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Compliance Expert

2 weeks ago

Hong Kong Island, Hong Kong SAR China Projob21 Ltd. Full time
Company Overview

Our client, a leading European-based wealth management banking group, is hiring a seasoned Compliance Monitoring expert to join their team in the Greater China region. With over 550 employees in APAC and a total AUM of USD 195 Billion+, this esteemed organization seeks a highly skilled professional to oversee compliance monitoring functions.

Job Description

The successful candidate will be responsible for performing annual risk assessments to identify key risk areas that require monitoring. They will report directly to the North Asia Head of Compliance and be accountable for HKMA regulatory risk assessments. This role involves conducting periodic and thematic compliance monitoring and testing, necessitating extensive liaison with various teams from front to back office.

  • Perform annual risk assessment to identify key risk areas that need to be monitored.
  • Report to North Asia Head of Compliance.
  • Accountable for HKMA regulatory risk assessment.