Regulatory Compliance Specialist

About the RoleIQVIA is seeking a Regulatory Compliance Manager - Clinical Trials to join our team in Argentina. As a Regulatory Compliance Manager, you will be responsible for ensuring that our clinical trial operations comply with regulatory requirements and guidelines.Key ResponsibilitiesDevelop and implement regulatory compliance strategies to ensure...

Job OverviewIQVIA is a leading global provider of clinical research services, commercial insights and healthcare intelligence to the life sciences and healthcare industries. We create intelligent connections to accelerate the development and commercialization of innovative medical treatments.Key Responsibilities:Perform site monitoring visits to ensure...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

About the PositionAs a Regulatory Compliance Specialist, you will play a key role in ensuring that our operations meet the highest standards of quality and regulatory compliance.Responsibilities:Regulatory Compliance: Develop and maintain a thorough understanding of local GxP requirements, including regulations and standards affecting device, biologics,...

We are seeking a Compliance and Regulatory Specialist to join our team at Larson Maddox's client. As a key member of the General Counsel's team, you will contribute to legal and compliance functions in a fast-paced and intense industry.About the RoleThe successful candidate will have 3-5 years of relevant experience in the fintech or financial industry, with...

About BohanAt Bohan, we are a top-performing, multi-strategy hedge fund with a strong focus on character and a friendly atmosphere. We strive to maintain the highest standards in our industry.Job DescriptionWe seek a highly skilled Compliance Manager to report directly to the Chief Operating Officer (CCO) and work closely with a compliance colleague. The...

At Prudential Hong Kong Limited, we foster a culture of diversity and inclusion for our people, customers, and partners. Our purpose drives everything we do.About the RoleThe Assistant Manager/Manager, Compliance will support the Director, Compliance Projects & Reporting in providing regulatory advice and guidance to business functions on various matters....

Job Description:Infini-Capital seeks a skilled Compliance Specialist to maintain accurate records and documentation related to corporate and compliance activities. This role ensures compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings.Key Responsibilities:Maintain accurate records and documentation relating to corporate and...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Key ResponsibilitiesProvide compliance advisory services to Equities, FICC and Wealth Management departments and other functions on day-to-day business issues.Review new business and product proposals from a regulatory, best practice and firm standard perspective.Maintain and update relevant compliance manuals, policies and procedures to reflect applicable...

Risk Management and Compliance ExpertiseSia Partners is a leading consulting firm that excels in delivering innovative solutions to clients navigating the complexities of the financial sector.We are seeking a Senior Consultant with extensive experience in Risk Management and Compliance, to join our Financial Services team in Hong Kong. Our projects focus on...

Regulatory Affairs Specialist Job DescriptionAbout the RoleThe Regulatory Affairs Specialist will be responsible for ensuring that our business remains compliant with all relevant laws and regulations in Hong Kong. This includes managing regulatory requirements, conducting compliance monitoring reviews, and developing and delivering compliance training to...

Compliance Specialist (AP0220) Hong KongA fast-growing, high performing, award winning asset manager is hiring a Compliance Specialist as a new headcount due to continuous business growth.ResponsibilitiesDay-to-day compliance monitoring in line with existing ARP Compliance policies and procedures, including but not limited to personal account dealing, gifts...

About iCapitalWe are a financial technology firm transforming the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have been recognized as an innovative approach to finance by various reputable sources.About the RoleOur Global Regulatory...

We are seeking a qualified Regulatory Affairs Specialist to support the clearance of medical devices to market in the Asia Pacific region.This role will involve collaborating with cross-functional teams to ensure regulatory requirements are met and participating in audits and inspections as a subject matter expert.Main Responsibilities:Collaborate with...

Compliance Specialist (AP0220) Hong Kong A fast-growing, high performing, award winning asset manager is hiring a Compliance Specialist as a new headcount due to continuous business growth. Responsibilities Day-to-day compliance monitoring in line with existing ARP Compliance policies and procedures, including but not limited to personal account dealing,...

About the OpportunityAccumulus is seeking a Financial Regulatory Specialist to join our team. The successful candidate will be responsible for designing and implementing a trade surveillance system that can identify market manipulation and enhance management of AML/CFT compliance.The ideal candidate will have a bachelor's degree or above in law, accounting,...

Job Brief:We are seeking an experienced Financial Crime and Compliance Subject Matter Expert (SME) to lead our AML compliance efforts. The ideal candidate will have a strong background in sanctions and screening systems.Key Responsibilities:Develop and implement AML compliance strategies to ensure regulatory adherence.Collaborate with cross-functional teams...

Job OverviewIQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client service delivery. Our team supports fund managers, global companies, family offices, and private clients operating worldwide.About the RoleWe are seeking a highly skilled Assistant Manager to join our regulatory compliance team for the...

**Job Title: Regulatory Compliance Associate**CSC is seeking a highly detail-oriented and proactive Regulatory Compliance Associate to assist in the development and implementation of KYC policies and procedures.About the RoleWe are looking for a skilled professional with strong knowledge of AMLO and other AML-related laws and regulations to assist in...