Compliance Officer for Financial Institutions

Job OverviewWe are seeking a seasoned Compliance Officer to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance programs to mitigate regulatory...

Compliance Officer, Compliance page is loaded Compliance Officer, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR000951 Position Description The AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML...

At Superfund Financial (Hong Kong) Ltd, we are seeking a seasoned Business Development Director to spearhead our efforts in building and maintaining relationships with institutional investors across the Greater China region.About the RoleThis is a critical position that requires a strong network of contacts within the HNI and institutional investor...

As a Transaction Monitoring Officer at Amber Group, you will have the opportunity to work with a global leading digital asset company, providing crypto financial services to both institutional and high-net-worth investors worldwide. Our team of experts operates 24/7 globally, driving innovation and progress in the digital asset ecosystem.In this role, you...

As a Financial Institution Business Lead at Hyphen Connect, you will be responsible for designing innovative financial product solutions based on business needs and market trends of institutional customers.Your primary objective will be to define product goals, functional requirements, business processes, and priorities, and write detailed product...

About MRA SearchMRA Search is a leading recruitment agency specializing in high-end finance and compliance placements.Job Description: Compliance OfficerThis Compliance Officer role involves managing all aspects of conflict checks, analysis, and Anti-Money Laundering (AML) procedures in our Hong Kong office.Main Responsibilities:Conduct daily conflict checks...

We are looking for a seasoned Information Security Executive to fill the role of Deputy Chief Information Security Officer at BIXIN. As a key member of our executive team, you will be responsible for leading our cybersecurity efforts, developing and implementing our security strategy, and ensuring regulatory compliance.Responsibilities:Develop Security...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. The successful candidate will be responsible for ensuring that all AllianzGI's activities in the AP offices satisfy regulatory requirements within the Investment Compliance areas.The ideal candidate will have a strong understanding of current issues affecting the...

We are looking for a Regional Compliance Officer to join our financial services sector team at ConnectedGroup. The successful candidate will be responsible for developing and implementing compliance policies and procedures to ensure adherence to regulatory guidelines.Execute compliance annual plans, including project coordination and management.Monitor...

At DBS Bank (Hong Kong) Limited, we are committed to maintaining a strong compliance culture that upholds the values of trust and integrity. As a Compliance Officer in our Global Financial Markets team, you will play a critical role in supporting the implementation of compliance objectives across various Business Units.Company OverviewWe are part of a...

About the Job DescriptionThis role involves participating in the internal audit of the CCB Group, Hong Kong, Macau and other overseas institutions. You will be responsible for audit planning, execution, and reporting, as well as following up on the implementation of rectifications.Key ResponsibilitiesParticipate in the Formulation of Annual Audit Project...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong offering banking, insurance, and other related services through our growing network of over 70 branches. Our core values are caring, teamwork, and progressiveness. We foster an inclusive environment where everyone can grow and thrive.Job Purpose:To assist the Group...

Senior Risk & Regulatory Compliance Consultant\We are seeking a highly skilled and experienced Senior Risk & Regulatory Compliance consultant to join our team in Hong Kong. The ideal candidate will have a deep understanding of regulatory requirements and be able to provide expert advice on compliance matters.\Key Responsibilities:\Conduct regulatory...

3 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. President and Founder | ALL-STAR AGENCY | Recruiting Champions in Banking and Financial Services Overview An exclusive role to recruit for a Head of Financial Institutions for a large established bank to provide strategic leadership and lead the FI...

Company OverviewCiti is a global bank that operates in an increasingly complex world. The company has a unique position in the market, with a vast global network and on-the-ground expertise. This allows Citi to connect the dots, anticipate change, and empathize with the needs of its clients and customers.Social ResponsibilityCiti's mission is to promote...

We are instructed on an opportunity with a reputable financial institution who are looking to hire a Financial Crime Compliance Advisor in Hong Kong. The role serves as a senior AML member for the APAC region covering the full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures and...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Job DescriptionMadison Pearl is seeking a seasoned Chief Compliance Officer to lead their compliance department and enhance the group's financial crime compliance procedures. As an industry-leading banking institution, our governance functions ensure compliance with statutory provisions, regulatory requirements, and industry codes of conduct.The successful...

We are seeking a highly skilled Sales Director for Financial Institutions to join our team. As a key member of our organization, you will be responsible for leading large financial institutions and developing strategic relationships with key clients.In this role, you will:Main lead for large financial institutions, maintaining and developing good...

Investment Compliance JobThe Bank of China is seeking an Investment Compliance Officer to join its Legal & Compliance and Operational Risk Management Department.About the Role:This position involves providing advisory services to business units regarding regulatory compliance issues on investment or insurance products/services.The successful candidate will...