Compliance Operations Associate

Direct message the job poster from Amethyst Partners Our client is an international professional services firm that provides fund administration services to clients in the private equity fund industry. As the business continues to grow, they are looking for an Associate, Compliance / Paralegal and the role is based in Hong Kong. Key responsibilities Manage...

**Job Title: Regulatory Compliance Associate**CSC is seeking a highly detail-oriented and proactive Regulatory Compliance Associate to assist in the development and implementation of KYC policies and procedures.About the RoleWe are looking for a skilled professional with strong knowledge of AMLO and other AML-related laws and regulations to assist in...

Vistra believes in empowering its clients to achieve their goals without the complexity of global business.Regulatory Monitoring ManagerThis contract role reports to the Head of Ongoing Monitoring and is based in either Hong Kong or Mumbai.Main Responsibilities:We are responsible for managing Compliance Operations to ensure that processes align with...

Our ClientAppointed by a European Global Private Bank with established operations in over 20 locations to search forKYC Associate to be part of the North Asia Compliance Department.Job DutiesPerform client due diligence review on account opening documents and source of wealth (SOW)Accountable for KYC for new/periodic clients including low to high riskEnsure...

Senior Associate, Regulatory Compliance (FRR)2 hours ago Be among the first 25 applicants Company Description We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients with a focus on the delivery of the preparation and review of Financial Resource Rules ("FRR") forms for Licensed...

Job Description - Associate, Specialist, Investigations, Legal, Compliance & Secretariat (2500002H)Job Title:Associate, Specialist, Investigations, Legal, Compliance & Secretariat - ( 2500002H )Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to...

We are Lenovo. We do what we say. We own what we do. We WOW our customers. Lenovo is a US$57 billion revenue global technology powerhouse, ranked #248 in the Fortune Global 500, and serving millions of customers every day in 180 markets. Focused on a bold vision to deliver Smarter Technology for All, Lenovo has built on its success as the world's largest PC...

Vistra's purpose is progress. We empower our clients to achieve their goals without complexity.Regulatory Monitoring ManagerThis contract position reports to the Head of Ongoing Monitoring, based in Hong Kong or Mumbai.Main Responsibilities:Manage Compliance Operations, ensuring processes align with compliance policies and maintaining a robust control...

Job Description:We are seeking a highly motivated and detail-oriented individual to join our team as an entry-level finance professional.The successful candidate will be responsible for performing various finance-related tasks, including account opening, document filing, and data input, as well as handling ad hoc projects and assigned duties.Key...

Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

Hao-Advisors Management Limited is seeking an experienced Financial Operations Specialist to join its team in Hong Kong SAR. The successful candidate will be responsible for overseeing financial transactions, managing cash flow, and ensuring compliance with regulatory requirements.Key Responsibilities:Financial Management: Manage financial transactions,...

LIM Advisors Limited is looking for a junior fund operation professional to join the team as our Junior Operations Associate. Responsibilities: Work closely with team members to assist with all tasks related to Fund Accounting and Fund Settlement. Processing daily trade cycle and settlement follow-up. Perform daily and monthly cash and position...

AFSC providing secure and safe service for aviation fuel supply to Hong Kong Int'l Airport, is now looking for:Operations Advisor / Operations Support EngineerMonitor operation to ensure compliance with various standardsPrepare and follow up work after AuditAssist various ad-hoc projects in tankfarm or apronDegree in Engineering / ScienceGood command of...

ConnectedGroup is committed to upholding high standards of social compliance across our European Union hard goods operations.We are looking for a seasoned professional to manage social compliance and CSR initiatives, working closely with the sourcing team to implement social compliance strategies.Responsibilities include overseeing third-party audit...

Key ResponsibilitiesThis role involves:Monitoring and operating the Operations Console and systems in accordance with established standard operating procedures (SOPs) while committing to predetermined Service Level Agreements (SLAs).Managing and executing requests from traders as well as client requests.Ensuring operational requests are serviced and receive...

In a dual-control environment, the Operations Specialist monitors and operates the Operations Console and systems in accordance with established standard operating procedures (SOPs) while committing to predetermined Service Level Agreements (SLAs). The Operations Specialist communicates with traders, approvers, settlement and security teams to report...

Ping Pong is a global leader in payment and e-commerce solutions, providing comprehensive cross-border services that empower businesses worldwide. As we expand in dynamic markets, we are committed to the highest standards of regulatory compliance. We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure...

AFSC OPERATIONS LIMITED is committed to providing secure and safe service for aviation fuel supply to Hong Kong International Airport. We are now seeking a highly skilled Operational ExpertKey Responsibilities:Ensure Compliance: Monitor operations to guarantee adherence to various industry standards.Audit Support: Prepare and follow up on work after audits...

About the RoleWe are seeking a highly motivated Compliance Advisor to join our team. As a Compliance Advisor, you will work closely with clients to identify and mitigate risks associated with non-compliance.

Senior Compliance Officer (Business Compliance)Provide compliance advice to business units and associated parties, including comments on new business initiatives. Formulate and implement policies and procedures to ensure compliance with the regulations. Monitor and assess the effectiveness of the compliance program and make recommendations for improvements,...