Compliance Officer

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

At Allianz Global Investors, we strive to maintain a high level of professionalism and foster an inclusive work environment.The Investment Compliance team in Asia Pacific is responsible for executing a global compliance program that includes advisory services, training, monitoring, and reporting for investment activities across research, portfolio...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Da Cheng International Asset Management Co., Ltd. (hereinafter referred to as "DC International" or the "Company"), established on March 19, 2009 with a registered capital of HK$130 million, is a wholly-owned subsidiary of Dacheng Fund Management Co., Ltd. located in the Hong Kong Special Administrative Region of the People's Republic of China. As one of the...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations. Role Description This is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. As a key member of our Investment Compliance team, you will be responsible for ensuring that all AllianzGI's activities in Asia Pacific offices satisfy regulatory requirements.Key Responsibilities:Develop and implement policies, procedures, and controls to ensure...

Madison Pearl is a leading digital banking group in Hong Kong.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.You will be responsible for formulating and implementing our overall compliance strategy, providing advice and counsel to senior management on material...

About the RoleiCapital, a leading provider of alternative investment technology, is seeking a Compliance Officer to join its Global Regulatory and Compliance Team in Hong Kong.This role will support the development of a compliance strategy and guidelines for the firm's growth across APAC, ensuring sustainable and compliant operations.The successful hire will...

About the RoleWe are seeking a highly skilled and experienced Senior Compliance Officer to lead our Compliance team in the APAC region. The successful candidate will be responsible for providing Compliance advice and guidance to Moody's businesses, serving as a subject matter expert on key Compliance risks, and coordinating regulatory supervisory matters.

Senior Compliance Officer (Business Compliance) Provide compliance advice to business units and associated parties, including comments on new business initiative Formulate and implement policies and procedures to ensure compliance with the regulations Monitor and assess the effectiveness of the compliance program and make recommendations for improvements,...

Senior Compliance Officer (Business Compliance) Provide compliance advice to business units and associated parties, including comments on new business initiatives. Formulate and implement policies and procedures to ensure compliance with the regulations. Monitor and assess the effectiveness of the compliance program and make recommendations for improvements,...

Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other...

Job DescriptionWe are seeking a Strategic Risk and Compliance Officer to join our team at Bank Of China (Hong Kong) Limited.Key ResponsibilitiesRisk Monitoring and ControlThe successful candidate will be responsible for conducting risk monitoring and control assessments of money market and capital market dealers' activities. This includes overseeing risk...

Digital Asset OperationsWe are seeking an experienced Operations and Compliance Officer to join our team at OSL. The successful candidate will be responsible for monitoring and operating the Operations Console and systems in accordance with established standard operating procedures (SOPs) while committing to predetermined Service Level Agreements...

About the RoleThe Health and Safety Compliance Officer will play a critical role in ensuring that our operations meet the highest standards of health and safety.You will be responsible for developing and implementing health and safety policies and procedures, conducting regular site visits to monitor compliance, and providing training and support to...

At Executive Access, we are seeking a seasoned Compliance Officer to join our team in Hong Kong. As a key member of our regulatory compliance and risk management initiatives, you will be responsible for ensuring that our business operations align with the highest standards of governance and regulatory requirements.About UsOur firm is a leading hedge fund...

At DBS Bank (Hong Kong) Limited, we are committed to maintaining a strong compliance culture that upholds the values of trust and integrity. As a Compliance Officer in our Global Financial Markets team, you will play a critical role in supporting the implementation of compliance objectives across various Business Units.Company OverviewWe are part of a...

Compliance Professional WantedWe are seeking a highly skilled compliance professional to join our team as a Regulatory Affairs Specialist. As a key member of our compliance team, you will be responsible for analyzing and interpreting regulatory requirements, ensuring effective compliance programs are established and implemented across the organization.Key...