Compliance Manager for Asset Management

Role OverviewThe Compliance Manager will be responsible for ensuring that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements and BNPP Group Compliance standards.This includes providing proactive compliance advice to the business, rolling out Group Compliance policies and standards, implementing...

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

Job DescriptionAs a key member of the BNP Paribas Asset Management team, you will play a critical role in ensuring compliance with regulatory requirements and internal policies. The ideal candidate will have extensive experience in compliance management, preferably within an international asset management company.ResponsibilitiesRepresent the Compliance...

Job DescriptionWe are seeking a highly skilled Asset Management Specialist to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, valuation functions, etc.The ideal candidate will have a strong...

About the RoleWe are seeking an experienced Portfolio Administration Specialist to join our team at BNP Paribas Asset Management. This role will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, and valuation functions performed by internal teams and external providers.Key...

Job OverviewWe are seeking an experienced Regulatory Compliance Expert to join our team at China Re Asset Management (Hong Kong) Company Limited.

ROLE DESCRIPTIONAs an Asset Manager at BNP Paribas Asset Management, you will be responsible for the production of institutional reporting that does not meet the standardization requirements. This involves working closely with the Reporting Factory based in India to ensure timely delivery of reports to our clients. Additionally, you will be in charge of...

About ICBC Asset Management (Global)ICBC Asset Management (Global) is a leading global asset manager, dedicated to providing high-quality investment solutions for our clients. We are committed to delivering exceptional returns and building long-term relationships with our stakeholders.We are seeking a highly skilled Strategic Product Manager to join our team...

CLFAMC is a joint venture asset manager of the China Life Group and Franklin Templeton Investments.We are one of the major institutional investors in the region with sizable AUM.We are seeking a caliber with strong attention to detail to assist in our internal control process.Key Responsibilities:Assurance on all reporting processes.Carrying out internal...

Company OverviewICBC Asset Management (Global) is a leading asset management company that offers a wide range of investment products to institutional and individual investors. We are committed to providing high-quality investment solutions and exceptional client service.About the RoleWe are seeking an experienced Strategic Product Manager for Asset...

About the RoleWe are seeking a skilled Reporting Specialist to join our team at BNP Paribas Asset Management. This is a dynamic opportunity for an individual with strong analytical and communication skills to contribute to the production of high-quality institutional reports.Key ResponsibilitiesProduce client reports of exceptional quality, meeting tight...

Job OverviewBecome a key member of our team at BNP Paribas Asset Management, where you will play a crucial role in the production of high-quality institutional reports. Your expertise and attention to detail will ensure that our clients receive accurate and timely information.About the RoleThis position is responsible for producing client reports that meet...

Job OverviewLarson Maddox is seeking a seasoned Compliance Risk Manager to oversee compliance with all relevant regulations and industry standards impacting FOF, PE, and public funds.The ideal candidate will have a minimum of 10 years of experience in compliance within asset management and in-depth knowledge of the regulatory environment governing asset...

Company OverviewBrookfield Asset Management, Inc. is a leading global alternative asset manager with a 100+ year history of owning and operating real assets and related businesses.In 2019, Brookfield acquired a majority interest in Oaktree Capital, a leader among global investment managers specializing in credit and other alternative investments.Together,...

CLIENT BACKGROUNDLarson Maddox is a Regional Investment Bank seeking a seasoned Compliance talent to collaborate with our dynamic team.We are dedicated to providing our clients with innovative investment solutions while maintaining the highest standards of compliance and governance.JOB RESPONSIBILITYImplement and maintain comprehensive compliance policies...

Are you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...

**Job Title:** Asset Management Compliance OfficerCompany OverviewLarson Maddox is a leading asset management firm that prides itself on its commitment to excellence and integrity.SalaryWe offer a competitive salary of $120,000 - $180,000 per annum, commensurate with experience, plus benefits.Job DescriptionAs an Asset Management Compliance Officer at Larson...

Job Description:Audits and Compliance SpecialistTo ensure adherence to regulatory requirements and best practices in asset management, we are seeking a skilled compliance expert.Key Responsibilities:Oversight of compliance policies, procedures, and advice on asset management business operations.Review and update the firm's compliance policies and procedures...

**About Larson Maddox**Larson Maddox is a Regional Investment Bank dedicated to providing innovative investment solutions while maintaining the highest standards of compliance and governance.**Salary:** $120,000 - $180,000 per year, depending on experienceJob OverviewWe are seeking a seasoned professional to oversee compliance with all relevant regulations...

Company Overview:China Universal Asset Management (Hong Kong) Co. Ltd is a reputable asset management firm seeking a highly skilled Chief Operations Officer to oversee the smooth operation of our daily functions. Salary: We offer a competitive salary in excess of HK$1.2 million per annum, commensurate with experience and qualifications. Job Description:The...