Compliance officer

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

Senior Compliance Officer (Business Compliance)Provide compliance advice to business units and associated parties, including comments on new business initiativeFormulate and implement policies and procedures to ensure compliance with the regulationsMonitor and assess the effectiveness of the compliance program and make recommendations for improvements, such...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators. The Senior Compliance Officer will also be required to work closely with the Business...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site.If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us .Senior Compliance Analyst/Compliance OfficerApply locations...

A key member of the Acts Consulting Co. team responsible for ensuring the company adheres to relevant legal and regulatory requirements.Key Responsibilities:Develop, implement, and maintain comprehensive compliance policies and procedures to ensure adherence to regulations.Prepare and submit internal and external compliance reports in a timely manner,...

Our MissionWe are a forward-thinking law firm committed to delivering exceptional results for our clients. Our team is passionate about creating a work environment that fosters collaboration, innovation, and growth.As a Senior Compliance Officer at Stephenson Harwood LLP, you will play a critical role in enabling high performance and progression across the...

We are looking for a Banking Technology Compliance Officer to join our team in Hong Kong. As a key member of our organization, you will be responsible for ensuring compliance with local and global regulatory standards, including HKMA guidelines and the Cyber Resilience Assessment Framework (C-RAF).Key Responsibilities:Compliance and Governance: Develop,...

About AvatureWe are a global technology company serving millions of customers every day in 180 markets, focused on delivering Smarter Technology for All.Job SummaryWe are looking for a dynamic professional to play a key role in designing, administering, and supporting our global ethics and compliance program. As a subject matter expert, you will provide...

PingPong Payments is a forward-thinking company committed to innovation and excellence in the payment and e-commerce industries.We believe in empowering businesses to reach their full potential through our comprehensive cross-border services.Key Responsibilities:Maintain an expert-level understanding of PingPong's business model, focusing on its alignment...

In this compliance officer role at OCBC, you will serve as a Subject Matter Expert on Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT). Your responsibilities will include providing advisory support to stakeholders and assisting in reviewing procedures to ensure compliance with regulatory requirements.Key ResponsibilitiesAct as a Subject...

At Amethyst Partners, we are seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our private equity fund administration services team, you will play a crucial role in ensuring the highest standards of compliance and regulatory adherence.About the RoleThis is an exciting opportunity for a seasoned AML/Paralegal...

Responsibilities: Prepare audit materials and documents for clients Monitor trading activity for insider dealing Carry out day-to-day surveillance operations Analyze, maintain and improve rule setting Develop policies, procedures and SOP enhancements Perform Compliance related station audits Assist in tax reporting (e.g. FATCA/CRS)Handle data entry and...

Your RoleWe are seeking a skilled professional to join our Client Onboarding & Lifecycle Management team. The successful candidate will support the BOS Front Office by improving the standards of customer due diligence write-up and documentation for existing clients on a project basis.Key Responsibilities:Analyse and identify gaps and risks in client KYC and...

Chief Compliance OfficerMadison Pearl is seeking an experienced Chief Compliance Officer to lead its compliance department and enhance financial crime compliance procedures.About the RoleYou will be responsible for formulating and implementing Madison Pearl's overall compliance strategy, supporting its long-term goals and growth objectives. As a member of...

About the RoleThis role is focused on providing compliance coverage to CICC Group of Companies for its Equities, FICC and Wealth Management business activities conducted from Hong Kong.You will be responsible for ensuring that all business activities are conducted in accordance with relevant laws and regulations, and that our policies and procedures are...

About Sleek Through proprietary software and AI, along with a focus on customer delight, Sleek makes the back-office easy for micro SMEs. We give Entrepreneurs time back to focus on what they love doing - growing their business and being with customers. With a surging number of Entrepreneurs globally, we are innovating in a highly lucrative space. We operate...

Job Description:Infini-Capital seeks a skilled Compliance Specialist to maintain accurate records and documentation related to corporate and compliance activities. This role ensures compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Key Responsibilities:Maintain accurate records and documentation relating to corporate and...

About UsBohan is an innovative, multi-strategy hedge fund with a unique approach to finance. We prioritize our values and foster a collaborative work environment.Job DetailsWe are seeking a seasoned Compliance Manager to join our Hong Kong office. This individual will be responsible for ensuring our adherence to regulatory requirements and guidelines.The key...

Zurich 56 Company Ltd. is committed to fostering a culture of excellence and integrity within our organization.Job Summary:The Policy Compliance Specialist will be responsible for ensuring compliance with regulatory requirements and minimizing potential risks associated with life insurance policies.Main Responsibilities:Conduct thorough risk assessments to...

About the RoleWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Harvest Personnel Agency. This is an exciting opportunity to work in a fast-paced and dynamic environment where you will play a critical role in ensuring the organization's compliance with relevant laws and regulations.Responsibilities:Conduct thorough...