Compliance Risk Manager for Banking Operations

1 day ago

Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

As a Business Compliance Manager at Bank Of China (Hong Kong) Limited, you will play a pivotal role in ensuring the organization's adherence to relevant government regulations and internal guidelines.

Key Responsibilities
  • Conduct thorough reviews of customer profiles, KYC documents, and statistical data to provide recommendations for periodic reviews and trigger event reviews before submission to senior management.
  • Verify customer identities, due diligence documents, and provide expert advice on transaction analysis to ensure compliance with regulatory requirements.
  • Monitor customer review progress, including regular reviews and trigger events reviews, to guarantee timely completion and accuracy.
  • Collaborate with senior management to develop and implement effective AML/CFT/Sanctions Compliance Programs that align with industry standards and regulatory expectations.
  • Prepare and deliver training sessions on AML/CFT/Sanctions-related topics to enhance employee knowledge and understanding.
  • Perform gap analyses to identify areas requiring updates to policies and procedures, ensuring they remain compliant with the latest regulatory requirements and audit reports.
Requirements
  • Bachelor's degree or above in Banking and Finance, Business Administration, or related disciplines is essential.
  • Relevant qualifications, such as CAMS or AAMLP Core Level, are highly desirable.
  • A minimum of 3 years' experience in a similar role is preferred, although candidates with more experience may be considered for Senior Manager positions.
  • Proficiency in Microsoft Office applications, including Word, Excel, and PowerPoint, is mandatory.
  • Excellent presentation and communication skills are necessary for effective collaboration with senior management and other stakeholders.
  • Demonstrated expertise in both written and spoken English and Chinese is essential, with Mandarin proficiency being an advantage.

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