Senior Manager, Compliance Monitoring, Global Asset Manager

Leading global asset manager is hiring for their regional compliance monitoring and testing function. You will be responsible for planning, executing and delivering the compliance monitoring programme across a broad range of functions and business lines within the APAC region.  The successful candidate will have at least 8 years of relevant experience...

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

Role OverviewThe Compliance Manager will be responsible for ensuring that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements and BNPP Group Compliance standards.This includes providing proactive compliance advice to the business, rolling out Group Compliance policies and standards, implementing...

Are you a seasoned Compliance professional looking to join a dynamic team in the asset management industry? BNP Paribas Asset Management has an exciting opportunity for a Compliance Manager to oversee compliance across all aspects of our business. This is a challenging and rewarding role that will see you working closely with our senior leadership team to...

ROLE DESCRIPTION AND PURPOSE As the appointed Manager in Charge for Compliance, to ensure that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements as well as BNPP Group Compliance standards. This includes providing proactive compliance advice to the business, the roll-out of Group Compliance...

The Company Our client is one of the largest asset managers in Asia Pacific, with strong presence in HK, providing excellent career opportunities and work-life balance.  As part of an important part of their growing Compliance Team, they are now looking for a committed and motivated compliance professional to be part of the regional Compliance Team. The...

Job DescriptionAs a key member of the BNP Paribas Asset Management team, you will play a critical role in ensuring compliance with regulatory requirements and internal policies. The ideal candidate will have extensive experience in compliance management, preferably within an international asset management company.ResponsibilitiesRepresent the Compliance...

About ICBC Asset Management (Global)ICBC Asset Management (Global) is a leading global asset manager, dedicated to providing high-quality investment solutions for our clients. We are committed to delivering exceptional returns and building long-term relationships with our stakeholders.We are seeking a highly skilled Strategic Product Manager to join our team...

Company OverviewICBC Asset Management (Global) is a leading asset management company that offers a wide range of investment products to institutional and individual investors. We are committed to providing high-quality investment solutions and exceptional client service.About the RoleWe are seeking an experienced Strategic Product Manager for Asset...

The CompanyPure Hong Kong is seeking a Compliance Specialist for Asset Managers to join their growing Compliance Team.The RoleYou will be responsible for drafting and formulating investment compliance policies, ensuring all investment restrictions for funds are documented and controlled, system maintenance, and compliance monitoring.Your ProfileYou will have...

Our client is a prestigious global Hedge Fund. This powerhouse is currently seeking a motivated and detail oriented Compliance Officer, APAC to join their collaborative and dynamic team. Key responsibilities: Support the APAC and broader regional teams in executing a global compliance program. You will serve as an advisor on a variety of compliance matters,...

Job SummaryWe are seeking a seasoned Senior Compliance Officer to join our team at Global Executive Consultants Ltd. The successful candidate will be responsible for maintaining and developing the compliance program/policies in line with regulatory requirements.This role offers a unique opportunity to work with a leading Financial Institution, providing...

Senior Financial Regulation SpecialistGlobal Executive Consultants Ltd. is seeking a high-caliber professional to fill the position of Senior Financial Regulation Specialist.This role involves maintaining and developing compliance programs and policies in accordance with SFC regulations.Maintaining and developing compliance programs/policies (SFC)Conducting...

Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of Compliance....

We are seeking a highly skilled Risk Management Specialist to join our team at Global Executive Consultants Ltd. Our ideal candidate will have extensive experience in risk management, specifically in the areas of market risks and liquidity risks.Job SummaryThis is an exciting opportunity for a seasoned professional to take on a key role in managing risk...

Job Description : Job Accountabilities Compliance Monitoring and Testing – perform compliance testing, monitoring, and surveillance to demonstrate and attest compliance with applicable laws and regulations and in-house policy guidelines. Perform compliance testing, thematic reviews and monitoring on key regulatory requirements and issues,...

We are seeking an experienced Senior Portfolio Manager to join our team at Projob21 Ltd. in a Global Asset Management role. As a key member of our team, you will be responsible for managing and overseeing investment portfolios for high-net-worth individuals and institutional clients.Job ResponsibilitiesThe successful candidate will have:Assume key clients...

About the RoleAs a seasoned Compliance professional, you will be responsible for managing and coordinating regulatory compliance efforts within our asset management team in Asia. The ideal candidate will have 8+ years of experience in asset management compliance, with a deep understanding of relevant regulations such as the SFO (Securities and Futures...

Global Private Equity Investment Manager Promising Exposure with Competitive Benefits Our Client Global Private Equity & Alternative Investment Management are in search for investment risk professionals to be part of the HK and Regional team. Job Duties In this role, you will be responsible for monitoring and analyzing investment risks across a...

Compliance Manager (Asset Management) Our client is a fast-growing emerging asset management company with strong absolute and risk-adjusted performance. We are now seeking a talented individual to join them as a Compliance Manager for their Investment Services team. Position Responsibilities Directly report to the COO and CCO. Conduct daily compliance...