Chief Compliance Officer, Asset Management
5 days ago
Global Executive Consultants Ltd. is seeking a high-caliber professional to fill the position of Senior Financial Regulation Specialist.
This role involves maintaining and developing compliance programs and policies in accordance with SFC regulations.
- Maintaining and developing compliance programs/policies (SFC)
- Conducting AML/CFT sanctions-related tasks
- Providing compliance advice to the business
- Compliance monitoring and liaising with regulators
- Handling FATCA, QI, and CRS issues and liaising with regulators on compliance-related matters
- Supporting ad hoc requests from the business and senior management
Requirements and Qualifications
- Degree or above with a major in Finance, Accounting, Risk, or Law
- Minimum 5 years of experience in compliance, preferably in RA9 business
- Fluent spoken and written English and Mandarin
- Familiarity with the regulatory environment in the regional financial industry
Compensation Package
HK$50,000 - HK$60,000 per annum
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