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Chief Compliance Officer
3 weeks ago
We are seeking a highly skilled Chief Compliance Officer to join our team at FortisHill Consulting Limited.
Key Responsibilities- Develop and Implement Compliance Policies: Design, implement, and maintain the company's compliance framework in line with regulatory requirements.
- Regulatory Monitoring and Analysis: Continuously monitor regulatory changes and assess their impact on the firm's operations.
- Compliance Audits and Risk Assessments: Conduct regular audits and risk assessments to ensure adherence to internal policies and external regulations.
- Compliance Training and Support: Provide training and support to staff on compliance-related matters, fostering a strong compliance culture.
- Liaison with Regulatory Authorities: Liaise with regulatory authorities, external auditors, and internal stakeholders to facilitate compliance initiatives.
- Regulatory Filings and Reports: Prepare and submit necessary regulatory filings and reports in a timely manner.
- Investigation and Corrective Actions: Investigate compliance breaches and recommend corrective actions as needed.
- Education: Bachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree or professional certifications (e.g., CAMS, ACA) preferred.
- Experience: Minimum of 5 years of compliance experience in the financial services industry, preferably within mutual funds or asset management.
- Knowledge and Skills: Strong knowledge of relevant regulations and compliance standards in Hong Kong and internationally.
- Analytical and Communication Skills: Excellent analytical skills with the ability to identify compliance risks and develop effective mitigation strategies. Strong communication and interpersonal skills to effectively liaise with stakeholders at all levels.