Compliance Assistant

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations. To assist the...

Responsibilities :Assist to supervise licensing related works and offer advice on licensing issues Provide compliance advice to the different business units in relation to securities brokerage and wealth management business Review and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...

About the RoleWe are seeking a skilled and detail-oriented Law and Compliance Assistant to join our team at TMF Group. The ideal candidate will have a strong background in law or related fields, with excellent communication and analytical skills.Key ResponsibilitiesDevelop and maintain work lists for pre- and post-integration work, ensuring seamless project...

A fast-growing, high performing, award winning asset manager is hiring a Compliance Specialist as a new headcount due to continuous business growth. Responsibilities * Day-to-day compliance monitoring in line with existing ARP Compliance policies and procedures, including but not limited to personal account dealing, gifts and entertainment, conflicts...

Responsibilities:Provide compliance advisory to global markets business including but not limited to equities, fixed income and ALM Assist stakeholders in regulatory development updates, projects and related incidents Review new business and product proposals and transactions Handle regulatory inquiries, audits, inspections and surveys Assist in compliance...

Full-Time in Hong Kong - Senior - ComplianceTransak: Compliance Manager & MLRO - Hong KongAbout Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong.Role...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

P&T Architects and Engineers Ltd is seeking an HR Assistant to focus on payroll and policy compliance. The ideal candidate will have a strong background in Human Resources, with experience in compensation and benefits administration.Key Responsibilities:To calculate payroll and ensure timely reimbursement.To maintain and update HR policies and procedures.To...

Associate Director, Compliance Associate Director, Compliance Apply locations: Hunghom, Kowloon, Hong Kong Time type: Full time Posted on: 8 Days Ago Job requisition id: JR00107717 You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

We're looking for a skilled Regulatory Compliance Officer to join our Compliance function at Transak HK Limited in Hong Kong.About Us: As a pioneer in web3 payments, we're expanding rapidly and need a driven individual to help us navigate the complex regulatory landscape.The Role Overview:Key ResponsibilitiesDevelop and Maintain Compliance Policies: Assist...

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

Responsibility:Conduct customer investigations, anti-money laundering (AML), and counter-terrorist financing (CTF) procedures, including relevant data inquiries. Review compliance documentation submitted by clients, perform risk assessments on clients' wealth sources, and ensure alignment with the company's compliance risk management framework. Review trust...

Summary: Our client is a listed conglomerate. This role sits under the legal & compliance team and reports into the Head of Compliance. You will support the creation and upkeeping of internal compliances and governance policies. The ideal candidate should have experience in both general internal compliances and knowledge of IT governance & controlling...

Amethyst Partners is an international professional services firm that provides fund administration services to clients in the private equity fund industry.We are seeking a highly skilled Associate, Compliance / Paralegal to join our team in Hong Kong. Key Responsibilities:Manage client portfolios in the private equity fund industry to provide compliance...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...

Compliance Solutions Hong Kong are looking to hire a new Manager in their Team. In this role, you will have the opportunity to manage a portfolio of clients seeking regulatory advice. Our portfolio comprises a variety of businesses including hedge funds, investment banks, asset management companies, venture capital firms, leveraged forex traders, industry...

About the RoleThe Assistant Manager, Flight Operations Safety will be responsible for ensuring that all aspects of flight operations are conducted in a safe and compliant manner. This includes supporting the FOP Safety and Compliance team in developing and implementing safety policies and procedures, conducting risk assessments, and performing audits and...

Compliance Review CoordinatorThis is a fantastic opportunity to join our team as a Compliance Review Coordinator. The successful candidate will be responsible for coordinating and conducting regular compliance reviews to ensure adherence to regulatory requirements.Key Responsibilities:Coordinate and conduct regular compliance reviews.Assist in the...

Compliance Strategy & Data Science Manager - Compliance Strategy & Governance Section Job ID: 4701 Responsibilities Assist Section Head and Compliance Division (COMD) to implement compliance transformation projects, data and analytics strategy. Collaborate with all compliance departments to identify opportunities and support management decision with data...