Financial Compliance Officer

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking and insurance services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. We prioritize teamwork, caring, and progressiveness. We value individual uniqueness and differences in talent, yet...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

**Job Description:**We are seeking a highly skilled and organized Key Performance Officer to join our Financial Crime Compliance Department.Provide comprehensive administrative support to senior management, ensuring seamless coordination of internal and external meetings.Manage complex schedules, travel arrangements, and minute-taking duties with utmost...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

Key RequirementsTo succeed in this Compliance Officer role, you will need:Minimum 5 years of experience in regulatory compliance or markets compliance advisoryStrong understanding of financial markets products (Equities/Fixed Income)Excellent analytical and problem-solving skillsAbility to communicate complex ideas effectivelyProven track record of driving...

iCapital is a leading financial technology platform that has revolutionized the alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking an experienced...

Associate Director, Compliance Associate Director, Compliance Apply locations: Hunghom, Kowloon, Hong Kong Time type: Full time Posted on: 8 Days Ago Job requisition id: JR00107717 You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues...

Job Description:Company Overview:ConnectedGroup is a leading provider of insurance solutions. We are committed to delivering exceptional service to our clients and maintaining the highest standards of integrity. Our team is dedicated to providing innovative solutions that meet the evolving needs of the insurance industry.Job Title: Compliance Manager -...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations. Role Description This is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at...

Da Cheng International Asset Management Co., Ltd. (hereinafter referred to as "DC International" or the "Company"), established on March 19, 2009 with a registered capital of HK$130 million, is a wholly-owned subsidiary of Dacheng Fund Management Co., Ltd. located in the Hong Kong Special Administrative Region of the People's Republic of China. As one of the...

Job OverviewMadison Pearl is seeking a seasoned Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures. The ideal candidate will have a deep understanding of Anti-Money Laundering (AML) procedures and regulatory frameworks.About the RoleWe are looking for a senior executive with a strong leadership,...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. As a key member of our Investment Compliance team, you will be responsible for ensuring that all AllianzGI's activities in Asia Pacific offices satisfy regulatory requirements.Key Responsibilities:Develop and implement policies, procedures, and controls to ensure...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

Madison Pearl is a leading digital banking group in Hong Kong.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.You will be responsible for formulating and implementing our overall compliance strategy, providing advice and counsel to senior management on material...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services provider in Hong Kong, offering a wide range of banking, insurance, and financial services through its extensive network of over 70 branches across Hong Kong, Macau, and Mainland China. Our core values are built on caring, teamwork, and progressiveness, embracing...

Senior Officer/Officer, Client Value Maximization Strategy Apply locations Hunghom, Kowloon, Hong Kong time type Full time posted on Posted 8 Days Ago job requisition id JR00106640 You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues...

Job SummaryWe are seeking a highly skilled Chief Compliance Officer to join our team at FortisHill Consulting Limited.Key ResponsibilitiesDevelop and Implement Compliance Policies: Design, implement, and maintain the company's compliance framework in line with regulatory requirements.Regulatory Monitoring and Analysis: Continuously monitor regulatory changes...

Financial Analyst Job Summary:We are seeking a skilled and detail-oriented Financial Analyst to join our team at CLSA. As a key member of our finance department, you will be responsible for reviewing and validating financial transactions, communicating with internal stakeholders, and assisting in financial analysis and reporting.Responsibilities:Review and...