Compliance Specialist – FCC Surveillance, Transaction Monitoring

7 days ago

Hong Kong, Hong Kong SAR China Bank of Singapore Full time

MAIN DUTIES

  • Identify, research for and investigate the patterns, trends and anomalies in complex transactional and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering, terrorist financing and structuring.
  • Perform transaction monitoring after account activation; ensure timely escalation of alerts and file Suspicious Transaction Reports (STR) appropriately
  • Provide AML and transaction monitoring advisory/ recommendations to the Business and Support functions
  • Responsible for ongoing monitoring on client relationship, for example, name screening review & assessment, client data maintenance and MIS reporting.
  • Assist Regional Office to assure the Hong Kong business is in compliance with the standard required by the Monetary Authority of Singapore and the HKMA
  • Report control results and provide control reviews to senior management/head office on a timely basis
  • Provide AML training to enhance staff’s risk awareness and Compliance culture
  • Participate in the development, implementation and/or maintenance of processes and procedures to ensure compliance with current regulatory guidance, industry practice and BOS policy
  • Participate in the development, testing, training and implementation of new or enhanced processes or applications/ tools
  • Provide relevant compliance reporting 
  • Ensure detailed and prompt escalation of all AML/CTF incidents and cases 
  • Provide other necessary assistance as required by Compliance team

 

COMPENTENCE REQUIREMENTS

  • Bachelor degree holder or equivalent 
  • 3-5 years of Hong Kong banking compliance related experience 
  • Familiar with Private Banking activities but working track record will be taken into account
  • Good knowledge of HKMA AML rules, regulations and guidelines; commitment to the principles of the AML regime
  • Excellent written and verbal communication skills; proficient in English (speaking and writing) and Chinese (both Mandarin and Cantonese)
  • Previous experience of presenting AML analysis and recommendations for senior management/ AML business counterparts
  • Organized and methodical with close attention to detail
  • Strong interpersonal skills. Commitment to co-operative and collaborative working
  • Strong team player, willing to learn and share experience with other team members
  • Could work under stress; with the flexibility to work with changing priorities and deadlines
  • Candidates with related AML qualification such as ECF (AML/CFT) Core Level and/or ACAMS will be an advantage

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