Hedge fund compliance
1 day ago
As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You will work closely with the Head of Compliance and cross-functional teams to implement and enhance our compliance framework. This position will be based in Hong Kong and report directly to the APAC Head of Compliance.
Responsibilities:
- Collaborate with key stakeholders to interpret and apply regulatory requirements specific to hedge fund operations in the APAC region
- Monitor and assess regulatory changes, ensuring timely communication to management and relevant teams
- Develop and maintain compliance policies, procedures, and controls to mitigate legal and regulatory risks
- Conduct compliance risk assessments and reviews, identifying areas of improvement and implementing remediation plans
- Provide advice and guidance on compliance matters, including applicable laws, regulations, and industry best practices
- Perform compliance monitoring and surveillance activities to detect and address potential violations or breaches
- Conduct training sessions and workshops to promote compliance awareness and educate employees on relevant regulations
- Establish and maintain effective relationships with regulatory authorities and industry bodies
- Stay informed about emerging trends, developments, and best practices in hedge fund compliance
- Assist in the preparation of compliance reports and presentations for senior management and board meetings
- Collaborate with global compliance teams to ensure consistency and alignment with company-wide compliance objectives
Qualifications and Skills:
- Bachelor's degree in finance, business, law, or a related field
- Proven experience working in a hedge fund compliance role within the APAC region
- Strong knowledge of relevant regulatory frameworks and requirements, including but not limited to SFC, and SEC regulations
- Familiarity with hedge fund strategies, products, and operational processes
- Excellent understanding of compliance principles and best practices within the financial services industry
- Solid understanding of anti-money laundering (AML) and know-your-customer (KYC) regulations
- Fluent English is a must
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