Financial Surveillance Specialist

About the RoleAs a seasoned professional, you will lead our team in providing surveillance services for Capital Markets in the Asia-Pacific region. Your expertise in risk management, regulatory compliance, and market analysis will be essential in ensuring that our firm's activities align with global standards.The role requires strong leadership skills, as...

About the OpportunityThis is a unique opportunity to join SGS Société Générale de Surveillance SA as a Regional Head of Capital Markets Regulatory Surveillance in the Asia-Pacific region. As a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance, you will be responsible for overseeing...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will be responsible for providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India.This role involves designing and implementing surveillance strategies and processes, leveraging data-driven performance indicators to prioritize work, and staying...

Your BackgroundA minimum of 15 years of relevant experience in risk management, regulatory compliance, and market analysis.A thorough understanding of financial markets, conduct risk, trading data, and data governance.Experience in managing teams in a multicultural context and leading change and development through innovation.Previous experience in...

ResponsibilitiesOverview:The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

Sia Partners is a next-generation consulting firm focused on delivering superior value and tangible results to its clients as they navigate the digital revolution. With over 2,800 consultants in 18 countries, we will generate an annual turnover of USD 420 million for the current fiscal year. Our global footprint and our expertise in more than 30 sectors and...

Job Description:We are seeking a highly skilled Financial Crime Prevention Specialist to join our team at Amber Group. In this role, you will conduct transaction monitoring and market surveillance activities using advanced software systems and established processes to detect and investigate potential instances of financial crimes.Key responsibilities include...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership position that oversees the development and implementation of compliance surveillance and control strategies across the Asia-Pacific region. This role requires strong expertise in financial markets, conduct risk, trading data, and data governance.Key...

We pride ourselves on being a pioneer in Consulting 4.0, leveraging bots and AI in our solutions to drive tangible results for our clients.As a Trade Surveillance Consultant, you will be part of a dynamic, multi-cultural team, working on challenging strategic projects with leading banks and financial institutions.Job DescriptionWe seek an experienced...

We're looking for a talented Transaction Monitoring Officer to join our APAC team at Amber Group. As a key player in our financial crime prevention efforts, you'll work closely with our regional HR and Talent Acquisition teams to identify and mitigate potential risks.The ideal candidate will possess a strong understanding of regulatory frameworks, including...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.Key responsibilities include:Designing and...

About Us:SG Société Générale de Surveillance SA is a global leader in the provision of security and surveillance solutions. We operate in over 150 countries worldwide, serving a diverse range of clients across various industries. Our mission is to deliver exceptional service and value to our customers while fostering a culture of innovation, integrity,...

Key ResponsibilitiesDevelop and implement surveillance strategies and processes to ensure compliance with regulatory requirements.Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables.Stay up-to-date on regulatory changes and industry trends to ensure our surveillance coverage remains current and...

About the PositionThe Regional Head of Capital Markets Regulatory Surveillance is a critical role that requires strong expertise in financial markets, conduct risk, trading data, and data governance. As a senior leader, you will be responsible for developing and implementing compliance surveillance and control strategies across the Asia-Pacific region.Key...

About the Role">The Head of Asia-Pacific Markets Regulatory Oversight will be responsible for leading the surveillance program across various business lines, ensuring compliance with regulatory requirements and industry best practices. This role requires a seasoned professional with a thorough understanding of financial markets, conduct risk, and data...

We are seeking a talented Regional Control Specialist to join our team at SGS Société Générale de Surveillance SA.The ideal candidate will have experience in execution of projects/reviews with minimum supervision and broad business experience with a proven ability to influence.The successful applicant will be responsible for contributing to SG Internal...

Job DescriptionThis Junior Financing Expert position is part of the Financing & Advisory Group at SGS Société Générale de Surveillance SA. The successful candidate will be involved in the execution of financings and debt advisories for our Asian clients.Support deal teams on transaction support, including financial modeling, review of documentation, and...

Role OverviewThe Transaction Monitoring Officer will be responsible for conducting transaction monitoring and market surveillance activities utilizing specialized software systems and established processes to detect and investigate potential instances of financial crimes, including but not limited to money laundering, terrorist financing, and market...

About the RoleWe are seeking a highly motivated and detail-oriented Financial Structuring Specialist to join our APAC team in Hong Kong. As a Junior Structurer, you will be responsible for supporting the Cross-Asset Structuring team in providing innovative solutions to clients.Your primary focus will be on product validation and advisory, trade...

About Northern Trust:Northern Trust is a globally recognized, award-winning financial institution with over 130 years of financial experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Senior Compliance Analyst Role SummaryThe Senior Compliance Analyst will work within an APAC...