Senior Compliance Director

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Senior IT Auditor WantedOur client, PrimePeak Group, is seeking a skilled Senior Manager / Director to oversee Tech Risk / Cyber Security functions. The ideal candidate will have expertise in IT governance, cybersecurity frameworks, and digital transformation risks.Responsibilities Include:Leading risk-based assessments to ensure compliance with various...

Job DescriptionAt Harbridge Partners, we are seeking a highly experienced Compliance Director to lead our brokerage operations in Hong Kong. As a senior compliance professional, you will be responsible for overseeing all aspects of compliance activities in the region.Key Responsibilities:Regulatory Oversight: Act as the primary point of contact for...

Senior IT Director - Manufacturing Industry We are seeking a visionary and results-driven Senior Director to spearhead the company's global IT strategy and operations. This executive role requires a seasoned leader with a comprehensive understanding of technology trends, IT systems management, and cybersecurity. The role will work closely with the executive...

Digital Assets Compliance DirectorTbwa Chiat/Day Inc is seeking an accomplished Digital Assets Compliance Director to lead our regulatory efforts in the digital assets space. The successful candidate will have a deep understanding of the regulatory landscape and be able to drive effective compliance solutions.About the Position:Lead the development and...

We are seeking a highly experienced Compliance Director to join our team at BOCI-Prudential Asset Management Limited. This is an exciting opportunity for a seasoned compliance professional to provide leadership and guidance on all aspects of AML compliance.The successful candidate will have a minimum of 6 years of experience in the financial industry,...

The Pure Hong Kong StoryWe are a leading asset manager in the Asia Pacific region, driven by a strong compliance culture that ensures excellent career prospects.The Role of Compliance DirectorAs a key member of our Regional Compliance Team, you will report directly to the Regional Head of Compliance and be responsible for handling all aspects of compliance...

TSDN is a pioneering financial technology firm headquartered in Hong Kong with a growing presence in international markets. We are now seeking a seasoned General Legal Counsel to join our expanding Global Compliance Team.Key Responsibilities:Lead the review and drafting of contracts and legal documents for various overseas countries, develop project contract...

Pure Hong Kong seeks a Compliance Director for its Global Investment Banking Business.**Job Description**In this key role, you will report to the Head of Compliance HK and provide compliance advice to the Global Investment Banking Business. This includes advisory services for Mergers & Acquisitions (M&A), Equity Capital Markets (ECM), Debt Capital Markets...

Job OverviewWe are currently seeking a highly skilled and experienced Compliance professional to join our team at NTT DATA Hong Kong Limited.The ideal candidate will have a strong background in Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF), with experience in risk assessment, client onboarding, payment channels onboarding, ongoing...

Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

Company OverviewNexusSearch is a leading global decentralized finance (DeFi) blockchain company based in Hong Kong, with a team of around 20 members including two in the Compliance Team. We are looking to expand our presence in Asia.Job DescriptionAs a key member of the Compliance Team, you will report directly to the Head of Compliance and handle all...

We are seeking a seasoned Chief Compliance Officer to join Madison Pearl's senior leadership team. As a member of this team, you will provide advice and counsel to the CEO and your peers on material compliance frameworks and other relevant business matters.The successful candidate will have a comprehensive knowledge of statutory and regulatory requirements...

The Legal and Compliance Director - MD  in a private credit fund is responsible for overseeing the compliance framework and legal matters related to the fund's operations. This role is crucial in ensuring that the fund adheres to all regulatory requirements and internal policies while managing legal risks associated with investment activities.Key...

Senior Operations Director (86236) Lai Chi Kok, Hong KongSenior Operations DirectorThis leading apparel company with global retail and production operations is now actively seeking a Senior Operations Director to join their growing team. The Senior Operations Director will lead multiple business lines driving the original design manufacturing business to...

As a Senior Business Development Director at Captar Partners, you will lead the agency channel team to drive business growth and develop strategies for success. The ideal candidate will have strong knowledge of insurance products and market insights, as well as experience in leading teams and driving business growth.You will be responsible for gathering...

Cornerstone Global Partners is seeking a seasoned Senior Compliance Strategist to oversee the firm's compliance requirements. Key Responsibilities:Oversight of compliance programs to ensure adherence to regulatory standardsLeadership and guidance in implementing best practices for industry complianceStrategic advisory services on regulatory matters and...

Legal Director - Legal Counsel (Investments) Job Title: Legal Director – Venture Capital & Private Equity Investments Location: Hong Kong We are representing our client specializing in VC/PE projects for Asia and Greater China, with a strong focus on high-growth sectors such as technology, healthcare, and fintech. Headquartered in Hong Kong, our firm...

Role OverviewWe are seeking a highly experienced Senior Compliance Manager, Money Laundering Reporting Officer (MLRO), Hong Kong to drive forward and embed our compliance program, safeguarding our business as we continue to reach our growth objectives. As a central part of our innovative global compliance team, you will partner with internal teams to design,...

An internationally renowned MNC seeks a meticulous Associate Director / Senior Manager to oversee regional FP&A duties across different brands in the Asia Pacific region. Reporting into the Finance Director, you will work alongside a lean team to drive strong growth and manage business performance.Key responsibilities include coordinating and consolidating...