Compliance officer

6 days ago

Central And Western District, Hong Kong SAR China Sleek Full time

About Sleek Through proprietary software and AI, along with a focus on customer delight, Sleek makes the back-office easy for micro SMEs. We give Entrepreneurs time back to focus on what they love doing - growing their business and being with customers. With a surging number of Entrepreneurs globally, we are innovating in a highly lucrative space. We operate 3 business segments: Corporate Secretary: Automating the company incorporation, secretarial, filing, Nominee Director, mailroom, and immigration processes via custom online robots and Sleek Sign. We are the market leaders in Singapore with 5% market share of all new business incorporations. Accounting & Bookkeeping: Redefining what it means to do Accounting, Bookkeeping, Tax, and Payroll thanks to our proprietary Sleek Books ledger, AI tools, and exceptional customer service. Fin Tech payments: Overcoming a key challenge for Entrepreneurs by offering digital banking services to new businesses. Sleek launched in 2017 and now has around 15,000 customers across our offices in Singapore, Hong Kong, Australia, and the UK. We have around 450 staff with an intact startup mindset. We have achieved 70% compound annual growth in Revenue over the last 5 years and as a result have been recognised by The Financial Times, The Straits Times, Forbes, and Linked In as one of the fastest growing companies in Asia. Backed by world-class investors, we are on track to be one of the few cash flow positive, tech-enabled unicorns based out of Singapore. Some Other Great Things About Working At Sleek... Humility and kindness: Humility is a core attribute we hire for, which means we have a culture of not taking ourselves too seriously and being able to laugh. Kindness is also incredibly important. We are committed to creating and nurturing a diverse and inclusive environment. Flexibility: You'll be able to work from home 2-3 days per week. If you need to start early or start late to cater to your family or other needs, we don't mind, so long as you get your work done and proactively communicate. You can also work fully remote from anywhere in the world for 1 month each year. Financial benefits: We pay competitive market salaries and provide staff with generous paid time off and holiday schedules. Additionally, you'll be able to access our S$1,200 pa flexi benefits scheme for home office equipment or health and fitness expenditure. Certain staff at Sleek are also eligible for our employee share ownership plan and can share in the upside of our stellar growth trajectory as we work toward listing on a prominent stock exchange in the Asia Pacific region. Personal growth: You'll get a lot of responsibility and autonomy at Sleek - we move at a fast pace so you'll be making decisions, making mistakes, and learning. There's also a range of internal and external facing training programmes we run. We're also at the forefront of utilising AI in our space and are developing a regional centre of AI excellence. It is our intention that if you leave Sleek, you leave as a more well-rounded person and professional. Sleek is also a proudly certified B Corp. Since we started our journey in 2017, we've been committed to building Sleek as a force for good. In just over 5 years, we've joined a community of industry leaders like Patagonia, Ben & Jerry's, and P&G who are building an inclusive, equitable, and a regenerative economy. We have planted over 29,271 trees to reforest our ecosystem and saved 7 tons of paper from landfills by processing over 1.4 M pages through Sleek Sign. We aim to be Carbon Neutral by 2030. Requirements Are you adept at uncovering the fine details while keeping client conversations engaging and reassuring? Can you unravel complexities with a smile, ensuring every client feels valued and not scrutinized? A core job function revolves around meticulous attention to detail coupled with exceptional client interaction skills. This role demands the ability to scrutinize complex information while maintaining positive, tactful client communications. Thoroughness in due diligence and finesse in client interaction, highlighting the need for both technical acumen and soft skill prowess. Key Responsibilities: Client Due Diligence: You will conduct in-depth evaluations of potential corporate clients, assessing their compatibility with our risk parameters. Stakeholder Protection: You are our frontline defense, meticulously evaluating new client profiles to protect our existing clients and other stakeholders. Risk Assessment and Management: In this pivotal role, you'll analyze and mitigate potential risks. Regulatory Compliance: You ensure we stay on the right side of regulations and laws. Control Framework Development: You'll contribute to the creation and enhancement of frameworks that support our sustainable growth. Qualifications: Bachelor's degree At least 4 to 5 years of experience in client due diligence, specifically within an onboarding team or a compliance function In-Depth Knowledge of AML/CTF and Sanctions Regulations Detail Oriented Excellent communication skills both oral and written With AML/CTF Certification is an advantage. Why Join Us?If you're passionate about tackling challenging tasks, eager to hone your professional skepticism, and excited to be a key player in our business growth and risk management, you'll find a home with us. We offer a vibrant environment where your contributions have a direct impact. Join us in our mission to revolutionise fintech and make your mark in an industry ripe for innovation. Be a part of our journey and help shape the future of sustainable corporate and financial services. Together, we can achieve great things. Apply now and be a part of our dynamic teamMore about SleekAt Sleek, we work in a fast-paced start-up environment. We have a strong culture built around our five core values: Simplicity, Loyalty, Excellence, Entrepreneurship, Kindness. As a deliberately multicultural team, our team comprises more than 18 nationalities and spoken languages. We consider the company's success to be a result of committed individual and team efforts, and are looking to onboard talented and creative people who want to make a difference. Corporate social responsibility is a passion, and as an equal opportunity employer we aim at making the world a better place. We are the 1st international incorporation and accounting brand to achieve B Corp certification status, meeting the highest standards of social and environmental impact performance. With a strong commitment to also make Sleek a great place to work, we offer a flexible working environment where we empower every team member to be the best they can be - regardless of race, ethnicity, religion, gender, age or identity. If you think you would be a good fit for our mission, we look forward to hearing from you#J-18808-Ljbffr

  • Compliance Officer, Compliance

    4 weeks ago

    Central And Western District, Hong Kong SAR China CLSA Full time

    Compliance Officer, Compliance page is loadedCompliance Officer, ComplianceApply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR000951Position DescriptionThe AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML...

