Regulatory Compliance Officer

About This RoleThis is an exciting opportunity to work in a dynamic environment with a leading global provider of clinical research services. As a Clinical Research Associate, you will have the chance to develop your skills and expertise in study site management, regulatory compliance, and project execution.Our ideal candidate will have a strong background...

About the RoleThe Clinical Research Associate will be responsible for performing site monitoring visits to ensure compliance with contracted scope of work and regulatory requirements.Main AccountabilitiesConduct site initiation visits to ensure understanding of the protocol and related procedures.Monitor study sites to ensure adherence to Good Clinical...

About the RoleIQVIA is seeking a Regulatory Compliance Manager - Clinical Trials to join our team in Argentina. As a Regulatory Compliance Manager, you will be responsible for ensuring that our clinical trial operations comply with regulatory requirements and guidelines.Key ResponsibilitiesDevelop and implement regulatory compliance strategies to ensure...

Job Description:Infini-Capital seeks a skilled Compliance Specialist to maintain accurate records and documentation related to corporate and compliance activities. This role ensures compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Key Responsibilities:Maintain accurate records and documentation relating to corporate and...

About iCapitalWe are a financial technology firm transforming the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have been recognized as an innovative approach to finance by various reputable sources.About the RoleOur Global Regulatory...

About BohanAt Bohan, we are a top-performing, multi-strategy hedge fund with a strong focus on character and a friendly atmosphere. We strive to maintain the highest standards in our industry.Job DescriptionWe seek a highly skilled Compliance Manager to report directly to the Chief Operating Officer (CCO) and work closely with a compliance colleague. The...

Job OverviewIQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client service delivery. Our team supports fund managers, global companies, family offices, and private clients operating worldwide.About the RoleWe are seeking a highly skilled Assistant Manager to join our regulatory compliance team for the...

Assistant Manager, Regulatory Compliance (Regulatory Inspections)Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description We are seeking a highly skilled...

Senior Associate, Regulatory Compliance (FRR)2 hours ago Be among the first 25 applicants Company Description We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients with a focus on the delivery of the preparation and review of Financial Resource Rules ("FRR") forms for Licensed...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

Risk Management and Compliance ExpertiseSia Partners is a leading consulting firm that excels in delivering innovative solutions to clients navigating the complexities of the financial sector.We are seeking a Senior Consultant with extensive experience in Risk Management and Compliance, to join our Financial Services team in Hong Kong. Our projects focus on...

Job Brief:We are seeking an experienced Financial Crime and Compliance Subject Matter Expert (SME) to lead our AML compliance efforts. The ideal candidate will have a strong background in sanctions and screening systems.Key Responsibilities:Develop and implement AML compliance strategies to ensure regulatory adherence.Collaborate with cross-functional teams...

**Job Title: Regulatory Compliance Associate**CSC is seeking a highly detail-oriented and proactive Regulatory Compliance Associate to assist in the development and implementation of KYC policies and procedures.About the RoleWe are looking for a skilled professional with strong knowledge of AMLO and other AML-related laws and regulations to assist in...

At Prudential Hong Kong Limited, we foster a culture of diversity and inclusion for our people, customers, and partners. Our purpose drives everything we do.About the RoleThe Assistant Manager/Manager, Compliance will support the Director, Compliance Projects & Reporting in providing regulatory advice and guidance to business functions on various matters....

Vistra's purpose is progress. We empower our clients to achieve their goals without complexity.Regulatory Monitoring ManagerThis contract position reports to the Head of Ongoing Monitoring, based in Hong Kong or Mumbai.Main Responsibilities:Manage Compliance Operations, ensuring processes align with compliance policies and maintaining a robust control...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators. The Senior Compliance Officer will also be required to work closely with the Business...

Key ResponsibilitiesProvide compliance advisory services to Equities, FICC and Wealth Management departments and other functions on day-to-day business issues.Review new business and product proposals from a regulatory, best practice and firm standard perspective.Maintain and update relevant compliance manuals, policies and procedures to reflect applicable...

About BIBO LimitedWe are a reputable Professional Services Firm dedicated to providing high-quality services to our clients. Our AML department is seeking a highly skilled Regulatory Compliance Professional to join our team.ResponsibilitiesEnsure compliance with relevant laws and regulations.Develop and implement policies and procedures to improve compliance...

Job OverviewThis Compliance Consultant role involves supporting clients in developing and implementing policies, procedures, and compliance monitoring strategies. The ideal candidate will have a strong understanding of regulatory requirements and be able to create effective training materials.Main Responsibilities:Support clients on policy development,...