement: Foster strong relationships with stakeholders across the organization, including business lines, compliance teams, and senior management.">
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Requirements: To be successful in this role, you will require a strong understanding of regulatory requirements and industry trends, as well as excellent leadership and communication skills. You should have at least 15 years of experience in a related field, with a proven track record of leading high-performing teams and driving regulatory compliance initiatives.



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