Compliance Manager for Asset Management

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

Job Title: Asset Management SpecialistBNP Paribas Asset Management is seeking a highly skilled Asset Management Specialist to join our team in Hong Kong. As a key member of our Compliance function, you will be responsible for ensuring that our company is in full compliance with applicable Hong Kong regulatory requirements and BNPP Group Compliance...

Job Title: Asset Management SpecialistBNP Paribas Asset Management is seeking a highly skilled Asset Management Specialist to join our team in Hong Kong. As an Asset Management Specialist, you will play a critical role in ensuring the company's compliance with regulatory requirements and internal policies.Key Responsibilities:Assist in ensuring the company's...

{"Role Overview": "BNP Paribas Asset Management is seeking a talented Institutional Sales Team HK member to build and grow business relationships with various types of HK & Macao institutional clients. This role will be an essential part of the team and be responsible for business development with targeted clients.", "Key Responsibilities": "Work closely...

ROLE DESCRIPTIONAs an Asset Manager at BNP Paribas Asset Management, you will be responsible for the production of institutional reporting that does not meet the standardization requirements. This involves working closely with the Reporting Factory based in India to ensure timely delivery of reports to our clients. Additionally, you will be in charge of...

Company OverviewICBC Asset Management (Global) is a leading asset management company that offers a wide range of investment products to institutional and individual investors. We are committed to providing high-quality investment solutions and exceptional client service.About the RoleWe are seeking an experienced Strategic Product Manager for Asset...

Job SummaryWe are seeking a highly motivated and experienced Institutional Sales Specialist to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for building and maintaining strong relationships with institutional clients in Hong Kong and Macau, and driving business growth through targeted sales initiatives.Key...

Job SummaryBNP Paribas Asset Management is seeking a highly skilled Asset Management Specialist to join our team. The successful candidate will be responsible for analyzing and recommending investments in Emerging Market corporate bonds, as well as contributing to the development of our global EM Fixed Income strategy.Key ResponsibilitiesConduct in-depth...

ROLE DESCRIPTION AND PURPOSEThe Reporting Department at BNP Paribas Asset Management is responsible for delivering high-quality investment reports to our Institutional clients. As a key member of this team, you will be in charge of producing reports that meet the standardization requirements, working closely with the Reporting Factory based in India....

Job OverviewBecome a key member of our team at BNP Paribas Asset Management, where you will play a crucial role in the production of high-quality institutional reports. Your expertise and attention to detail will ensure that our clients receive accurate and timely information.About the RoleThis position is responsible for producing client reports that meet...

Job Title: Compliance OfficerLarson Maddox is seeking a highly skilled Compliance Officer to join our team in the APAC Region. As a key member of our Financial Institution, you will play a critical role in ensuring adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement compliance policies and procedures for...

CLIENT BACKGROUNDLarson Maddox is a Regional Investment Bank seeking a seasoned Compliance talent to collaborate with our dynamic team.We are dedicated to providing our clients with innovative investment solutions while maintaining the highest standards of compliance and governance.JOB RESPONSIBILITYImplement and maintain comprehensive compliance policies...

Company OverviewBrookfield Asset Management, Inc. is a leading global alternative asset manager with a 100+ year history of owning and operating real assets and related businesses.In 2019, Brookfield acquired a majority interest in Oaktree Capital, a leader among global investment managers specializing in credit and other alternative investments.Together,...

**Job Title:** Asset Management Compliance OfficerCompany OverviewLarson Maddox is a leading asset management firm that prides itself on its commitment to excellence and integrity.SalaryWe offer a competitive salary of $120,000 - $180,000 per annum, commensurate with experience, plus benefits.Job DescriptionAs an Asset Management Compliance Officer at Larson...

Job Title: Compliance Manager, Enterprise Asset ManagementJob SummarySun Life is seeking a highly skilled Compliance Manager, Enterprise Asset Management to join our team. The successful candidate will be responsible for managing compliance with regulatory requirements and internal policies for Enterprise Asset Management.Key ResponsibilitiesPerform...

Company Overview:China Universal Asset Management (Hong Kong) Co. Ltd is a reputable asset management firm seeking a highly skilled Chief Operations Officer to oversee the smooth operation of our daily functions. Salary: We offer a competitive salary in excess of HK$1.2 million per annum, commensurate with experience and qualifications. Job Description:The...

Job Summary: We are seeking a highly skilled Compliance Manager to join our Enterprise Asset Management team. The successful candidate will be responsible for ensuring compliance with regulatory requirements and in-house policy guidelines.Key Responsibilities:Perform compliance testing, monitoring, and surveillance to demonstrate and attest compliance with...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Sun Life Asia. This is an exciting opportunity to work with a leading asset management company and contribute to ensuring compliance with regulatory requirements.As a Regulatory Compliance Specialist, you will be responsible for monitoring and testing our...

Compliance and Legal Support RoleCLFAMC, a joint venture asset manager of the China Life Group and Franklin Templeton Investments, seeks a caliber individual with strong passion in joining the legal role in the financial industry to assist in Compliance and Legal tasks in the team.Key ResponsibilitiesReview and coordinate contract and legal documents,...

Job Title:Vice President - Asset Management - Private Wealth Sales, Greater ChinaJob Summary:We are seeking an experienced Vice President to join our Brookfield Asset Management team in Hong Kong. The successful candidate will be responsible for driving wealth management sales across Greater China, including Hong Kong, Taiwan, and China onshore. The role...