Financial Services Compliance Officer

IQ-EQ: A Leader in Investor ServicesIQ-EQ is a well-established Investor Services group dedicated to delivering exceptional client service delivery. Our team provides comprehensive support to fund managers, global companies, family offices, and private clients operating worldwide.About the JobWe are seeking an experienced Assistant Manager to join our...

Treasures Onboarding SpecialistWe are seeking a skilled Officer to join the Consumer Banking Group as a Treasures Onboarding Specialist.About Our TeamAs the leading bank in Asia, DBS Bank's Consumer Banking Group is dedicated to helping customers achieve their financial goals and aspirations at every life stage.Key ResponsibilitiesCustomer Acquisition:...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

The Ideal CandidateStrong financial services compliance or regulatory legal background.Excellent knowledge of Equities and FICC products related regulations and exchange trading rules.Prior experience in providing in-house compliance or regulatory legal coverage for securities sales and trading business is an advantage.

In this compliance officer role at OCBC, you will serve as a Subject Matter Expert on Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT). Your responsibilities will include providing advisory support to stakeholders and assisting in reviewing procedures to ensure compliance with regulatory requirements.Key ResponsibilitiesAct as a Subject...

Our Commitment to ExcellenceIQ-EQ is dedicated to delivering exceptional results through our team's expertise and dedication. We provide comprehensive support to fund managers, global companies, family offices, and private clients operating worldwide.About the RoleWe are seeking an experienced Assistant Manager to join our regulatory compliance team. The...

Job Title: Lead Financial Analyst - ComplianceWe are seeking a highly skilled financial analyst to join our compliance team as Lead Financial Analyst - Compliance. In this role, you will be responsible for leading financial and regulatory reporting efforts and ensuring compliance with regulatory requirements.Key ResponsibilitiesLead the financial and...

Company Overview: BitMEX is a leading exchange for crypto derivatives, offering traders a professional-grade trading platform. With a strong focus on security and customer satisfaction, we strive to provide the best possible experience for our users.Job Description:The Financial Crime Compliance Analyst will play a key role in supporting the implementation...

Expert Advice for Financial InstitutionsWe offer tailored advisory services to assist clients in navigating complex regulatory environments.Our team's extensive experience in compliance, consultancy, and regulatory affairs enables us to provide effective solutions.Prior experience in compliance, consultancy, or regulatory affairs within financial...

**Job Title: Financial Crime Prevention Officer**CSC is seeking a highly skilled Financial Crime Prevention Officer to assist in the development and implementation of KYC policies and procedures.About the CompanyWe are a leading provider of financial services, dedicated to delivering exceptional customer experiences while maintaining the highest standards of...

About the RoleWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Harvest Personnel Agency. This is an exciting opportunity to work in a fast-paced and dynamic environment where you will play a critical role in ensuring the organization's compliance with relevant laws and regulations.Responsibilities:Conduct thorough...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site.If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us .Senior Compliance Analyst/Compliance OfficerApply locations...

PingPong Payments is a market leader in providing secure and efficient payment solutions to businesses worldwide.We strive to maintain the highest standards of regulatory compliance, ensuring our services meet the needs of our customers.Responsibilities:The ideal candidate will possess a strong background in regulatory compliance, risk management, or as a...

About Sleek Through proprietary software and AI, along with a focus on customer delight, Sleek makes the back-office easy for micro SMEs. We give Entrepreneurs time back to focus on what they love doing - growing their business and being with customers. With a surging number of Entrepreneurs globally, we are innovating in a highly lucrative space. We operate...

Deliver Exceptional Banking Services through Efficient Audit Confirmation PracticesAbout the JobWe are seeking a results-driven Bank Officer to join our Service Fulfilment (Audit Confirmation) team. This role is perfect for an individual with excellent analytical skills and effective communication abilities.

About Our CompanyNTT DATA Hong Kong Limited operates globally with a significant presence in the financial services industry.We offer payment services that cater to various needs, from consumer payments to business payments.Our Payment Hub in Hong Kong serves as a central point for managing our global payment operations.Job Opportunity:We seek a seasoned...

About UsBohan is an innovative, multi-strategy hedge fund with a unique approach to finance. We prioritize our values and foster a collaborative work environment.Job DetailsWe are seeking a seasoned Compliance Manager to join our Hong Kong office. This individual will be responsible for ensuring our adherence to regulatory requirements and guidelines.The key...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations.Role DescriptionThis is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at APG...

Compliance DirectorThe role of Compliance Director at Madison Pearl requires an individual with extensive experience in regulatory compliance and AML/CFT compliance in the banking industry or banking regulators.About the JobYou will be responsible for leading the development and implementation of Madison Pearl's compliance framework, ensuring alignment with...