Compliance Officer, Financial Services

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking and insurance services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. We prioritize teamwork, caring, and progressiveness. We value individual uniqueness and differences in talent, yet...

Company OverviewInteractive Brokers Group, Inc. is a global financial services company with offices in over 15 countries.Role PurposeThe primary objective of this role is to assist in the design and delivery of our internal conduct and compliance assurance program.

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

About Dah Sing Financial Group The group is a leading financial services provider in Hong Kong, offering banking, insurance, and related services through its extensive network of over 70 branches. Our core values are built on caring, teamwork, and progressiveness. We foster an inclusive environment where individuals can grow and thrive, leveraging their...

About Dah Sing Financial GroupCompany OverviewThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering banking, insurance, and related services through its extensive network of branches across the region.Key ResponsibilitiesAs a Service Officer, you will be responsible for handling counter transactions, assisting with...

Job DescriptionThe Compliance Manager will be responsible for:Drafting and reviewing compliance-related documents.Participating in project-related meetings.Supporting compliance work for new projects/services related to Payment Systems and Stored Value Facilities.Conducting compliance self-assessment to meet regulatory requirements.Supporting compliance...

We're excited to announce an exciting opportunity for a skilled Business Manager to join our team in Hong Kong. As a key member of the Asia business management team within Global Banking COO APAC, you'll have the chance to drive business growth and success.Your main responsibilities will include:Leading cross-functional teams to achieve business...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering banking, insurance, and other related services through our extensive network of over 70 branches. Our core values are caring, teamwork, and progressiveness. We foster an inclusive environment where everyone can grow and thrive.Job Purpose:To assist the Group...

Global Consultancy Hong Kong is seeking a highly skilled Financial Services Compliance Professional to join their team.The ideal candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services and a strong knowledge of SFC and HKMA regulations, particularly in asset management and fund services.Key...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Sun Life Financial is committed to delivering exceptional service to our clients and partners. As an Assistant Officer, you will play a key role in supporting the Director of Agency in delivering high-quality services.Your responsibilities will include preparing new agent packages and contracts, communicating and coordinating with internal and external...

About Dah Sing Financial GroupDah Sing Financial Group is a leading financial services institution in Hong Kong, offering a wide range of banking, insurance, and financial services through its extensive network.Main Responsibilities:Oversee the implementation of technology risk management strategies to ensure compliance with regulatory requirements and...

Role OverviewThe Bank of China is looking for a Senior Compliance Manager to join its Legal & Compliance Department. As a key member of the team, you will be responsible for ensuring that the bank's business operations comply with relevant laws and regulations.ResponsibilitiesProvide advisory services to business units regarding regulatory compliance...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Company OverviewPCCW, a leading technology and media company, seeks an experienced professional to support its Vice President, Compliance & QA, eMPF as the 1.5 line of defense for the eMPF project.Job Description:Key ResponsibilitiesServe as a subject matter expert in upholding standards of compliance and controls, including monitoring, reporting, and...

Wealth Management Cube Ltd is a fast-growing financial services company in Hong Kong, providing B2B & B2B2C solutions. We are seeking an experienced Account and Settlement Officer to support our expansion.Main Responsibilities:Oversee daily client transactions, including money deposits, withdrawals, and FX conversionsCoordinate with colleagues to ensure...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

Job OverviewBCT Group - BCT Financial Ltd & Bank Consortium Trust Co Ltd is a leading financial institution seeking an experienced professional to join its team as Assistant Vice President - Business Development (Employer Solution Team).In this role, you will be responsible for assisting in the formulation and implementation of retention plans for the...

Job Summary:About EX:EX is a leading virtual asset exchange that prioritizes regulatory compliance and risk management.We are seeking a highly skilled Compliance Officer to join our team and contribute to the development of effective policies and procedures.About the Job:Responsibilities:Assist in updating policies and procedures to ensure compliance with...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...