Trade Surveillance Consultant

Sia Partners is a cutting-edge consulting firm focused on delivering exceptional value to its clients as they navigate the digital revolution.With over 2,800 consultants in 18 countries, we have established ourselves as a leader in strategy, business transformation, IT & digital strategy, and Data Science.We guide our clients' projects and initiatives,...

Job DescriptionWe are currently seeking a Trade Surveillance Consultant with 2-4 years of experience in trade surveillance within the financial services sector to work on a 3-month project in Hong Kong.The ideal candidate will possess demonstrated experience in investigating and clearing trade alerts, with a focus on effective resolution. Proficiency in...

About the JobThis job involves working on a 3-month project with a leading bank in Hong Kong, focusing on trade surveillance and risk management.As a Trade Surveillance Consultant, you will be responsible for performing trade surveillance activities, reviewing and analyzing trade transactions, and collaborating with team members to improve surveillance...

About the RoleAs a seasoned professional, you will lead our team in providing surveillance services for Capital Markets in the Asia-Pacific region. Your expertise in risk management, regulatory compliance, and market analysis will be essential in ensuring that our firm's activities align with global standards.The role requires strong leadership skills, as...

About the OpportunityThis is a unique opportunity to join SGS Société Générale de Surveillance SA as a Regional Head of Capital Markets Regulatory Surveillance in the Asia-Pacific region. As a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance, you will be responsible for overseeing...

Your BackgroundA minimum of 15 years of relevant experience in risk management, regulatory compliance, and market analysis.A thorough understanding of financial markets, conduct risk, trading data, and data governance.Experience in managing teams in a multicultural context and leading change and development through innovation.Previous experience in...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will be responsible for providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India.This role involves designing and implementing surveillance strategies and processes, leveraging data-driven performance indicators to prioritize work, and staying...

ResponsibilitiesOverview:The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

We offer a unique opportunity to work with a global consulting firm, leveraging your expertise in trade surveillance to drive business growth.As a Trade Surveillance Consultant, you will collaborate with our team to develop innovative solutions, integrating AI and machine learning.Job DescriptionWe seek an experienced professional with 2-4 years of trade...

At Sia, we believe in empowering our employees to grow their careers with us, driven by performance, competence, and conduct.Our culture is built on being client-facing, autonomous, and part of a fast-growing team.Job DescriptionWe are recruiting a Trade Surveillance Consultant with 2-4 years of experience to work on a 3-month project with our client in Hong...

We pride ourselves on being a pioneer in Consulting 4.0, leveraging bots and AI in our solutions to drive tangible results for our clients.As a Trade Surveillance Consultant, you will be part of a dynamic, multi-cultural team, working on challenging strategic projects with leading banks and financial institutions.Job DescriptionWe seek an experienced...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership position that oversees the development and implementation of compliance surveillance and control strategies across the Asia-Pacific region. This role requires strong expertise in financial markets, conduct risk, trading data, and data governance.Key...

About the PositionThe Regional Head of Capital Markets Regulatory Surveillance is a critical role that requires strong expertise in financial markets, conduct risk, trading data, and data governance. As a senior leader, you will be responsible for developing and implementing compliance surveillance and control strategies across the Asia-Pacific region.Key...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.Key responsibilities include:Designing and...

About the Role">The Head of Asia-Pacific Markets Regulatory Oversight will be responsible for leading the surveillance program across various business lines, ensuring compliance with regulatory requirements and industry best practices. This role requires a seasoned professional with a thorough understanding of financial markets, conduct risk, and data...

About the RoleThis challenging strategic project involves working with leading banks and financial institutions to ensure their trading practices comply with market integrity standards.As a Trade Surveillance Consultant, you will have autonomy in your role and be client-facing. You will be part of a dynamic, multi-cultural and fast-growing team at Sia...

The Hong Kong Trade Development Council is seeking a senior professional to join its Overseas Secretariat Department.Job DescriptionThis position requires someone who can facilitate collaboration between Branch Offices and Head Office, providing support for market outreach, budget planning, and KPIs associated with the global network of 51 branches and...

Euro Exim Bank is seeking skilled trade finance professionals to join our dynamic team as freelance trade finance specialists.As a freelancer, you will be responsible for identifying new business opportunities and promoting our trade finance services to potential clients, including exporters and importers.You will work independently from your home office,...

About the Role:The Senior Compliance Analyst will be responsible for providing support to the compliance programs and activities across APAC and within a global framework. This includes monitoring and testing of regulatory and corporate compliance obligations, supporting the execution of the global trade and communication surveillance program, and providing...

Northern Trust, a globally recognized financial institution with over 130 years of experience, is seeking an experienced Compliance Analyst to join its APAC Asset Management Compliance team. As a key member of the team, you will be responsible for providing support to compliance programs and activities across APAC and within a global framework.Partnering...