Manager, Compliance

2 weeks ago

Central And Western District, Hong Kong SAR China Howden Full time
Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters), Thailand. Howden creates and services insurance programs across a diverse range of insurance and reinsurance specialisms on a global basis.We are professional insurance brokers who represent clients, not insurance companies. We act as an intermediary between clients and insurance companies, helping the former find the solution that best suits their needs in terms of risk management practices and financial controls, balancing premiums against a recommended level of cover.We are looking for a Manager to join our Compliance team. This individual will lead the Risk and Compliance function, playing a crucial role in ensuring adherence to all local laws, statutes, and regulations while balancing the needs of the business. The Manager will be knowledgeable about local regulatory requirements for insurance broking and financial institutions, ensuring that company policies and procedures remain current and effective. Additionally, this role includes providing thorough training to all employees to ensure compliance with all regulatory standards.YOUR ROLE AND RESPONSIBILITIES:Lead and oversee the Risk and Compliance functions, ensuring alignment with organisational goals.Develop and implement comprehensive policies and procedures for the compliance program, ensuring they meet local legal and regulatory standards.Review the Regulatory, AML, and Data Protection requirements, ensuring compliance with local insurance broking and financial regulations (e.g., IA and MPFA).Facilitate the process of regulatory inspections and external/internal audits.Prepare and present compliance reports to senior management and the board, outlining compliance status, risks and recommendations.Serve as the primary point of contact for regulator, managing communications and ensuring timely responses to regulatory inquiries.Work closely with business units and the executive management team to provide strategic leadership and high-level compliance advisory.Oversee and enhance the effectiveness of screening processes, such as ComplyAdvantage.Promote a culture of compliance by disseminating updated information and conducting strategic training sessions for staff.OUR IDEAL CANDIDATE WILL BE:Degree holder in Business, Law, or other related disciplines.A minimum of 8 years' working experience in legal/compliance/risk management related area.Experience in insurance or the financial industry will be an advantage.Sound knowledge on KYC/AML/CTF framework, insurance ordinance and compliance practices.Excellent communication skills in both English and Chinese.High integrity, meticulous, organised, and able to multi-task.Effective team player, capable of communicating well with various stakeholders.Proficiency in MS Office Suite.YOUR BENEFITS AND SALARY:Commensurate with qualification and experienceWorking in a collaborative and upbeat environment with development opportunitiesYes, we offer all the usual rewards and benefits – including hybrid working, free beverage in workplace, competitive compensation, birthday leave, employee stock options and more – but we know you expect all that.What you might not expect is a job where everyone has a voice, where volunteering in the community is part of the day job, and where everyone is encouraged to play a part towards our sustainability goals. We want people who want to make a difference - not just in the workplace, but in the industry and in the wider community.Howden starts with people

– a culture driving force in our work, pushing us to create a company we're proud of. One that leverages the power of insurance to shape a better future, for our clients and our communities.Our culture:People firstWe have seen time and again that when we give our teams the space to perform and the support to grow, our clients reap the rewards.Diversity & InclusionWe consider our people our chief competitive advantage and as such we treat colleagues, candidates, clients, and business partners with equality, fairness and respect, regardless of their age, disability, race, religion or belief, gender, sexual orientation, marital status or family circumstances.If you are interested in the above role, please send your Curriculum Vitae with full career details, availability, current and expected salary to us.(Data collected will be used for recruitment purpose only.)Seniority level

Mid-Senior levelEmployment type

Full-timeJob function

FinanceIndustries: Insurance and Insurance Agencies and Brokerages

#J-18808-Ljbffr

  • Compliance manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China PingPong Payments Full time

    Ping Pong is a global leader in payment and e-commerce solutions, providing comprehensive cross-border services that empower businesses worldwide. As we expand in dynamic markets, we are committed to the highest standards of regulatory compliance. We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure...

  • Compliance Manager

    1 week ago

    Central And Western District, Hong Kong SAR China SUPER Corporate Consultancy Group Full time

    Provide compliance advices to different business units to ensure compliance with relevant regulatory requirementsCarry out compliance review and checkingPerform and monitor AML, CTF, FATCA and CRS matters in bankProvide input to ensure compliance with applicable legal and regulatory requirementsReview, develop and update compliance policies and...

  • Compliance Manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China Bohan Full time

    Direct message the job poster from BohanOur client is a top performing growing multi-strategy hedge fund. They are currently expanding by hiring a Compliance Manager to join the Hong Kong team and work in a collaborative team. This hedge fund places high character and a friendly atmosphere as they seek employees to join for the long term. Good upside in...

  • Compliance manager

    4 days ago

    Central And Western District, Hong Kong SAR China SUPER Corporate Consultancy Group Full time

    Provide compliance advices to different business units to ensure compliance with relevant regulatory requirements Carry out compliance review and checking Perform and monitor AML, CTF, FATCA and CRS matters in bank Provide input to ensure compliance with applicable legal and regulatory requirements Review, develop and update compliance policies and...

