Regulatory Compliance Specialist

About the PositionAs a Regulatory Compliance Specialist, you will play a key role in ensuring that our operations meet the highest standards of quality and regulatory compliance.Responsibilities:Regulatory Compliance: Develop and maintain a thorough understanding of local GxP requirements, including regulations and standards affecting device, biologics,...

We are seeking a Compliance and Regulatory Specialist to join our team at Larson Maddox's client. As a key member of the General Counsel's team, you will contribute to legal and compliance functions in a fast-paced and intense industry.About the RoleThe successful candidate will have 3-5 years of relevant experience in the fintech or financial industry, with...

At Prudential Hong Kong Limited, we foster a culture of diversity and inclusion for our people, customers, and partners. Our purpose drives everything we do.About the RoleThe Assistant Manager/Manager, Compliance will support the Director, Compliance Projects & Reporting in providing regulatory advice and guidance to business functions on various matters....

Job Description:Infini-Capital seeks a skilled Compliance Specialist to maintain accurate records and documentation related to corporate and compliance activities. This role ensures compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Key Responsibilities:Maintain accurate records and documentation relating to corporate and...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Key ResponsibilitiesProvide compliance advisory services to Equities, FICC and Wealth Management departments and other functions on day-to-day business issues.Review new business and product proposals from a regulatory, best practice and firm standard perspective.Maintain and update relevant compliance manuals, policies and procedures to reflect applicable...

Risk Management and Compliance ExpertiseSia Partners is a leading consulting firm that excels in delivering innovative solutions to clients navigating the complexities of the financial sector.We are seeking a Senior Consultant with extensive experience in Risk Management and Compliance, to join our Financial Services team in Hong Kong. Our projects focus on...

Regulatory Affairs Specialist Job DescriptionAbout the RoleThe Regulatory Affairs Specialist will be responsible for ensuring that our business remains compliant with all relevant laws and regulations in Hong Kong. This includes managing regulatory requirements, conducting compliance monitoring reviews, and developing and delivering compliance training to...

Compliance Specialist (AP0220) Hong KongA fast-growing, high performing, award winning asset manager is hiring a Compliance Specialist as a new headcount due to continuous business growth.ResponsibilitiesDay-to-day compliance monitoring in line with existing ARP Compliance policies and procedures, including but not limited to personal account dealing, gifts...

About iCapitalWe are a financial technology firm transforming the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have been recognized as an innovative approach to finance by various reputable sources.About the RoleOur Global Regulatory...

We are seeking a qualified Regulatory Affairs Specialist to support the clearance of medical devices to market in the Asia Pacific region.This role will involve collaborating with cross-functional teams to ensure regulatory requirements are met and participating in audits and inspections as a subject matter expert.Main Responsibilities:Collaborate with...

Compliance Specialist (AP0220) Hong Kong A fast-growing, high performing, award winning asset manager is hiring a Compliance Specialist as a new headcount due to continuous business growth. Responsibilities Day-to-day compliance monitoring in line with existing ARP Compliance policies and procedures, including but not limited to personal account dealing,...

About the OpportunityAccumulus is seeking a Financial Regulatory Specialist to join our team. The successful candidate will be responsible for designing and implementing a trade surveillance system that can identify market manipulation and enhance management of AML/CFT compliance.The ideal candidate will have a bachelor's degree or above in law, accounting,...

Job Brief:We are seeking an experienced Financial Crime and Compliance Subject Matter Expert (SME) to lead our AML compliance efforts. The ideal candidate will have a strong background in sanctions and screening systems.Key Responsibilities:Develop and implement AML compliance strategies to ensure regulatory adherence.Collaborate with cross-functional teams...

Job OverviewIQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client service delivery. Our team supports fund managers, global companies, family offices, and private clients operating worldwide.About the RoleWe are seeking a highly skilled Assistant Manager to join our regulatory compliance team for the...

**Job Title: Regulatory Compliance Associate**CSC is seeking a highly detail-oriented and proactive Regulatory Compliance Associate to assist in the development and implementation of KYC policies and procedures.About the RoleWe are looking for a skilled professional with strong knowledge of AMLO and other AML-related laws and regulations to assist in...

Vistra's purpose is progress. We empower our clients to achieve their goals without complexity.Regulatory Monitoring ManagerThis contract position reports to the Head of Ongoing Monitoring, based in Hong Kong or Mumbai.Main Responsibilities:Manage Compliance Operations, ensuring processes align with compliance policies and maintaining a robust control...

Job Summary: We are seeking a Regulatory Governance Specialist to ensure advisory services comply with bank policies and regulatory requirements. This role involves detecting and investigating suspicious activities, performing trend analysis, and implementing new regulatory requirements. ResponsibilitiesConduct Outcomes: Achieve the outcomes set out in the...

About BIBO LimitedWe are a reputable Professional Services Firm dedicated to providing high-quality services to our clients. Our AML department is seeking a highly skilled Regulatory Compliance Professional to join our team.ResponsibilitiesEnsure compliance with relevant laws and regulations.Develop and implement policies and procedures to improve compliance...

Job OverviewThis Compliance Consultant role involves supporting clients in developing and implementing policies, procedures, and compliance monitoring strategies. The ideal candidate will have a strong understanding of regulatory requirements and be able to create effective training materials.Main Responsibilities:Support clients on policy development,...