Compliance Director

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Job Summary:The Director of IT Compliance at FortisHill Consulting is responsible for ensuring the organization's IT systems comply with regulatory standards and laws. The successful candidate will develop and implement effective IT compliance strategies, collaborate with cross-functional teams, and stay updated on industry trends and regulatory changes.Key...

Job Summary:We are seeking a seasoned Compliance Director to lead our Compliance Risk Management team in Asia Pacific. The successful candidate will be responsible for developing and implementing compliance risk management strategies and policies across the region.Key Responsibilities:Develop and implement compliance risk management strategies and...

Job DescriptionAt Harbridge Partners, we are seeking a highly experienced Compliance Director to lead our brokerage operations in Hong Kong. As a senior compliance professional, you will be responsible for overseeing all aspects of compliance activities in the region.Key Responsibilities:Regulatory Oversight: Act as the primary point of contact for...

Pure Hong Kong seeks a Compliance Director for its Global Investment Banking Business.**Job Description**In this key role, you will report to the Head of Compliance HK and provide compliance advice to the Global Investment Banking Business. This includes advisory services for Mergers & Acquisitions (M&A), Equity Capital Markets (ECM), Debt Capital Markets...

Senior IT Auditor WantedOur client, PrimePeak Group, is seeking a skilled Senior Manager / Director to oversee Tech Risk / Cyber Security functions. The ideal candidate will have expertise in IT governance, cybersecurity frameworks, and digital transformation risks.Responsibilities Include:Leading risk-based assessments to ensure compliance with various...

Company OverviewNexusSearch is a leading global decentralized finance (DeFi) blockchain company based in Hong Kong, with a team of around 20 members including two in the Compliance Team. We are looking to expand our presence in Asia.Job DescriptionAs a key member of the Compliance Team, you will report directly to the Head of Compliance and handle all...

Our client, a reputable professional services firm with a global presence and a strong regional network in Asia, is seeking an experienced AML Compliance VP to join a well-established team in Hong Kong.Key responsibilities include:Acting as MLRO, AMLCO, DMLRO for various client entitiesOverseeing AML/CFT policies and procedures, ensuring compliance with...

Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

We are one of the fastest-growing companies in the digital assets sector, offering cutting-edge work and career development opportunities.This role involves managing projects, handling volume spikes, and prioritizing work strategically.The successful candidate will have excellent project management and business analysis skills.Key Responsibilities:Manage...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

ConnectedGroup is seeking a highly skilled Compliance Manager to drive compliance initiatives at regional and local levels.Job DescriptionOverview:Lead the development and implementation of compliance policies and procedures.Support the execution of annual compliance plans.Key Responsibilities:Monitor regulatory changes affecting the insurance industry.Lead...

Key ResponsibilitiesThe Director of Safety and Security will oversee the implementation of security strategies, risk management initiatives, and emergency response plans. You will also be responsible for leading the Security & Operational Risk team to ensure compliance with corporate guidelines and local regulations.

Legal Director - Legal Counsel (Investments) Job Title: Legal Director – Venture Capital & Private Equity Investments Location: Hong Kong We are representing our client specializing in VC/PE projects for Asia and Greater China, with a strong focus on high-growth sectors such as technology, healthcare, and fintech. Headquartered in Hong Kong, our firm...

Procurement Director Location: Hong Kong Overview Our Client is seeking a dynamic and strategic Procurement Director to join their prestigious luxury hotel group, renowned for excellence and sophistication. This is an exciting opportunity to establish a new centralized Procurement function within their organization, which spans 50 locations globally and...

We are seeking an experienced Financial Crime Compliance professional to join our team at Ashford Benjamin. As a senior member of the APAC region, this role will cover the full spectrum of AML work including providing advisory services, overseeing investigations, establishing policies and procedures, and liaising with stakeholders on escalated cases.The...

ResponsibilitiesAs a Client Relationship Director, you will be accountable for ensuring the fulfilment of SLA and client requests inclusive of RFP and Legal & Compliance audit etc.AccountabilitiesEnsure accurate and timely order execution control as the bridge between PM/Traders and Middle Office/Operations Team.Facilitate portfolio rebalancing, asset...

Hong Kong, Hong Kong SAR A reputable China-based Bank in Hong Kong is looking for a high-caliber Director / Associate Director, Private Banking to join her compliance department. Responsibilities Develop and Execute Business Plans: Formulate and implement a strategic business plan to enhance client acquisition, encourage business referrals, and build a...

Senior Leadership PositionWe are Madison Pearl, a renowned digital banking group based in Hong Kong, serving the local retail and corporate markets. Our organization adheres to stringent governance principles, ensuring compliance with applicable laws, regulations, and industry standards.We are currently seeking a highly accomplished Chief Compliance Officer...

Private Equity Regulatory Compliance JobOur client, a leading private equity firm, is seeking a skilled professional to fill the role of Legal and Compliance Manager. This position is critical to ensuring regulatory compliance and effective fund management. The successful candidate will be responsible for managing legal and compliance aspects, including...