Regulatory Compliance Manager

About the RoleThe Clinical Research Associate will be responsible for performing site monitoring visits to ensure compliance with contracted scope of work and regulatory requirements.Main AccountabilitiesConduct site initiation visits to ensure understanding of the protocol and related procedures.Monitor study sites to ensure adherence to Good Clinical...

Job OverviewIQVIA is a leading global provider of clinical research services, commercial insights and healthcare intelligence to the life sciences and healthcare industries. We create intelligent connections to accelerate the development and commercialization of innovative medical treatments.Key Responsibilities:Perform site monitoring visits to ensure...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Job Brief:We are seeking an experienced Financial Crime and Compliance Subject Matter Expert (SME) to lead our AML compliance efforts. The ideal candidate will have a strong background in sanctions and screening systems.Key Responsibilities:Develop and implement AML compliance strategies to ensure regulatory adherence.Collaborate with cross-functional teams...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Assistant Manager, Regulatory Compliance (Regulatory Inspections)Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description We are seeking a highly skilled...

Regulatory Compliance and Licensing ManagerHong KongWe are looking to hire for one of our ecosystem projects. Our client, a leading digital assets ecosystem globally, is in search of an experienced Regulatory Compliance and Licensing Manager, with strong knowledge in the crypto space.In this role, you will:Stay informed on rapidly changing global crypto...

About iCapitalWe are a financial technology firm transforming the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have been recognized as an innovative approach to finance by various reputable sources.About the RoleOur Global Regulatory...

About BohanAt Bohan, we are a top-performing, multi-strategy hedge fund with a strong focus on character and a friendly atmosphere. We strive to maintain the highest standards in our industry.Job DescriptionWe seek a highly skilled Compliance Manager to report directly to the Chief Operating Officer (CCO) and work closely with a compliance colleague. The...

Job OverviewIQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client service delivery. Our team supports fund managers, global companies, family offices, and private clients operating worldwide.About the RoleWe are seeking a highly skilled Assistant Manager to join our regulatory compliance team for the...

At Prudential Hong Kong Limited, we foster a culture of diversity and inclusion for our people, customers, and partners. Our purpose drives everything we do.About the RoleThe Assistant Manager/Manager, Compliance will support the Director, Compliance Projects & Reporting in providing regulatory advice and guidance to business functions on various matters....

**Job Title: Regulatory Compliance Associate**CSC is seeking a highly detail-oriented and proactive Regulatory Compliance Associate to assist in the development and implementation of KYC policies and procedures.About the RoleWe are looking for a skilled professional with strong knowledge of AMLO and other AML-related laws and regulations to assist in...

OSL is a dynamic organization seeking a Financial Regulatory Compliance Manager to lead our audit management processes.">This role involves leading financial and regulatory audit management processes, ensuring compliance, transparency, and accuracy in financial reporting and internal controls.The ideal candidate will have expertise in global financial...

Job OverviewIQVIA is a leading global provider of clinical research services, commercial insights and healthcare intelligence to the life sciences and healthcare industries.Key ResponsibilitiesPerform site monitoring visits to ensure compliance with contracted scope of work and regulatory requirements.Work with sites to adapt and drive subject recruitment...

Vistra's purpose is progress. We empower our clients to achieve their goals without complexity.Regulatory Monitoring ManagerThis contract position reports to the Head of Ongoing Monitoring, based in Hong Kong or Mumbai.Main Responsibilities:Manage Compliance Operations, ensuring processes align with compliance policies and maintaining a robust control...

Key ResponsibilitiesProvide compliance advisory services to Equities, FICC and Wealth Management departments and other functions on day-to-day business issues.Review new business and product proposals from a regulatory, best practice and firm standard perspective.Maintain and update relevant compliance manuals, policies and procedures to reflect applicable...

Site Monitoring and Management RoleWe are seeking an experienced Clinical Research Associate to join our team at IQVIA Argentina. As a key member of our clinical operations team, you will be responsible for ensuring the smooth conduct of clinical trials at research sites across the country.Your Key Responsibilities Will Include:Conducting site initiation,...

Unlock New Opportunities with HSBCAbout Regulatory Compliance at HSBCOur Regulatory Compliance team plays a vital role in ensuring adherence to applicable regulations and standards. We set policies that cover HSBC's regulatory requirements, mitigating conduct and reputational risk issues.Main Responsibilities:We articulate Regulatory Compliance risks for the...

About BIBO LimitedWe are a reputable Professional Services Firm dedicated to providing high-quality services to our clients. Our AML department is seeking a highly skilled Regulatory Compliance Professional to join our team.ResponsibilitiesEnsure compliance with relevant laws and regulations.Develop and implement policies and procedures to improve compliance...

Job Description:Infini-Capital seeks a skilled Compliance Specialist to maintain accurate records and documentation related to corporate and compliance activities. This role ensures compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Key Responsibilities:Maintain accurate records and documentation relating to corporate and...