Chief Compliance Officer, Asset Management

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time
Senior Financial Regulation Specialist

Global Executive Consultants Ltd. is seeking a high-caliber professional to fill the position of Senior Financial Regulation Specialist.

This role involves maintaining and developing compliance programs and policies in accordance with SFC regulations.

  • Maintaining and developing compliance programs/policies (SFC)
  • Conducting AML/CFT sanctions-related tasks
  • Providing compliance advice to the business
  • Compliance monitoring and liaising with regulators
  • Handling FATCA, QI, and CRS issues and liaising with regulators on compliance-related matters
  • Supporting ad hoc requests from the business and senior management

Requirements and Qualifications

  • Degree or above with a major in Finance, Accounting, Risk, or Law
  • Minimum 5 years of experience in compliance, preferably in RA9 business
  • Fluent spoken and written English and Mandarin
  • Familiarity with the regulatory environment in the regional financial industry

Compensation Package

HK$50,000 - HK$60,000 per annum



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