Senior Compliance Officer

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators. The Senior Compliance Officer will also be required to work closely with the Business...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site.If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us .Senior Compliance Analyst/Compliance OfficerApply locations...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

Senior Compliance Officer - Hong Kong Job SummaryAbout the RoleThis role involves managing all licensing-related matters with regulatory bodies in Hong Kong, including advising on and handling licensing applications, conducting compliance monitoring reviews, and developing compliance training materials.Main ResponsibilitiesAdvise on and handle licensing...

Our MissionWe are a forward-thinking law firm committed to delivering exceptional results for our clients. Our team is passionate about creating a work environment that fosters collaboration, innovation, and growth.As a Senior Compliance Officer at Stephenson Harwood LLP, you will play a critical role in enabling high performance and progression across the...

Chief Compliance OfficerMadison Pearl is seeking an experienced Chief Compliance Officer to lead its compliance department and enhance financial crime compliance procedures.About the RoleYou will be responsible for formulating and implementing Madison Pearl's overall compliance strategy, supporting its long-term goals and growth objectives. As a member of...

Senior Associate, Regulatory Compliance (FRR)2 hours ago Be among the first 25 applicants Company Description We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients with a focus on the delivery of the preparation and review of Financial Resource Rules ("FRR") forms for Licensed...

Senior Officer - Product Development (Cash Management)Direct message the job poster from ALL-STAR AGENCYOverview Join a dynamic team at a leading bank as a Senior Officer in their Product Development department focused on Cash Management. This is an exciting opportunity to contribute to the development and enhancement of innovative cash management solutions...

Job Description:Infini-Capital seeks a skilled Compliance Specialist to maintain accurate records and documentation related to corporate and compliance activities. This role ensures compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Key Responsibilities:Maintain accurate records and documentation relating to corporate and...

Join a firm that's ambitious, growing and delivering on groundbreaking work. Expect a flexible, diverse working environment where your long-term career growth is assured.We build our business by enabling high performance and progression. Whatever your role, we give you the support, management and development you need to achieve your full potential.Business...

OSL Group is looking for a Compliance Officer in Hong Kong / Singapore. This role focuses on providing compliance (regulatory compliance, AML and surveillance) support to firmwide initiatives and projects, and maintaining effective communication with internal and external stakeholders. The ideal candidate would be a proactive individual with strong technical...

A key member of the Acts Consulting Co. team responsible for ensuring the company adheres to relevant legal and regulatory requirements.Key Responsibilities:Develop, implement, and maintain comprehensive compliance policies and procedures to ensure adherence to regulations.Prepare and submit internal and external compliance reports in a timely manner,...

We are looking for a Banking Technology Compliance Officer to join our team in Hong Kong. As a key member of our organization, you will be responsible for ensuring compliance with local and global regulatory standards, including HKMA guidelines and the Cyber Resilience Assessment Framework (C-RAF).Key Responsibilities:Compliance and Governance: Develop,...

Job DescriptionThe Vice President, Global Compliance and Fraud, is responsible for ensuring that RGA has the right policies, processes, and controls by which the company will comply with all global applicable laws, regulations, and internal policies.This role advocates for RGA's compliance risks using a comprehensive understanding of RGA's strategy and...

About AvatureWe are a global technology company serving millions of customers every day in 180 markets, focused on delivering Smarter Technology for All.Job SummaryWe are looking for a dynamic professional to play a key role in designing, administering, and supporting our global ethics and compliance program. As a subject matter expert, you will provide...

PingPong Payments is a forward-thinking company committed to innovation and excellence in the payment and e-commerce industries.We believe in empowering businesses to reach their full potential through our comprehensive cross-border services.Key Responsibilities:Maintain an expert-level understanding of PingPong's business model, focusing on its alignment...

Ping Pong is a global leader in payment and e-commerce solutions, providing comprehensive cross-border services that empower businesses worldwide. As we expand in dynamic markets, we are committed to the highest standards of regulatory compliance. We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure...

Job Summary:We are looking for a senior risk officer to join our team at the Bank of Communications. As a key member of our risk management department, you will play a critical role in identifying and mitigating potential credit risks.Responsibilities:• Conduct thorough post-approval monitoring to identify potential credit risk and develop effective risk...

In this compliance officer role at OCBC, you will serve as a Subject Matter Expert on Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT). Your responsibilities will include providing advisory support to stakeholders and assisting in reviewing procedures to ensure compliance with regulatory requirements.Key ResponsibilitiesAct as a Subject...