Regional Leader for Capital Markets Surveillance

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will be responsible for providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India.This role involves designing and implementing surveillance strategies and processes, leveraging data-driven performance indicators to prioritize work, and staying...

About the OpportunityThis is a unique opportunity to join SGS Société Générale de Surveillance SA as a Regional Head of Capital Markets Regulatory Surveillance in the Asia-Pacific region. As a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance, you will be responsible for overseeing...

Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

Job Summary:Societe Generale's Compliance division is seeking a Regional Head of Capital Markets Regulatory Surveillance to lead its team in the Asia-Pacific region.About the Role:The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility, adapting it in...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will play a pivotal role in ensuring the firm's compliance with regulatory requirements across the Asia-Pacific region.This is an exciting opportunity for a seasoned professional to lead a team of 20+ individuals and drive change through innovation, leveraging technology to improve...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership position that oversees the development and implementation of compliance surveillance and control strategies across the Asia-Pacific region. This role requires strong expertise in financial markets, conduct risk, trading data, and data governance.Key...

Job Description:Societe Generale seeks a seasoned professional to lead its Capital Markets Regulatory Surveillance team in the Asia-Pacific region.About the Role:The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility, adapting it in line with Group...

About the PositionThe Regional Head of Capital Markets Regulatory Surveillance is a critical role that requires strong expertise in financial markets, conduct risk, trading data, and data governance. As a senior leader, you will be responsible for developing and implementing compliance surveillance and control strategies across the Asia-Pacific region.Key...

OverviewThe Regional Head of Capital Markets Regulatory Surveillance will play a pivotal role in evolving the firm's regulatory compliance landscape. This senior position requires a seasoned professional with a deep understanding of financial markets, conduct risk, trading data, and data governance.

Job DescriptionDesign and implement a comprehensive surveillance strategy, incorporating data-driven performance indicators and effective planning and oversight.Leverage industry trends and best practices to ensure the firm's surveillance coverage remains current and effective.Manage a team of 10 onshore and 9 offshore staff, providing leadership and...

We're looking for a talented Transaction Monitoring Officer to join our APAC team at Amber Group. As a key player in our financial crime prevention efforts, you'll work closely with our regional HR and Talent Acquisition teams to identify and mitigate potential risks.The ideal candidate will possess a strong understanding of regulatory frameworks, including...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.Key responsibilities include:Designing and...

ResponsibilitiesDesign and implement a comprehensive surveillance strategy to ensure the firm's compliance with regulatory requirements.Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables.Stay current on regulatory changes and industry trends to ensure the firm's surveillance coverage remains...

About Our Market Surveillance & Monitoring DepartmentOur team is primarily responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. We also cooperate with Hong Kong and Mainland regulators on their investigation of cross-boundary market misconduct...

APAC Trading Technology LeadAre you a seasoned trading technology professional looking for a new challenge? Look no further than Capital Markets Recruitment's latest opportunity for a Head of Trading Technology in APAC.We are seeking an experienced leader with 10+ years of experience in trading technology to lead our trading tech teams and collaborate with...

Trading Technology LeaderClosed-loop communication is critical for any organization to achieve success. At Capital Markets Recruitment, we are looking for a talented individual to join our team as the Head of Trading Technology to spearhead this mission-critical initiative.This position requires an expert with 10+ years of experience in trading technology...

Job Description">Overview: We are seeking an experienced professional to lead our team in the Asia-Pacific region. The successful candidate will be responsible for providing strategic guidance on regulatory risk management and overseeing the implementation of effective surveillance processes.">Responsibilities:">Key Accountabilities:">Regulatory Risk...

About the JobThe Regional Head of Capital Markets Regulatory Surveillance will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong reputation in the market.This role involves providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India, and collaborating with global...

Capital Markets RecruitmentThis is a high-impact role where you'll collaborate directly with the CTO to drive technology strategy and innovation across APAC. Our client, a well-established quantitative hedge fund, is looking for a leader to guide their trading tech teams in Hong Kong and Singapore.The ideal candidate will have:10+ years of experience in...

Job Summary">Job Title: Regional Head of Capital Markets Regulatory Surveillance, Asia-Pacific">We are seeking an experienced professional to lead our team in the Asia-Pacific region. The successful candidate will be responsible for providing strategic guidance on regulatory risk management and overseeing the implementation of effective surveillance...