Compliance Manager

Ping Pong is a global leader in payment and e-commerce solutions, providing comprehensive cross-border services that empower businesses worldwide. As we expand in dynamic markets, we are committed to the highest standards of regulatory compliance. We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure...

Provide compliance advices to different business units to ensure compliance with relevant regulatory requirementsCarry out compliance review and checkingPerform and monitor AML, CTF, FATCA and CRS matters in bankProvide input to ensure compliance with applicable legal and regulatory requirementsReview, develop and update compliance policies and...

Compliance ManagerJob DescriptionResponsibilities:Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;Develop and update compliance policies and procedures;Prepare internal and external compliance report;Prepare license applications and answer enquiries from regulators on compliance matters;Assist in...

1 month ago Be among the first 25 applicantsResponsibilitiesCompliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.Regulatory reporting - Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Assist in...

Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...

Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...

Job Responsibilities: Provide compliance advisory, focusing on financial crime compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Facilitate the establishment and maintenance of a robust compliance governance framework and nurture a culture of compliance within the Group. Develop and deliver compliance...

Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

Job Title: Compliance Risk ManagerAbout the RoleWe are seeking a seasoned Compliance Risk Manager to oversee all licensing-related matters with regulatory bodies in Hong Kong. The ideal candidate will have excellent understanding of rules and regulations, as well as experience in auditing and/or compliance monitoring/reviews.Main ResponsibilitiesAdvise on...

Trading Compliance ManagerLarson Maddox is recruiting a highly skilled Trading Compliance Manager to lead our team and provide strategic guidance on compliance matters related to equities trading.This role offers the opportunity to proactively interpret and apply HKEX and SFC regulations to ensure that all equities trading activities align with legal...

OSL Group is looking for a Compliance Officer in Hong Kong / Singapore. This role focuses on providing compliance (regulatory compliance, AML and surveillance) support to firmwide initiatives and projects, and maintaining effective communication with internal and external stakeholders. The ideal candidate would be a proactive individual with strong technical...

About the Role:We are seeking a Security Compliance Manager to join our team, responsible for ensuring the Bank of China's IT systems and processes comply with relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement compliance programs to ensure adherence to regulatory requirements and industry best practices, minimizing...

About Our FirmWe are a financial technology company that provides innovative solutions to help advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.About the JobWe are looking for a skilled Compliance Officer to join our Global Regulatory and...

Compliance Role:We are seeking a detail-oriented Compliance Specialist to join our team at Infini-Capital. The successful candidate will have excellent analytical and communication skills and be able to work with minimal supervision.Key Responsibilities:Maintain accurate records and documentation relating to corporate and compliance activities, including PA...

About the RoleWe are seeking a highly skilled professional to join Accumulus as a Compliance Risk Manager. The successful candidate will be responsible for designing and implementing a trade surveillance system that can identify market manipulation and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance.The ideal...

Job DescriptionWe are seeking a highly motivated and analytical Technical Compliance Manager to join our team. As a Technical Compliance Manager, you will be responsible for ensuring our IT systems and processes comply with regulatory requirements.Key Accountabilities:Evaluate IT systems and processes against regulatory requirements.Develop and implement...

ConnectedGroup is committed to upholding high standards of social compliance across our European Union hard goods operations.We are looking for a seasoned professional to manage social compliance and CSR initiatives, working closely with the sourcing team to implement social compliance strategies.Responsibilities include overseeing third-party audit...

Hao-Advisors Management Limited is seeking an experienced Financial Operations Specialist to join its team in Hong Kong SAR. The successful candidate will be responsible for overseeing financial transactions, managing cash flow, and ensuring compliance with regulatory requirements.Key Responsibilities:Financial Management: Manage financial transactions,...

We provide equal opportunities for all who apply and work for our organisation. We strive to be partners for every life and protectors for every future.About the RoleThe Assistant Manager/Manager, Compliance will be responsible for supporting the Director, Compliance Projects & Reporting in providing regulatory advice and guidance. They will focus on various...

Job Brief:We are seeking an experienced Financial Crime and Compliance Subject Matter Expert (SME) to lead our AML compliance efforts. The ideal candidate will have a strong background in sanctions and screening systems.Key Responsibilities:Develop and implement AML compliance strategies to ensure regulatory adherence.Collaborate with cross-functional teams...