Regulatory Compliance Associate

Senior Associate, Regulatory Compliance (FRR)2 hours ago Be among the first 25 applicants Company Description We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients with a focus on the delivery of the preparation and review of Financial Resource Rules ("FRR") forms for Licensed...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Vistra's purpose is progress. We empower our clients to achieve their goals without complexity.Regulatory Monitoring ManagerThis contract position reports to the Head of Ongoing Monitoring, based in Hong Kong or Mumbai.Main Responsibilities:Manage Compliance Operations, ensuring processes align with compliance policies and maintaining a robust control...

Job SummaryJoin our team as a Regulatory Affairs Associate and contribute to the development and implementation of regulatory strategies for Amgen SA.You will collaborate with cross-functional teams to review promotional and non-promotional materials, create and review source text for country labeling, and coordinate translation for local regulatory...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Job Title: Compliance Operations AssociateACWIRES Limited provides secure, compliant, and seamless payment solutions in a rapidly evolving fintech landscape.About the Position:The Compliance Operations Associate plays a key role in onboarding and managing relationships with corporate partners, focusing on Know Your Business (KYB) processes for corporate...

Direct message the job poster from Amethyst Partners Our client is an international professional services firm that provides fund administration services to clients in the private equity fund industry. As the business continues to grow, they are looking for an Associate, Compliance / Paralegal and the role is based in Hong Kong. Key responsibilities Manage...

About iCapitalWe are a financial technology firm transforming the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have been recognized as an innovative approach to finance by various reputable sources.About the RoleOur Global Regulatory...

About BohanAt Bohan, we are a top-performing, multi-strategy hedge fund with a strong focus on character and a friendly atmosphere. We strive to maintain the highest standards in our industry.Job DescriptionWe seek a highly skilled Compliance Manager to report directly to the Chief Operating Officer (CCO) and work closely with a compliance colleague. The...

Job Brief:We are seeking an experienced Financial Crime and Compliance Subject Matter Expert (SME) to lead our AML compliance efforts. The ideal candidate will have a strong background in sanctions and screening systems.Key Responsibilities:Develop and implement AML compliance strategies to ensure regulatory adherence.Collaborate with cross-functional teams...

Job OverviewIQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client service delivery. Our team supports fund managers, global companies, family offices, and private clients operating worldwide.About the RoleWe are seeking a highly skilled Assistant Manager to join our regulatory compliance team for the...

At Prudential Hong Kong Limited, we foster a culture of diversity and inclusion for our people, customers, and partners. Our purpose drives everything we do.About the RoleThe Assistant Manager/Manager, Compliance will support the Director, Compliance Projects & Reporting in providing regulatory advice and guidance to business functions on various matters....

HOW MIGHT YOU DEFY IMAGINATION?Amgen is one of the world's leading independent biotechnology companies. For over 4 decades, Amgen has pioneered biotechnology breakthroughs, to bring state-of-the-art medicines from laboratory to the patient. Amgen has not only discovered and developed innovative human therapeutics, but has invested in cutting edge...

Our ClientAppointed by a European Global Private Bank with established operations in over 20 locations to search forKYC Associate to be part of the North Asia Compliance Department.Job DutiesPerform client due diligence review on account opening documents and source of wealth (SOW)Accountable for KYC for new/periodic clients including low to high riskEnsure...

Talent Acquisition Partner | HRBP | MatrixportABOUT USEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

Key ResponsibilitiesProvide compliance advisory services to Equities, FICC and Wealth Management departments and other functions on day-to-day business issues.Review new business and product proposals from a regulatory, best practice and firm standard perspective.Maintain and update relevant compliance manuals, policies and procedures to reflect applicable...

About BIBO LimitedWe are a reputable Professional Services Firm dedicated to providing high-quality services to our clients. Our AML department is seeking a highly skilled Regulatory Compliance Professional to join our team.ResponsibilitiesEnsure compliance with relevant laws and regulations.Develop and implement policies and procedures to improve compliance...

Job Description:Infini-Capital seeks a skilled Compliance Specialist to maintain accurate records and documentation related to corporate and compliance activities. This role ensures compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Key Responsibilities:Maintain accurate records and documentation relating to corporate and...

Job OverviewThis Compliance Consultant role involves supporting clients in developing and implementing policies, procedures, and compliance monitoring strategies. The ideal candidate will have a strong understanding of regulatory requirements and be able to create effective training materials.Main Responsibilities:Support clients on policy development,...

Unlock New Opportunities with HSBCAbout Regulatory Compliance at HSBCOur Regulatory Compliance team plays a vital role in ensuring adherence to applicable regulations and standards. We set policies that cover HSBC's regulatory requirements, mitigating conduct and reputational risk issues.Main Responsibilities:We articulate Regulatory Compliance risks for the...