Compliance Monitoring

Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of Compliance....

Compliance Monitoring OfficerKey Responsibilities: Conduct Audits and Risk Assessments:Participate in regular audits and risk assessments to identify potential compliance issues. Monitor Regulatory Compliance:Continuously monitor bank activities to ensure compliance with state and federal laws. Identify and Address Compliance Issues:Help identify areas of...

MAIN DUTIES Identify, research for and investigate the patterns, trends and anomalies in complex transactional and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering, terrorist financing and structuring. Perform transaction monitoring after account activation; ensure timely escalation of alerts and file...

About the RoleWe are seeking a highly experienced Senior Compliance Monitoring Director to join our team at Projob21 Ltd. in Greater China region.Job DescriptionThe successful candidate will be responsible for leading our compliance monitoring function, ensuring that our business operations meet the highest standards of regulatory compliance. This...

Compliance Monitoring Officer (Leading Corporate Bank) Key Responsibilities: Conduct Audits and Risk Assessments:Participate in regular audits and risk assessments to identify potential compliance issues. Monitor Regulatory Compliance:Continuously monitor bank activities to ensure compliance with state and federal laws. Identify and Address Compliance...

Leading global asset manager is hiring for their regional compliance monitoring and testing function. You will be responsible for planning, executing and delivering the compliance monitoring programme across a broad range of functions and business lines within the APAC region.  The successful candidate will have at least 8 years of relevant experience...

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Job Title: Financial Crime Compliance Specialist - Transaction Monitoring & Sanction ExpertAbout the Role:As a key member of our Financial Crime Compliance Department, you will play a vital role in maintaining the Bank's Anti-Money Laundering (AML) policies and procedures. Your expertise in transaction monitoring and sanction management will help us...

    Assistant AML Compliance Manager (Transaction Monitoring) - Financial Crime Compliance Department (Job ID 3777)   Responsibilities   Review anti-money laundering reports to identify suspected transactions and initiate follow up action to ensure the bank comply with related regulations Involve in preparing suspicious transaction reports to the...

  Key roles and responsibilities: Regulatory Compliance: Ensure the organization complies with all applicable laws, regulations, and industry standards. Monitor changes in legislation and assess their impact on the business. Risk Management: Identify potential legal risks and develop strategies to mitigate them. Conduct risk assessments and ensure...

Assistant Manager, Equities Compliance Position Description This senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department. Key Areas of...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

About the RoleWe are seeking a seasoned Compliance Specialist to join our team at Ashford Benjamin Ltd. This role is perfect for a professional with expertise in regulatory compliance and trading frameworks.The successful candidate will be responsible for overseeing and implementing regulatory compliance programs, managing general compliance matters,...

Main Responsibilities: Monitor day-to-day compliance responsibilities including provide compliance advisory and support to asset management business in Hong Kong. Conduct investment compliance using Bloomberg to ensure compliance with regulatory requirements, including Fund Manager Code of Conduct and UT Code Liaise with the business on regulatory changes...

Larson Maddox is seeking a highly skilled Chief Compliance Officer to lead our compliance team.Salary: $175,000 - $225,000 per year.About the Role:We are looking for an experienced professional to develop, implement, and oversee compliance programs that align with regulatory requirements and internal policies.Key Responsibilities:Compliance Framework...

Interfill Group is seeking an experienced Compliance Manager, Lead to oversee the compliance department and support all-rounded compliance duties in Hong Kong.Job DescriptionThe ideal candidate will have a strong understanding of HKMA regulations and guidelines, as well as AML/CFT regulations. They will be responsible for implementing policies and...

Job SummaryWe are seeking a highly skilled Bond Market Compliance Specialist to join our team at MatchTalent Limited. This is an exciting opportunity for a dedicated professional to take on a key role in ensuring the company's compliance with bond market regulations.About the RoleThe successful candidate will be responsible for monitoring and interpreting...

As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You will work closely with the Head of Compliance and cross-functional teams to implement and enhance our compliance framework. This position will be based in Hong Kong and...

Job Title:AML Compliance SpecialistAbout the Role:We are seeking an experienced AML Compliance Specialist to join our team at MRA Search. The successful candidate will be responsible for managing all regulatory changes, updates, and obligations to ensure timely implementation and compliance.Key Responsibilities:Manage all regulatory changes, updates, and...