Compliance Specialist – FCC Surveillance, Transaction Monitoring

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

Company Overview Bank of China (Hong Kong) Limited is a leading financial institution in Hong Kong, providing a wide range of banking services to individuals and businesses.Job Description We are seeking an experienced AML Manager to join our team. As a key member of our compliance department, you will be responsible for investigating suspicious transactions...

Machine Learning Engineer / Machine Learning Researcher FCC Analytics Limited Hong Kong SAR On-site Full Time 1 year or above Entry level Skills: Deep Learning Architecture, Machine Learning Algorithms, Python Responsibilities Implement prototypes to test new ideas and algorithms Develop new algorithms and methodologies for improving data pre- and...

Job DescriptionFCC Analytics is a leading RegTech company that provides AI-powered end-to-end AML compliance solutions to financial institutions.About the RoleWe are seeking an experienced Machine Learning Engineer / Machine Learning Researcher to join our team in Hong Kong SAR. As an essential member of our R&D team, you will be responsible for implementing...

About Pure Hong KongPure Hong Kong is a leading banking group with a strong presence in Asia, offering excellent career opportunities and staff benefits.Job DescriptionWe are seeking a Compliance Manager to join our AML Compliance Team. The successful candidate will report to the Head of FCC and be responsible for maintaining and establishing transaction...

Role OverviewLarson Maddox is seeking a seasoned Equities Compliance Specialist to join our team. The ideal candidate will possess a strong background in equities compliance, monitoring, and trade surveillance.

  Assistant Compliance Manager (FCC Regtech & Transformation Section) - Financial Crime Compliance (Job ID 3687) Responsibilities   Responsible for the maintenance of effective and efficient AML/CFT systems, covering the transaction monitoring and name screening for the Bank Perform regular review of the related systems to identify enhancement...

Company Overview:Our client is a leading European Securities Brokerage firm with a strong presence in Hong Kong. Position Overview: We are seeking a dedicated Compliance manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AML (Know Your Customer/Anti-Money Laundering) activities, and...

Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment,...

Job DescriptionThe Compliance Risk Manager - Anti-Money Laundering (AML) will play a pivotal role in safeguarding the Bank's reputation and ensuring adherence to AML regulations.Key ResponsibilitiesTransaction Monitoring: Investigate suspicious transactions related to financial crimes, prepare Suspicious Transaction Reports (STRs), and collaborate with...

Amber Group, a global leading digital asset company, is seeking a highly skilled Financial Crime Prevention Specialist to join its team. This role plays a critical part in ensuring the integrity of our financial systems and preventing illicit activities.About the RoleThis position involves conducting transaction monitoring and market surveillance activities...

We are seeking a dedicated and detail-oriented Equities Compliance Specialist to join our team. The ideal candidate will have a strong background in equities compliance, monitoring, testing, or trade surveillance. This role is crucial in ensuring our operations adhere to regulatory standards and internal policies. JOB RESPONSIBILITY Conduct comprehensive...

Job OverviewWe are seeking a seasoned Senior AML Compliance Expert to lead our Equities/Securities team in Hong Kong.Key Responsibilities:Develop and implement comprehensive AML/CTF policies, procedures, and monitoring programs for relevant business activities.Provide guidance and advisory to senior management and business units on AML/CTF matters.Manage the...

Job Description Overview of the Bank's Role in AMLThe Bank of China (Hong Kong) Limited plays a vital role in preventing financial crimes and maintaining a clean reputation. As a leading bank, we are committed to upholding the highest standards of integrity and compliance. Key ResponsibilitiesAs an AML Manager, you will be responsible for investigating...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

    Assistant AML Compliance Manager (Transaction Monitoring) - Financial Crime Compliance Department (Job ID 3777)   Responsibilities   Review anti-money laundering reports to identify suspected transactions and initiate follow up action to ensure the bank comply with related regulations Involve in preparing suspicious transaction reports to the...

Company Overview:As a leading financial institution, Wells Fargo is committed to delivering exceptional services to its customers while maintaining the highest standards of regulatory compliance.Job Description:We are seeking an experienced Senior Capital Markets Transaction Reporting Specialist to join our team. The successful candidate will be responsible...

Job Description:The Anti-Fraud Manager Deputy will assist in conducting comprehensive fraud investigations, handling complaint cases, and collaborating with law enforcement agencies, card organizations, and market peers to ensure effective communication.Responsibilities include:Supporting 24/7 transaction monitoring across various channels;Cooperating with...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable Head of Compliance to join our team. The successful candidate will have extensive experience in investment banking division (IBD) and ideally market compliance experience, to work in the regional team and work closely with the business team on compliance advisory. JOB RESPONSIBILITY ...

Company Overview: DBS Bank (Hong Kong) Limited prioritizes the protection of its interests by safeguarding and enhancing its reputation and capital. We maintain a strong standing with our regulators, customers, and business partners through adherence to regulatory requirements and industry best practices.Job Description: This role oversees the Transaction...