Manager / senior manager, compliance

1 week ago

Central And Western District, Hong Kong SAR China OSL Full time

OSL Group is looking for a Compliance Officer in Hong Kong / Singapore. This role focuses on providing compliance (regulatory compliance, AML and surveillance) support to firmwide initiatives and projects, and maintaining effective communication with internal and external stakeholders. The ideal candidate would be a proactive individual with strong technical compliance skills and with previous experience in regulated financial institutions. Key Responsibilities Compliance Program Development and Management: Implement and manage an effective compliance program for the Group that satisfies all relevant local regulatory requirements. Advisory Role: Advise senior management on compliance with applicable regulatory regimes, ensuring alignment across the organization, as well as provide support for Group initiatives and projects (Hong Kong and global) on the compliance side, ensuring robust compliance practices. Stakeholder Collaboration: Partner with key internal and external stakeholders to facilitate continuous process development, improvement and automation projects. AML Monitoring: Develop and oversee ongoing Anti-Money Laundering (AML) monitoring, including the detection and reporting of suspicious transactions and activities. Governance Development: Work closely with control functions to enhance compliance governance, including the development of new policies and procedures. Process Supervision and Review: Assist in designing and conducting onboarding reviews, periodic reviews, transaction monitoring, market surveillance, and Enterprise-Wide Risk Assessments (EWRA). Regulatory Communications: Address any communications and queries from regulatory authorities promptly and effectively. Compliance Controls Implementation: Implement appropriate compliance controls and tools, collaborating with technology support to address identified gaps. Risk Mitigation Processes: Collaborate with Technology Risk Management, Cybersecurity, and Technology Support teams to build processes that mitigate potential risks. Policy Implementation: Support the Group's Compliance efforts and work with other internal stakeholders to implement compliance policies and procedures, providing input on requirements and risks. Initiative Execution: Drive and execute key compliance initiatives and projects to enhance organizational compliance posture. Requirements Education: University degree with ICA and/or ACAMS certification. Experience and Knowledge: At least 5 years of experience in AML and Regulatory Compliance in a regulated financial institution. Regulatory Engagement: Some experience in engaging with regulators directly and effectively, including face-to-face meetings and handling licence applications, audits and regulatory reviews. Industry Familiarity: Previous experience in and solid understanding of the virtual assets industry and virtual asset businesses in Hong Kong and/or internationally. Problem-Solving Skills: Strong problem-solving skills, with a track record of managing complex stakeholder relationships effectively. Self-Starter: Demonstrated ability to be a self-starter with a hands-on approach to compliance management. Benefits About OSLBacked by Asia's leading public fintech and digital asset company, OSL Group (863. HK), formerly known as BC Technology Group, OSL is the world's first SFC-licensed and insured digital asset platform. Founded in 2018, OSL has an established history in the sector and is recognised by many as the leader in providing comprehensive regulated and licensed digital asset solutions. OSL offers custody, omnibus, tokenisation and wealth management services, which deliver institutional clients in addition to professional and retail investors access to the best-in-class digital asset platform, along with a fully regulated liquidity pool. OSL's secured and insured hot and cold wallet infrastructure also ensures the safekeeping of digital assets with timely transaction settlements. As the digital asset industry continues to evolve, so does OSL. OSL's simple and tailored approach compliantly navigates international clients through the evolving digital assets environment. For more information, visit OSL. Seniority level Mid-Senior level Employment type Full-time Job function Legal#J-18808-Ljbffr

  • Senior Manager, Compliance, eMPF

    1 week ago

    Central And Western District, Hong Kong SAR China PCCW Full time

    Get AI-powered advice on this job and more exclusive features.Being a Senior Manager, Compliance, eMPF, the role is responsible to support Vice President, Compliance & QA, eMPF as the 1.5 line of defense for the eMPF project, to develop and maintain a comprehensive compliance and quality assurance framework with the objective to ensure the adherence to all...

  • Compliance manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China PingPong Payments Full time

    Ping Pong is a global leader in payment and e-commerce solutions, providing comprehensive cross-border services that empower businesses worldwide. As we expand in dynamic markets, we are committed to the highest standards of regulatory compliance. We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure...

  • Compliance Manager

    1 week ago

    Central And Western District, Hong Kong SAR China SUPER Corporate Consultancy Group Full time

    Provide compliance advices to different business units to ensure compliance with relevant regulatory requirementsCarry out compliance review and checkingPerform and monitor AML, CTF, FATCA and CRS matters in bankProvide input to ensure compliance with applicable legal and regulatory requirementsReview, develop and update compliance policies and...

