Head of Compliance | Regulatory Affairs Director

DEPUTY DIRECTOR, GOVERNANCE AND REGULATORY AFFAIRS 2 days ago Be among the first 25 applicants The Membership and Admission ("Department") is responsible for the development and operation of the Institute's policies on governance, nomination and registration matters, on top of handling all membership related work in compliance with the Professional...

Job DescriptionThe Hong Kong Institute of Certified Public Accountants (HKICPA) is seeking a seasoned professional to fill the role of Deputy Director, Governance and Regulatory Affairs. This position plays a vital part in developing and implementing the Institute's governance and regulatory framework.As a key member of the Department, you will be...

Compliance Review SpecialistAbout the Role:We are looking for a highly skilled Compliance Review Specialist to join our team at the Bank of China.This is a full-time position in the Operational Risk Management Department, reporting to the Head of Compliance.The successful candidate will be responsible for conducting regular compliance reviews, formulating...

Head of Corporate Affairs & CommunicationsThe Head of Corporate Affairs & Communications will strategically lead the development and execution of integrated communications and marketing strategies that enhance the organization's reputation, support brand visibility, and engage stakeholders effectively. This role encompasses corporate branding, crisis...

Job Overview:Accuray Asia Ltd. is seeking a talented Regulatory Affairs Professional to support our efforts in obtaining medical device pre-market regulatory approvals to ensure market access for our products and services in the Asia Pacific Region.This role involves authoring regulatory submissions in the Asia Pacific through third-party entities, while...

About the RoleThis position reports to the Director of Accuray Regulatory and Quality, Asia Pacific Region and is located in Hong Kong. As a Regulatory Affairs Specialist, you will be responsible for preparing, submitting, and managing regulatory applications required for product market approvals in the Asia Pacific Region.You will also be responsible for...

We are seeking a highly skilled Regulatory Compliance Coordinator to join our APAC GM COO team. In this role, you will be responsible for managing and coordinating regulatory exams, changes to regulations, and queries from local regulators.Key responsibilities include:Central coordination of regulatory exams impacting multiple lines of businessManagement and...

ResponsibilitiesPrepare, submit, and manage regulatory applications required for product market approvals in the Asia Pacific Region.Prepare, submit, and manage Asia Pacific Technical Files in compliance with local regulatory requirements and the Accuray Quality Management System.Function as a Regulatory Affairs subject matter expert on new product...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Responsibilities:Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

About This Opportunity:Job SummaryThis role is responsible for ensuring that all AllianzGI's activities in the AP offices satisfy all regulatory requirements within the Investment Compliance areas, as well as any other applicable requirements.The ideal candidate will have a proven track record of successfully managing risk and ensuring compliance in a...

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...

Company Overview:Vistra is a leading global provider of trust, fund and corporate services, aiming to remove complexity and friction in global business.We believe that our clients have the power to change the world and achieve great things for global progress. Our purpose is progress, and we exist to help our clients achieve it without friction.Our culture...

About the RoleThis is an exciting opportunity for a seasoned professional to join JC Executive Search as a Compliance Manager. The successful candidate will be responsible for supporting compliance work for new projects/services related to Payment Systems and Stored Value Facilities, conducting research on regulatory updates, and performing compliance...

Join Our Visionary Team at NexusSearch!We are seeking a highly skilled and motivated individual to lead our Compliance Team and drive our growth strategy in Asia.Key Responsibilities:Develop and implement comprehensive compliance programs aligned with international standards.Manage relationships with regulatory bodies and stakeholders to ensure seamless...

Job Summary:The Director of IT Compliance at FortisHill Consulting is responsible for ensuring the organization's IT systems comply with regulatory standards and laws. The successful candidate will develop and implement effective IT compliance strategies, collaborate with cross-functional teams, and stay updated on industry trends and regulatory changes.Key...

Private Equity Regulatory Compliance JobOur client, a leading private equity firm, is seeking a skilled professional to fill the role of Legal and Compliance Manager. This position is critical to ensuring regulatory compliance and effective fund management. The successful candidate will be responsible for managing legal and compliance aspects, including...

Company OverviewHang Seng Bank Limited is a leading financial institution committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.Job DescriptionAs the Head of Risk Steward Oversight, you will be...

About the JobOur client is looking for a highly skilled Compliance Manager to oversee compliance-related activities. The ideal candidate will have strong analytical skills, excellent communication skills, and the ability to work independently in a fast-paced environment.Key Accountabilities:Developing and implementing compliance policies and...