Compliance Director for Global Investment Banking

We are seeking a highly motivated and talented individual to join our Corporate Finance Team as an Investment Banking Analyst Trainee.In this role, you will have the opportunity to work closely with our experienced professionals on a variety of assignments, including transaction analysis, financial modeling and client presentations.You will be responsible...

Role SummaryCornerstone Global Partners Hong Kong (CGP HK) is hiring a Corporate Finance expert to support their investment banking team. As a key member of this team, you will play a crucial role in executing corporate finance strategies and driving business growth.About the PositionIn this role, you will have the opportunity to work on a wide range of...

Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.Our teams of experts in close to 30 countries advise clients...

About Natixis CIBNatixis Corporate & Investment Banking is a leading global financial institution providing advisory, investment banking, financing, corporate banking, and capital markets services worldwide.We have teams of experts in over 30 countries advising clients on their strategic development, helping them grow and transform their businesses while...

Get AI-powered advice on this job and more exclusive features. Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations...

Key Responsibilities: •              Provide senior oversight and management of the Social Infrastructure business, primarily in UK and Europe, and other regions, ensuring efficient resource use and representing the company on company boards and committees •              Represent the company's interests on the Social Infrastructure...

Larson Maddox is seeking a seasoned Ideal Candidate to oversee compliance for the Investment Banking Division. The successful candidate will possess extensive experience in IBD product knowledge or control room operations, enabling them to work closely with the business team on compliance advisory.Key Responsibilities:Compliance Oversight: Ensure adherence...

Direct message the job poster from Natixis Corporate & Investment Banking Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational...

Natixis Corporate & Investment Banking is a leading global financial institution providing advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.Our teams of experts advise clients on their strategic...

Get AI-powered advice on this job and more exclusive features. Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations...

Hong Kong, Hong Kong SAR A reputable China-based Bank in Hong Kong is looking for a high-caliber Director / Associate Director, Private Banking to join her compliance department. Responsibilities Develop and Execute Business Plans: Formulate and implement a strategic business plan to enhance client acquisition, encourage business referrals, and build a...

**Job Description**We are seeking a highly experienced Global Investment Bank IT Business Expert to join our client's equities technology team in Hong Kong. This individual will serve as a subject matter expert and business liaison between the front office trading teams and the technology/engineering teams responsible for electronic trading systems and...

Natixis Corporate & Investment Banking is a leader in the global financial industry, providing a wide range of services to clients around the world.As a member of our Corporate Finance Team, you will have the opportunity to work on exciting and challenging projects, including transaction analysis, financial modeling and client presentations.Key...

Job OverviewLarson Maddox is seeking an experienced Compliance Specialist to join our Investment Banking Division team.About the RoleThe successful candidate will oversee compliance matters related to IBD products and services, ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesMonitor and manage information barriers in...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

Job Overview:We are seeking an experienced Senior Sales Strategist to lead our investment fund services sales efforts in Asia. This role offers a unique opportunity to drive business growth and develop strategic relationships with key clients.Key Responsibilities:Manage a portfolio of high-value relationships with key clients, including retail banks, private...

Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...

This range is provided by Argyll Scott. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range About the Client: We are seeking a highly experienced Regulatory Reporting Automation Project Manager to lead and manage critical projects focused on automating regulatory reporting processes for our...

Requirements and SkillsTo succeed in this role, you will need:Bachelor or Master degree in Finance, Business, or EconomicsAbility to work in a fast-paced environment with tight deadlinesProficiency in spoken and written English is essentialGood knowledge of office suite (Excel, PowerPoint, Word) and data visualization tools (PowerBI, Tableau)This trainee...

As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...