Senior Compliance Officer

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CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

About the Position:This is a mid-senior level position responsible for managing the quality assurance function within Hong Kong Airlines. The successful candidate will have a strong background in quality management, with a focus on ensuring compliance with regulatory requirements and industry standards.As a Corporate Compliance Officer, you will be...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. The successful candidate will be responsible for ensuring that all AllianzGI's activities in the AP offices satisfy regulatory requirements within the Investment Compliance areas.The ideal candidate will have a strong understanding of current issues affecting the...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Madison Pearl, a leading digital banking group in Hong Kong, is seeking an experienced Chief Compliance Officer to lead their compliance department. As a senior executive, you will be responsible for formulating and implementing the bank's overall compliance strategy, ensuring adherence to regulatory frameworks and laws.You will act as the Bank's primary...

Cornerstone Global Partners is seeking a seasoned Senior Compliance Strategist to oversee the firm's compliance requirements. Key Responsibilities:Oversight of compliance programs to ensure adherence to regulatory standardsLeadership and guidance in implementing best practices for industry complianceStrategic advisory services on regulatory matters and...

The Role As a subject matter expert in AML based in Hong Kong, this individual will be a senior member of the AML team, reporting to the Head of FCC Compliance. Responsibilities include providing KYC/AML advisory services to various business lines, developing and implementing anti-money laundering policies and procedures, and executing training strategies...

About HKMC Annuity LimitedWe are a reputable financial institution seeking a dedicated Chief Compliance Officer to join our team.

Job OverviewThe Business Compliance Officer - Legal is responsible for providing independent audit assurance services to the Board and Executive Management at DBS Bank.About the PositionProvide audit team members with proper guidance and coaching supervision during audit engagements.Manage key relationships with middle and senior management for the audit...

Job ResponsibilitiesMaintain accurate and up-to-date financial records, including ledgers, invoices, and receipts.Reconcile bank statements and company accounts regularly to ensure accuracy and compliance.Prepare comprehensive monthly and annual financial reports to support business decision-making.Ensure compliance with all relevant Hong Kong tax...

Job DescriptionThe Bank of China is seeking an experienced (Senior) AML Manager (Policy & Due Diligence) to join our team in Financial Crime Compliance Department.

We are 4Alpha Group, a cutting-edge Web3 company at the forefront of blockchain technology, decentralized finance (DeFi), and digital assets.Our mission is to build a more transparent, secure, and inclusive financial ecosystem.This role requires a deep understanding of blockchain, cryptocurrencies, and decentralized systems, as well as a strong grasp of...

DBS Bank's Group Legal, Compliance & Secretariat is responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital. This team works to maintain a good standing with all regulators, customers, and business partners.The Job Objective of this role is to effectively support the implementation of...

Company OverviewConnectedGroup Limited is a financial technology platform focused on trade financing. We are currently seeking a skilled professional to lead our compliance function.Job Description:Head of ComplianceWe are looking for an experienced Head of Compliance to drive entity-level controls and implement internal and external compliance measures to...

Quality Assurance RoleWe are seeking a highly motivated and detail-oriented Entry-Level Quality Assurance Officer to join our team. The successful candidate will be responsible for ensuring the quality and compliance of our products and processes in accordance with regulatory requirements.Responsibilities:Prepare cleanroom protocols and reports to ensure...

Madison PearlEstablished in Hong Kong, Madison Pearl is a leading digital banking group with a strong presence in the region's retail and corporate markets. As a licensed banking institution, we adhere to statutory provisions, regulatory requirements, and industry codes of conduct.We are seeking an experienced Chief Compliance Officer to lead our compliance...

Job Title: Law Policy and Compliance OfficerThe Professional Body Hong Kong, a premier regulatory organization, invites applications for a Law Policy and Compliance Officer position. In this key role, you will play a critical part in developing and implementing regulatory strategies to ensure the organization's compliance with relevant laws, regulations, and...

Job DescriptionAt CMB International Capital Corporation Limited, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our organization maintains the highest standards of ethics and regulatory compliance.Main ResponsibilitiesCommunication and...

Job DescriptionThe Compliance Manager will be responsible for conducting customer investigations, anti-money laundering (AML), and counter-terrorist financing (CTF) procedures. This includes relevant data inquiries to ensure compliance with regulatory requirements.Main Responsibilities:Review and assess client-compliance documentation to identify potential...