Compliance Analyst

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Tachyon Talent Solutions Limited Full time

Key Responsiblities:

  • Review daily and monthly alerts related to post-transaction monitoring and trade surveillance.
  • Investigate transactions that may raise suspicions and take necessary follow-up actions to ensure adherence to internal policies and regulatory requirements.
  • Collaborate with the AML team leader to analyze suspicious transaction reports and engage with the Joint Financial Intelligence Unit (JFIU) to submit Suspicious Transaction Reports (STR) when required.
  • Perform quality assurance checks on alerts that have been completed.
  • Conduct data analysis and make adjustments to thresholds or parameters as needed.
  • Support system improvements and assess the effectiveness and adequacy of the ARART/SMARTS platforms.
  • Stay updated on key regulatory and headquarters requirements related to transaction monitoring and trade surveillance.
  • Take part in transformation projects aimed at enhancing systems.
  • Carry out additional responsibilities as needed and provide support to the AML team.

Key Skills:

  • Bachelor's degree or higher in Business Administration, Accounting, Risk Management, Law, or a similar discipline
  • 3 years+ of experience in transaction monitoring, trade surveillance, FCC or AML compliance
  • Proficient communication and writing skills in both Chinese and English
  • ACAMS certification is preferred (but not mandatory)
  • Proven ability to perform well under pressure
  • Strong project management skills and interpersonal abilities


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