Director of IT Compliance

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

The Career IT Consultant Hong Kong, SAR is looking for an experienced Director of IT Strategy to drive the company's technology vision forward. The ideal candidate will have a strong background in IT leadership and strategic planning, with a proven track record of delivering successful projects and driving business growth.About the Role:This is an exciting...

We are seeking a highly experienced Compliance Director to join our team at BOCI-Prudential Asset Management Limited. This is an exciting opportunity for a seasoned compliance professional to provide leadership and guidance on all aspects of AML compliance.The successful candidate will have a minimum of 6 years of experience in the financial industry,...

Job Summary:We are seeking a seasoned Compliance Director to lead our Compliance Risk Management team in Asia Pacific. The successful candidate will be responsible for developing and implementing compliance risk management strategies and policies across the region.Key Responsibilities:Develop and implement compliance risk management strategies and...

Job DescriptionAt Harbridge Partners, we are seeking a highly experienced Compliance Director to lead our brokerage operations in Hong Kong. As a senior compliance professional, you will be responsible for overseeing all aspects of compliance activities in the region.Key Responsibilities:Regulatory Oversight: Act as the primary point of contact for...

Pure Hong Kong seeks a Compliance Director for its Global Investment Banking Business.**Job Description**In this key role, you will report to the Head of Compliance HK and provide compliance advice to the Global Investment Banking Business. This includes advisory services for Mergers & Acquisitions (M&A), Equity Capital Markets (ECM), Debt Capital Markets...

Senior IT Auditor WantedOur client, PrimePeak Group, is seeking a skilled Senior Manager / Director to oversee Tech Risk / Cyber Security functions. The ideal candidate will have expertise in IT governance, cybersecurity frameworks, and digital transformation risks.Responsibilities Include:Leading risk-based assessments to ensure compliance with various...

Company OverviewNexusSearch is a leading global decentralized finance (DeFi) blockchain company based in Hong Kong, with a team of around 20 members including two in the Compliance Team. We are looking to expand our presence in Asia.Job DescriptionAs a key member of the Compliance Team, you will report directly to the Head of Compliance and handle all...

Our client, a reputable professional services firm with a global presence and a strong regional network in Asia, is seeking an experienced AML Compliance VP to join a well-established team in Hong Kong.Key responsibilities include:Acting as MLRO, AMLCO, DMLRO for various client entitiesOverseeing AML/CFT policies and procedures, ensuring compliance with...

Compliance ManagerJob Summary:We are seeking a seasoned Compliance Manager to join our team at the Bank of China.This is a full-time position in the Legal and Compliance department, reporting to the Head of Compliance.The successful candidate will be responsible for formulating annual compliance review plans, conducting regular compliance reviews, and...

Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

We are one of the fastest-growing companies in the digital assets sector, offering cutting-edge work and career development opportunities.This role involves managing projects, handling volume spikes, and prioritizing work strategically.The successful candidate will have excellent project management and business analysis skills.Key Responsibilities:Manage...

Job Opportunity:We are currently seeking an experienced Assistant Human Resources Director to join our team at the Bank of China.About the Role:The successful candidate will be responsible for assisting the HR Services Centre team in various administrative tasks, including payroll services.Key Responsibilities:Assist in the preparation of monthly reports and...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

Job OverviewWe are currently seeking a highly skilled and experienced Compliance professional to join our team at NTT DATA Hong Kong Limited.The ideal candidate will have a strong background in Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF), with experience in risk assessment, client onboarding, payment channels onboarding, ongoing...

ConnectedGroup is seeking a highly skilled Compliance Manager to drive compliance initiatives at regional and local levels.Job DescriptionOverview:Lead the development and implementation of compliance policies and procedures.Support the execution of annual compliance plans.Key Responsibilities:Monitor regulatory changes affecting the insurance industry.Lead...

Job DescriptionWe are seeking a highly skilled Senior Compliance Risk Specialist to join our team at the Bank of China. In this role, you will be responsible for leading, managing, or participating in internal audit engagements related to General and Financial Crime Compliance.Plan and execute internal audits to assess compliance with regulations, standards,...

We are seeking a highly skilled Regulatory Compliance Coordinator to join our APAC GM COO team. In this role, you will be responsible for managing and coordinating regulatory exams, changes to regulations, and queries from local regulators.Key responsibilities include:Central coordination of regulatory exams impacting multiple lines of businessManagement and...

About AirwallexAirwallex is the only unified payments and financial platform for global businesses. Our unique combination of proprietary infrastructure and software empowers over 100,000 businesses worldwide to manage everything from business accounts, payments, spend management, and treasury to embedded finance at a global scale.Proudly founded in...

Role OverviewWe are seeking a highly experienced Senior Compliance Manager, Money Laundering Reporting Officer (MLRO), Hong Kong to drive forward and embed our compliance program, safeguarding our business as we continue to reach our growth objectives. As a central part of our innovative global compliance team, you will partner with internal teams to design,...