Compliance Monitoring Officer

About the RoleAs a key member of Talent Axis, we are seeking an experienced Chief Compliance Officer to lead our Transaction Monitoring Team. The ideal candidate will have a strong background in AML post-transaction monitoring and banking industry experience.Key ResponsibilitiesSupervise and guide the Transaction Monitoring Team to perform AML functions,...

Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of Compliance....

Job Description In order to apply for the selected job, you must first create a user account and your profile. Senior Officer, Transaction Monitoring Job Title: Job ID: 13555 Hong Kong Location: Full/Part Time: Full-Time Job Purpose Investigate suspicious transactions and provide support for the transaction monitoring team in Financial Crime Compliance...

MAIN DUTIES Identify, research for and investigate the patterns, trends and anomalies in complex transactional and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering, terrorist financing and structuring. Perform transaction monitoring after account activation; ensure timely escalation of alerts and file...

Job DescriptionThis role is with Projob21 Ltd., a European Based Wealth Management Banking Group. The job involves performing annual risk assessments to identify key areas that need to be monitored, reporting to the North Asia Head of Compliance, and being accountable for HKMA regulatory risk assessments.Key ResponsibilitiesPerform comprehensive risk...

Citi is seeking a highly skilled Equities Compliance Officer to join our team in Central, Hong Kong. As a critical member of our Compliance and Control department, you will play a vital role in ensuring that our firm's equities business operates in compliance with relevant laws, regulations, and internal policies.Reporting to the Head of Equities Compliance,...

Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and...

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped our collaborative mindset, which enables us to...

Job Purpose Investigate suspicious transactions and provide support for the transaction monitoring team in Financial Crime Compliance (FCC) Responsibilities - Assist in reviewing alerts to identify suspicious transactions and conduct investigation to determine submission of suspicious reports - Process unusual transactions reported...

FundPark is a fintech platform specialising in financing solutions for e-Commerce SME businesses. We believe that they are the backbone of the economy as they drive innovation and competition, create jobs, and contribute to economic growth. Unfortunately, traditional financial institutions often fail to serve their unique needs, leaving them without access...

AML Compliance Manager PositionA highly sought-after role has become available for a skilled AML Compliance Manager to join Global Executive Consultants Ltd. in Hong Kong.About the JobWe are seeking an experienced professional to oversee Anti-Money Laundering (AML) compliance across our operations. The successful candidate will be responsible for conducting...

Our client is a renowned financial services group. To cope with continuous growth in the securities and futures division, they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong. Job Description Ensure company policies, internal control procedures, and manuals are up-to-date with regulatory requirements and...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Job Title: Chief Compliance OfficerWe are seeking a seasoned Chief Compliance Officer to lead our Distribution Compliance team in ensuring regulatory adherence and excellence in our operations.About the Role:Lead the distribution compliance function to identify, assess, and mitigate risks associated with regulatory changes, business initiatives, and market...

The Bank of China (Hong Kong) Limited is seeking a highly skilled and experienced Senior Compliance Officer to join our team.Job DescriptionWe are looking for a professional with strong analytical and problem-solving skills, excellent interpersonal and communication skills, and the ability to work effectively in a fast-paced environment. The successful...

Job DescriptionWe are seeking a highly experienced Chief Compliance Officer to join our team at JH Partners Asia Company Limited.Key Responsibilities:Evaluate organizational policies and procedures to ensure alignment with regulatory requirements, ensuring the company remains compliant with relevant laws and regulations.Conduct comprehensive risk assessments...

Leading global asset manager is hiring for their regional compliance monitoring and testing function. You will be responsible for planning, executing and delivering the compliance monitoring programme across a broad range of functions and business lines within the APAC region.  The successful candidate will have at least 8 years of relevant experience...

Executive Assistant to CEO Job DescriptionCompany OverviewLink Compliance is a leading online gaming company based in Hong Kong. We are seeking an experienced Executive Assistant to support our CEO's business calendar and operations.Salary: $80,000 - $100,000 per annumJob DescriptionWe are looking for a highly skilled and organized individual to join our...

Talent Axis is a leading firm in the field of Anti-Money Laundering (AML) compliance. We are seeking an experienced Senior Vice President, Head of Transaction Monitoring to join our team.About the Role:The successful candidate will be responsible for overseeing and guiding the Transaction Monitoring Team to perform AML functions effectively. This includes...

Our client is a leading bank in the industry, requiring an experienced transaction monitoring specialist to join their team.Key Responsibilities:Monitor transactions to identify suspicious activities and investigate compliance with AML policies.Analyze customer transactions, account activity, and due diligence documentation to detect potential illicit...