Senior FICC Compliance Expert

About the RoleThe Head of Secondary Markets Compliance at CICC is seeking a seasoned Senior Compliance Specialist to provide critical support in ensuring the company's Equities, FICC, and Wealth Management business activities are conducted in full compliance with relevant regulations.This key role involves providing expert advice to various departments on...

Job DescriptionCITIC CLSA is seeking a skilled Business Analyst to support our FICC business division internationally.About the RoleThis role will provide critical support to our teams across various entities in Hong Kong, Singapore, Japan, UK and US. The successful candidate will be responsible for ensuring compliance with CITIC CLSA's standards and...

Job Responsibilities:Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong. Develop and implement compliance policies and procedures specific to the FICC market segments. Monitor and ensure adherence to regulatory requirements and internal policies related to FICC activities. Provide...

We are seeking a skilled Trader to execute high-volume equities and Fixed Income Securities trades for Selby Jennings, a leading investment management firm.About the RoleAs a High-Volume Equities and FICC Trading Specialist, you will be responsible for executing trades across various asset classes with precision and speed. Your exceptional fundamental and...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...

We are seeking a Compliance expert to join our team as Compliance Expert APAC.In this role, you will be responsible for executing the Compliance Program in APAC and reporting directly to the Chief Compliance Officer (CCO) at Moody's Corporation.We are looking for an individual with extensive experience in Compliance, dealing with regulators, and exceptional...

Job DescriptionCITIC CLSA is seeking a seasoned professional to fill the role of Fixed Income Sales Director in our Hong Kong office. The successful candidate will lead and direct resources within our Sales and Trading organization, focusing on Rates FX products.About the RoleThis is an exceptional opportunity to leverage your expertise in FICC macro...

Job Description:We are seeking an experienced Senior Compliance Expert to join our team at Alibaba Cloud. This role will involve providing high-level guidance on security compliance and privacy matters for our enterprise customers.About the Role:Act as the primary point of contact for enterprise customer inquiries related to security compliance and privacy,...

Job OverviewThe Goldman Sachs Group, Inc. is seeking a Vice President to join its Asia ex-Japan FICC Credit and Mortgages Sales team.The team focuses on underwriting Fund Level Financing, Real Estate Asset Level Financing, Back-leverage on single asset and portfolio, Warehouse Financing for Granular Portfolio, and trading and structuring of illiquid...

Global Consultancy, a renowned expert in the asset management and funds sector, is seeking a driven individual to join their growing team.The role offers a unique opportunity to advise and support clients on regulatory compliance matters.Assist with licensing applications and ongoing compliance obligationsDevelop and enhance compliance policies and...

At Global Consultancy Hong Kong, we are seeking a driven individual to join our growing team as a Compliance Expert Advisor. This role offers you the opportunity to work with clients in the asset management and funds sector on regulatory compliance matters.Key Responsibilities:Advise and support clients on regulatory compliance mattersAssist with licensing...

About the Role:At ConnectedGroup, we are committed to maintaining the highest standards of social compliance and sustainability in our supply chain. As a Compliance Expert, you will play a crucial role in ensuring that our factories adhere to ethical compliance processes.Key Responsibilities:Provide continuous education to our factories on the importance of...

About the RoleOur client, Ashford Benjamin, is a global investment bank based in Hong Kong. We are currently seeking a seasoned Regulatory Compliance professional to join our Global Markets team. The successful candidate will be responsible for providing expert advice on regulatory matters, reviewing new business initiatives, and ensuring ongoing compliance...

About the RoleWe are seeking an experienced Senior Regulatory Compliance Specialist to join our team at Danos Group. As a key member of our compliance team, you will play a crucial role in ensuring our clients receive expert guidance on regulatory matters.

Ashford Benjamin is partnering with a leading asset manager to hire a seasoned compliance professional for their Hong Kong office. This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The role involves providing expert compliance advice to fund businesses, managing...

We are seeking an Equity Trader Specialist to join our team at Selby Jennings. As a key member of our trading team, you will be responsible for executing equities and FICC trades that meet our clients' needs.Executing trades efficiently and accurately while adhering to strict market guidelines.Collaborating with internal stakeholders to develop and update...

At Global Consultancy Hong Kong, we are looking for a skilled Regulatory Compliance Expert to join our team. As a key member of our organization, you will play a vital role in advising and supporting clients in the asset management and funds sector on regulatory compliance matters.We are an established consultancy with a growing team, offering a unique...

Job OverviewThe Financial Compliance Expert will play a crucial role in ensuring the company's adherence to local laws and regulations, managing tax matters, and optimizing tax burdens. This position requires a strong understanding of cross-border finance and compliance.

Job Description:Larson Maddox is seeking a Regulatory Compliance Expert to join our team in Hong Kong or Shanghai. The ideal candidate will have expertise in trading compliance, particularly in A-shares, and the ability to provide expert advice to our trading business.Key Responsibilities:Ensure that all trading activities are conducted in compliance with...

Overview: Yutong Bus & Coach, a leading commercial vehicle group, specializes in buses and trucks. Its products cover various sectors including buses, trucks, construction machinery, special vehicles, and environmental sanitation equipment.The company boasts one engineering technology center, two publicly listed companies, four vehicle manufacturing plants,...