  • Compliance manager

    4 days ago

    Central And Western District, Hong Kong SAR China SUPER Corporate Consultancy Group Full time

    Provide compliance advices to different business units to ensure compliance with relevant regulatory requirements Carry out compliance review and checking Perform and monitor AML, CTF, FATCA and CRS matters in bank Provide input to ensure compliance with applicable legal and regulatory requirements Review, develop and update compliance policies and...

  • Compliance Manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China Bohan Full time

    Direct message the job poster from BohanOur client is a top performing growing multi-strategy hedge fund. They are currently expanding by hiring a Compliance Manager to join the Hong Kong team and work in a collaborative team. This hedge fund places high character and a friendly atmosphere as they seek employees to join for the long term. Good upside in...

  • Compliance Manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China Infini Capital Full time

    1 month ago Be among the first 25 applicantsResponsibilitiesCompliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.Regulatory reporting - Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Assist in...

  • Manager, Compliance

    2 weeks ago

    Central And Western District, Hong Kong SAR China Howden Full time

    Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...

  • Compliance auditor, Senior Manager

    1 day ago

    Central And Western District, Hong Kong SAR China SharkNinja Full time

    Direct message the job poster from SharkNinjaAs an Internal Auditor, you will promote and drive our zero-tolerance policy for corruption and conflicts of interest in our supply chain. You will partner with the operations, engineering, quality and compliance teams to ensure that our supply chain remains free from corruption, conflicts of interest and other...

  • Manager, compliance

    2 weeks ago

    Central And Western District, Hong Kong SAR China Howden Full time

    Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...

  • Compliance Risk Manager

    6 days ago

    Central And Western District, Hong Kong SAR China St. James's Place – Asia & Middle East Full time

    Job Title: Compliance Risk ManagerAbout the RoleWe are seeking a seasoned Compliance Risk Manager to oversee all licensing-related matters with regulatory bodies in Hong Kong. The ideal candidate will have excellent understanding of rules and regulations, as well as experience in auditing and/or compliance monitoring/reviews.Main ResponsibilitiesAdvise on...

  • Compliance Manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China Accumulus Full time

    Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

  • Compliance manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China RD Technologies Full time

    Job Responsibilities: Provide compliance advisory, focusing on financial crime compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Facilitate the establishment and maintenance of a robust compliance governance framework and nurture a culture of compliance within the Group. Develop and deliver compliance...

  • Senior Compliance Officer

    4 days ago

    Central And Western District, Hong Kong SAR China APG Asset Management Full time

    APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations.Role DescriptionThis is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at APG...

  • Compliance manager

    4 days ago

    Central And Western District, Hong Kong SAR China Allianz Popular SL. Full time

    At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

  • Senior Regulatory Compliance Manager, WPB- Global Functions

    2 weeks ago

    Central And Western District, Hong Kong SAR China HSBC Full time

    Some careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Regulatory Compliance...

  • Senior compliance officer

    1 week ago

    Central And Western District, Hong Kong SAR China St. James's Place – Asia & Middle East Full time

    The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators. The Senior Compliance Officer will also be required to work closely with the Business...

  • Assistant manager, compliance

    2 weeks ago

    Central And Western District, Hong Kong SAR China NTT DATA Hong Kong Limited Full time

    Who We Are: NTT DATA is part of NTT Group, one of the largest ICT providers in the world with revenues of over USD 100 B and over 193,500 employees worldwide. NTT DATA is a world-leading System Integration and Consulting company, with a Card & Payments Division of over 1,000 employees, and payment systems processing over 460 million transactions per month....

  • Compliance Manager Role

    6 days ago

    Central And Western District, Hong Kong SAR China NTT DATA Hong Kong Limited Full time

    About UsNTT DATA Hong Kong Limited is a world-leading System Integration and Consulting company with a global presence.We are part of the NTT Group, one of the world's largest ICT providers, with a Card & Payments Division consisting of over 1,000 employees and processing more than 460 million transactions per month.Our global payment hub headquarters is...

  • Assistant manager, regulatory compliance

    2 weeks ago

    Central And Western District, Hong Kong SAR China IQ-EQ Full time

    Assistant Manager, Regulatory Compliance (Regulatory Inspections)Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description We are seeking a highly skilled...

  • Risk and Compliance Manager

    6 days ago

    Central And Western District, Hong Kong SAR China Infini Capital Full time

    Compliance Role:We are seeking a detail-oriented Compliance Specialist to join our team at Infini-Capital. The successful candidate will have excellent analytical and communication skills and be able to work with minimal supervision.Key Responsibilities:Maintain accurate records and documentation relating to corporate and compliance activities, including PA...