Regulatory Compliance Manager

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

Regulatory Compliance and Licensing Manager Hong Kong We are looking to hire for one of our ecosystem projects. Our client, a leading digital assets ecosystem globally, is in search of an experienced Regulatory Compliance and Licensing Manager, with strong knowledge in the crypto space. In this role, you will: Stay informed on rapidly changing global crypto...

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

We are seeking a highly skilled Regulatory Compliance Coordinator to join our APAC GM COO team. In this role, you will be responsible for managing and coordinating regulatory exams, changes to regulations, and queries from local regulators.Key responsibilities include:Central coordination of regulatory exams impacting multiple lines of businessManagement and...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

Job DescriptionAs a key member of the Danos Group team, you will play a vital role in ensuring our clients' compliance with regulatory requirements. Your expertise will be instrumental in maintaining the highest standards of governance and risk management.Key Responsibilities:Client Delivery:Provide advisory services to clients on policies, procedures, and...

Company Overview:Vistra is a leading global provider of trust, fund and corporate services, aiming to remove complexity and friction in global business.We believe that our clients have the power to change the world and achieve great things for global progress. Our purpose is progress, and we exist to help our clients achieve it without friction.Our culture...

Company OverviewAshford Benjamin Ltd is a leading entity in the industry, committed to excellence and compliance.Job DescriptionWe are seeking a skilled Compliance Specialist to provide regulatory advisory services to our Hong Kong licensed entity and APAC operations. As a key member of our team, you will be responsible for core compliance work, including...

Quality Assurance RoleWe are seeking a highly motivated and detail-oriented Entry-Level Quality Assurance Officer to join our team. The successful candidate will be responsible for ensuring the quality and compliance of our products and processes in accordance with regulatory requirements.Responsibilities:Prepare cleanroom protocols and reports to ensure...

Private Equity Regulatory Compliance JobOur client, a leading private equity firm, is seeking a skilled professional to fill the role of Legal and Compliance Manager. This position is critical to ensuring regulatory compliance and effective fund management. The successful candidate will be responsible for managing legal and compliance aspects, including...

We are seeking an experienced Regulatory Reporting Automation Project Manager to lead and manage the end-to-end automation of regulatory reporting processes, ensuring adherence to timelines, budgets, and quality standards. This role is crucial in driving efficiency through automation while ensuring compliance with CFTC, BAFT, and OTC regulations.Key...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

Company OverviewHang Seng Bank Limited is a leading financial institution committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.Job DescriptionAs the Head of Risk Steward Oversight, you will be...

Senior Leadership PositionWe are Madison Pearl, a renowned digital banking group based in Hong Kong, serving the local retail and corporate markets. Our organization adheres to stringent governance principles, ensuring compliance with applicable laws, regulations, and industry standards.We are currently seeking a highly accomplished Chief Compliance Officer...