Compliance Analyst
4 days ago
Key Responsiblities:
- Review daily and monthly alerts related to post-transaction monitoring and trade surveillance.
- Investigate transactions that may raise suspicions and take necessary follow-up actions to ensure adherence to internal policies and regulatory requirements.
- Collaborate with the AML team leader to analyze suspicious transaction reports and engage with the Joint Financial Intelligence Unit (JFIU) to submit Suspicious Transaction Reports (STR) when required.
- Perform quality assurance checks on alerts that have been completed.
- Conduct data analysis and make adjustments to thresholds or parameters as needed.
- Support system improvements and assess the effectiveness and adequacy of the ARART/SMARTS platforms.
- Stay updated on key regulatory and headquarters requirements related to transaction monitoring and trade surveillance.
- Take part in transformation projects aimed at enhancing systems.
- Carry out additional responsibilities as needed and provide support to the AML team.
Key Skills:
- Bachelor's degree or higher in Business Administration, Accounting, Risk Management, Law, or a similar discipline
- 3 years+ of experience in transaction monitoring, trade surveillance, FCC or AML compliance
- Proficient communication and writing skills in both Chinese and English
- ACAMS certification is preferred (but not mandatory)
- Proven ability to perform well under pressure
- Strong project management skills and interpersonal abilities
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