Regulatory Compliance Manager

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Assistant Manager, Regulatory Compliance (Regulatory Inspections)Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description We are seeking a highly skilled...

Regulatory Compliance and Licensing ManagerHong KongWe are looking to hire for one of our ecosystem projects. Our client, a leading digital assets ecosystem globally, is in search of an experienced Regulatory Compliance and Licensing Manager, with strong knowledge in the crypto space.In this role, you will:Stay informed on rapidly changing global crypto...

About iCapitalWe are a financial technology firm transforming the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have been recognized as an innovative approach to finance by various reputable sources.About the RoleOur Global Regulatory...

About BohanAt Bohan, we are a top-performing, multi-strategy hedge fund with a strong focus on character and a friendly atmosphere. We strive to maintain the highest standards in our industry.Job DescriptionWe seek a highly skilled Compliance Manager to report directly to the Chief Operating Officer (CCO) and work closely with a compliance colleague. The...

Job OverviewIQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client service delivery. Our team supports fund managers, global companies, family offices, and private clients operating worldwide.About the RoleWe are seeking a highly skilled Assistant Manager to join our regulatory compliance team for the...

At Prudential Hong Kong Limited, we foster a culture of diversity and inclusion for our people, customers, and partners. Our purpose drives everything we do.About the RoleThe Assistant Manager/Manager, Compliance will support the Director, Compliance Projects & Reporting in providing regulatory advice and guidance to business functions on various matters....

**Job Title: Regulatory Compliance Associate**CSC is seeking a highly detail-oriented and proactive Regulatory Compliance Associate to assist in the development and implementation of KYC policies and procedures.About the RoleWe are looking for a skilled professional with strong knowledge of AMLO and other AML-related laws and regulations to assist in...

OSL is a dynamic organization seeking a Financial Regulatory Compliance Manager to lead our audit management processes.">This role involves leading financial and regulatory audit management processes, ensuring compliance, transparency, and accuracy in financial reporting and internal controls.The ideal candidate will have expertise in global financial...

Vistra's purpose is progress. We empower our clients to achieve their goals without complexity.Regulatory Monitoring ManagerThis contract position reports to the Head of Ongoing Monitoring, based in Hong Kong or Mumbai.Main Responsibilities:Manage Compliance Operations, ensuring processes align with compliance policies and maintaining a robust control...

Key ResponsibilitiesProvide compliance advisory services to Equities, FICC and Wealth Management departments and other functions on day-to-day business issues.Review new business and product proposals from a regulatory, best practice and firm standard perspective.Maintain and update relevant compliance manuals, policies and procedures to reflect applicable...

Unlock New Opportunities with HSBCAbout Regulatory Compliance at HSBCOur Regulatory Compliance team plays a vital role in ensuring adherence to applicable regulations and standards. We set policies that cover HSBC's regulatory requirements, mitigating conduct and reputational risk issues.Main Responsibilities:We articulate Regulatory Compliance risks for the...

About BIBO LimitedWe are a reputable Professional Services Firm dedicated to providing high-quality services to our clients. Our AML department is seeking a highly skilled Regulatory Compliance Professional to join our team.ResponsibilitiesEnsure compliance with relevant laws and regulations.Develop and implement policies and procedures to improve compliance...

We are seeking a qualified Regulatory Affairs Specialist to support the clearance of medical devices to market in the Asia Pacific region.This role will involve collaborating with cross-functional teams to ensure regulatory requirements are met and participating in audits and inspections as a subject matter expert.Main Responsibilities:Collaborate with...

Job Description:Infini-Capital seeks a skilled Compliance Specialist to maintain accurate records and documentation related to corporate and compliance activities. This role ensures compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Key Responsibilities:Maintain accurate records and documentation relating to corporate and...

Job OverviewThis Compliance Consultant role involves supporting clients in developing and implementing policies, procedures, and compliance monitoring strategies. The ideal candidate will have a strong understanding of regulatory requirements and be able to create effective training materials.Main Responsibilities:Support clients on policy development,...

We are seeking a Regulatory Compliance Professional to join our team at Amethyst Partners. As a key member of our compliance team, you will be responsible for ensuring that our clients' needs are met with the highest level of professionalism and expertise.About the JobThe successful candidate will have around 2-4 years of experience in AML/Paralegal services...

Risk Management and Compliance ExpertiseSia Partners is a leading consulting firm that excels in delivering innovative solutions to clients navigating the complexities of the financial sector.We are seeking a Senior Consultant with extensive experience in Risk Management and Compliance, to join our Financial Services team in Hong Kong. Our projects focus on...

Senior Associate, Regulatory Compliance (FRR)2 hours ago Be among the first 25 applicants Company Description We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients with a focus on the delivery of the preparation and review of Financial Resource Rules ("FRR") forms for Licensed...

About UsWe are a financial institution that issues credit and charge cards, licensed by the Monetary Authority of Singapore (MAS). Our company has a rich history of delivering innovative payment solutions for consumers, merchants, and corporates.We are committed to being a leading fintech player in integrated payment and financial services, driven by a...