Compliance Strategy

Responsibilities:Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

iCapital is powering the world's alternative investment marketplace through its innovative financial technology platform. Our platform has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services a significant portion...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

Madison Pearl is a leading digital banking group in Hong Kong.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.You will be responsible for formulating and implementing our overall compliance strategy, providing advice and counsel to senior management on material...

AML Compliance DirectorMadison Pearl is a leading digital banking group in Hong Kong, dedicated to delivering exceptional customer experiences while ensuring the highest standards of compliance and risk management.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.The...

Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...

Key Responsibilities:Develop and implement retail product strategies to enhance customer experience and drive business growth.Familiarize yourself with retail banking products, customer needs, and competitor landscapes.Lead cross-functional teams to design and develop digital transformation projects, ensuring seamless technology and operational...

Social Compliance / CSR Manager (EU, hardgoods) (839275) Hong Kong My client, a renowned supply chain company, is looking for a Compliance Manager with EU market hardgoods experience. Key responsibilities include: Provide continuous education to the factories to ensure they fully understand the ethical compliance process. Oversee the third party audit...

The Compliance Manager, Regional Insurer will play a critical role in shaping the compliance strategy for ConnectedGroup. This individual will be responsible for designing and implementing compliance programs, conducting risk assessments, and providing recommendations for mitigation strategies.Key Responsibilities:Develop and implement compliance programs to...

We are seeking a seasoned Compliance Manager to drive our compliance strategy and ensure adherence to regulatory requirements.About the JobThis role is ideal for a candidate who has extensive experience in compliance and regulatory affairs. The successful candidate will be responsible for developing and implementing effective compliance strategies,...

iCapital is revolutionizing the alternative investment marketplace through its cutting-edge financial technology platform. Our platform has transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital has received numerous...

Role SummaryWe are seeking a skilled Compliance and Risk Professional to join our team at Bond West Consultants. As a Compliance and Risk Professional, you will play a vital role in ensuring the effectiveness of our risk management framework and identifying areas for improvement. Your primary responsibility will be to collaborate with stakeholders to develop...

iCapital is a leading financial technology platform that has revolutionized the alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking an experienced...

Ashford Benjamin is seeking a highly skilled Financial Compliance Advisor to join their team in Hong Kong. In this role, you will be responsible for providing compliance advice to fund businesses, managing employee compliance matters, and staying up-to-date on relevant rules and regulations.You will work closely with the asset management team to identify...

As a Corporate Social Responsibility (CSR) Manager with ConnectedGroup, you will be responsible for ensuring the highest standards of social compliance across our hardgoods supply chain in the EU.Key Responsibilities:Develop and implement comprehensive social compliance strategies to mitigate risks and ensure regulatory compliance.Collaborate closely with...

Company Overview:The Bank of East Asia, Limited (BEA) is a leading financial institution in Hong Kong, offering a wide range of banking services to individuals, businesses, and institutional clients. Our company culture values innovation, teamwork, and customer satisfaction, and we are committed to providing a safe and supportive work environment for our...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

About iCapital">iCapital is a leading financial technology platform powering the alternative investment marketplace.Our innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services global client assets...

At ConnectedGroup, we are seeking an experienced Social Compliance Specialist to join our team in Hong Kong. The successful candidate will have a proven track record of managing social compliance strategies for EU hardgoods markets.The ideal candidate will have excellent communication skills and be able to work independently. They will also have a solid...

Cornerstone Global PartnersWe are seeking a seasoned professional to take on the role of Senior Compliance Strategist. As Managing Director of Compliance, you will be responsible for overseeing the compliance requirements for our company as defined by regulatory bodies.Key Responsibilities:Develop and implement effective compliance strategies to ensure best...