  • Compliance officer

    4 weeks ago

    Central And Western District, Hong Kong SAR China Schultecruise Full time

    Compliance Officer - KYC and Sanctions Compliance Hong Kong, Hong Kong | Posted on 06/02/2025 Job Description Working with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers. As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other...

  • Compliance officer

    3 days ago

    Central And Western District, Hong Kong SAR China CICC Full time

    Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

  • CHIEF COMPLIANCE OFFICER

    3 days ago

    Central And Western District, Hong Kong SAR China Madison Pearl Full time

    CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

  • Senior Compliance Officer

    4 weeks ago

    Central And Western District, Hong Kong SAR China Links International Full time

    Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong KongJob DescriptionWork on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business.Ensure compliance with all applicable laws and regulations under the...

  • Senior Compliance Officer

    7 days ago

    Central And Western District, Hong Kong SAR China Futu Holdings Limited Full time

    Senior Compliance Officer (Business Compliance)Provide compliance advice to business units and associated parties, including comments on new business initiativeFormulate and implement policies and procedures to ensure compliance with the regulationsMonitor and assess the effectiveness of the compliance program and make recommendations for improvements, such...

  • Senior Compliance Analyst/Compliance Officer

    6 days ago

    Central And Western District, Hong Kong SAR China Franklin Templeton Investments Full time

    We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site.If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us .Senior Compliance Analyst/Compliance OfficerApply locations...

  • Compliance officer

    4 days ago

    Central And Western District, Hong Kong SAR China BIBO Limited Full time

    Responsibilities: Prepare audit materials and documents for clients Monitor trading activity for insider dealing Carry out day-to-day surveillance operations Analyze, maintain and improve rule setting Develop policies, procedures and SOP enhancements Perform Compliance related station audits Assist in tax reporting (e.g. FATCA/CRS)Handle data entry and...

  • Compliance manager

    2 days ago

    Central And Western District, Hong Kong SAR China RD Technologies Full time

    Job Responsibilities: Provide compliance advisory, focusing on financial crime compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Facilitate the establishment and maintenance of a robust compliance governance framework and nurture a culture of compliance within the Group. Develop and deliver compliance...

  • Compliance manager

    3 days ago

    Central And Western District, Hong Kong SAR China PingPong Payments Full time

    Ping Pong is a global leader in payment and e-commerce solutions, providing comprehensive cross-border services that empower businesses worldwide. As we expand in dynamic markets, we are committed to the highest standards of regulatory compliance. We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure...

  • Compliance Manager

    3 days ago

    Central And Western District, Hong Kong SAR China Bohan Full time

    Direct message the job poster from BohanOur client is a top performing growing multi-strategy hedge fund. They are currently expanding by hiring a Compliance Manager to join the Hong Kong team and work in a collaborative team. This hedge fund places high character and a friendly atmosphere as they seek employees to join for the long term. Good upside in...

  • Senior Analyst, Compliance

    4 weeks ago

    Central And Western District, Hong Kong SAR China Rabobank Gruppe Full time

    Key Responsibilities and Accountabilities:GeneralAssist Head of Compliance in providing advice to the business regarding rules and standards, proper codes of conduct and doing the right thing.Raise Compliance awareness and behavior amongst all staff and in embedding the three lines of defence by engaging regularly with Management, Heads of Departments and...

  • Manager, compliance

    2 days ago

    Central And Western District, Hong Kong SAR China Howden Full time

    Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...

  • Regulatory compliance manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China Matrixport Official Full time

    Talent Acquisition Partner | HRBP | Matrixport ABOUT USEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

  • Senior associate, regulatory compliance

    3 days ago

    Central And Western District, Hong Kong SAR China IQ-EQ Full time

    Senior Associate, Regulatory Compliance (FRR)2 hours ago Be among the first 25 applicants Company Description We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients with a focus on the delivery of the preparation and review of Financial Resource Rules ("FRR") forms for Licensed...

  • Product Compliance Manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom.OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto...

  • Compliance Specialist

    3 days ago

    Central And Western District, Hong Kong SAR China CSC Full time

    Compliance Specialist (Fund Solutions), Hong KongMonday - Friday, 9.00am - 6.00pmAbout the roleJob Responsibilities:KYC ComplianceAssist in the development and implementation of KYC policies and procedures in accordance with regulatory requirements.Ensure thorough due diligence processes for onboarding new customers and vendors, as well as periodic review of...

  • Assistant manager, regulatory compliance

    3 days ago

    Central And Western District, Hong Kong SAR China IQ-EQ Full time

    Assistant Manager, Regulatory Compliance (Regulatory Inspections)Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description We are seeking a highly skilled...

  • Senior Compliance Officer

    14 hours ago

    Central And Western District, Hong Kong SAR China Stephenson Harwood LLP Full time

    Join a firm that's ambitious, growing and delivering on groundbreaking work. Expect a flexible, diverse working environment where your long-term career growth is assured.We build our business by enabling high performance and progression. Whatever your role, we give you the support, management and development you need to achieve your full potential.Business...

  • Environmental Officer

    4 weeks ago

    Central And Western District, Hong Kong SAR China Talent Nexus Co. Full time

    Responsibilities:Monitor and improve the environmental performance of the Project;Manage performance indicators in environmental compliance;Technical support to ensure the Project complied with legal and contractual requirements.Handle ad-hoc assignment if required.Requirements:Diploma in Environmental Science or equivalent;At least 1 year of relevant...