  • Compliance manager

    4 days ago

    Central And Western District, Hong Kong SAR China Allianz Popular SL. Full time

    At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

  • Compliance manager

    1 day ago

    Central And Western District, Hong Kong SAR China Acts Consulting Co. 毅知顧問公司 Full time

    Compliance Manager Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external compliance report; Prepare license applications and answer enquiries from regulators on compliance matters;...

  • Compliance Manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China Acts Consulting Co. 毅知顧問公司 Full time

    Compliance ManagerJob DescriptionResponsibilities:Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;Develop and update compliance policies and procedures;Prepare internal and external compliance report;Prepare license applications and answer enquiries from regulators on compliance matters;Assist in...

  • Compliance Manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China Infini Capital Full time

    1 month ago Be among the first 25 applicantsResponsibilitiesCompliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.Regulatory reporting - Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Assist in...

  • Compliance manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China RD Technologies Full time

    Job Responsibilities: Provide compliance advisory, focusing on financial crime compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Facilitate the establishment and maintenance of a robust compliance governance framework and nurture a culture of compliance within the Group. Develop and deliver compliance...

  • Compliance Manager

    2 weeks ago

    Central And Western District, Hong Kong SAR China Accumulus Full time

    Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

  • Compliance Risk Manager

    6 days ago

    Central And Western District, Hong Kong SAR China St. James's Place – Asia & Middle East Full time

    Job Title: Compliance Risk ManagerAbout the RoleWe are seeking a seasoned Compliance Risk Manager to oversee all licensing-related matters with regulatory bodies in Hong Kong. The ideal candidate will have excellent understanding of rules and regulations, as well as experience in auditing and/or compliance monitoring/reviews.Main ResponsibilitiesAdvise on...

  • Trading Compliance Manager

    6 days ago

    Central And Western District, Hong Kong SAR China Larson Maddox Full time

    Trading Compliance ManagerLarson Maddox is recruiting a highly skilled Trading Compliance Manager to lead our team and provide strategic guidance on compliance matters related to equities trading.This role offers the opportunity to proactively interpret and apply HKEX and SFC regulations to ensure that all equities trading activities align with legal...

  • Manager / senior manager, compliance

    1 week ago

    Central And Western District, Hong Kong SAR China OSL Full time

    OSL Group is looking for a Compliance Officer in Hong Kong / Singapore. This role focuses on providing compliance (regulatory compliance, AML and surveillance) support to firmwide initiatives and projects, and maintaining effective communication with internal and external stakeholders. The ideal candidate would be a proactive individual with strong technical...

  • Security Compliance Manager

    6 days ago

    Central And Western District, Hong Kong SAR China Bank Of China Full time

    About the Role:We are seeking a Security Compliance Manager to join our team, responsible for ensuring the Bank of China's IT systems and processes comply with relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement compliance programs to ensure adherence to regulatory requirements and industry best practices, minimizing...

  • Compliance and Risk Manager

    6 days ago

    Central And Western District, Hong Kong SAR China ICapital Full time

    About Our FirmWe are a financial technology company that provides innovative solutions to help advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.About the JobWe are looking for a skilled Compliance Officer to join our Global Regulatory and...

  • Risk and Compliance Manager

    6 days ago

    Central And Western District, Hong Kong SAR China Infini Capital Full time

    Compliance Role:We are seeking a detail-oriented Compliance Specialist to join our team at Infini-Capital. The successful candidate will have excellent analytical and communication skills and be able to work with minimal supervision.Key Responsibilities:Maintain accurate records and documentation relating to corporate and compliance activities, including PA...

  • Technical Compliance Manager

    6 days ago

    Central And Western District, Hong Kong SAR China FortisHill Consulting Full time

    Job DescriptionWe are seeking a highly motivated and analytical Technical Compliance Manager to join our team. As a Technical Compliance Manager, you will be responsible for ensuring our IT systems and processes comply with regulatory requirements.Key Accountabilities:Evaluate IT systems and processes against regulatory requirements.Develop and implement...

  • Compliance Risk Manager

    6 days ago

    Central And Western District, Hong Kong SAR China Accumulus Full time

    About the RoleWe are seeking a highly skilled professional to join Accumulus as a Compliance Risk Manager. The successful candidate will be responsible for designing and implementing a trade surveillance system that can identify market manipulation and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance.The ideal...

  • Compliance Operations Manager

    6 days ago

    Central And Western District, Hong Kong SAR China ConnectedGroup Full time

    ConnectedGroup is committed to upholding high standards of social compliance across our European Union hard goods operations.We are looking for a seasoned professional to manage social compliance and CSR initiatives, working closely with the sourcing team to implement social compliance strategies.Responsibilities include overseeing third-party audit...

  • Operations and Compliance Manager

    6 days ago

    Central And Western District, Hong Kong SAR China Hao Advisors Management Limited Full time

    Hao-Advisors Management Limited is seeking an experienced Financial Operations Specialist to join its team in Hong Kong SAR. The successful candidate will be responsible for overseeing financial transactions, managing cash flow, and ensuring compliance with regulatory requirements.Key Responsibilities:Financial Management: Manage financial transactions,...