Head of Compliance Operations

Head of Compliance (FinTech) (VW-HC324) Tsim Sha Tsui, Hong KongSalary: BonusHead of Compliance (FinTech)Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function.Position ResponsibilitiesEffectively manages regulatory and operational risk exposures...

Head of Compliance (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving entity-level controls and...

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from EC1 PartnersConnecting Top Legal, Risk & Compliance FinTech TalentsOur client in the digital asset space is looking for a seasoned Head of Compliance based in Hong Kong.Key Responsibilities:Drive global regulatory strategy and licensing.Develop compliance...

eMPF Operations HeadThe eMPF Operations Head at PCCW Solutions is responsible for leading a team to manage the day-to-day operations of the customer complaint team. Key responsibilities include:Directing and monitoring the daily operations of the customer complaint team.Maintaining compliance with regulatory and legal requirements related to customer...

Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of business to ensure that they effectively manage as "Risk Owners" the risks inherent in or arising from the conduct of their activities and for which they are responsible. The Head of...

ResponsibilitiesManage a team of compliance professionals to manage the Bank's AML & Compliance function and act as s72B manager of the AML & Compliance function Liaise with regulators (HKMA) and file regulatory reports and other required documentation Provide advisory services to the senior management and business units on AML & Compliance related issues...

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from EC1 Partners Connecting Top Legal, Risk & Compliance FinTech Talents Our client in the digital asset space is looking for a seasoned Head of Compliance based in Hong Kong. Key Responsibilities: Drive global regulatory strategy and licensing. Develop compliance...

Job Title: Head of Financial OperationsA leading bank in Hong Kong seeks a seasoned professional to fill the position of Head of Financial Operations. The ideal candidate will have a strong background in accounting and finance.About the Role:The Head of Financial Operations will oversee all aspects of the bank's financial operations, ensuring seamless...

Classy Wheeler Limited is seeking a Head of Compliance and Risk to lead our company's compliance and risk management efforts.Main ResponsibilitiesDevelop and implement effective compliance programs to mitigate risks and ensure regulatory compliance.Conduct regular audits and risk assessments to identify areas for improvement.Provide guidance on...

Moody's Investors Service is seeking a highly skilled professional to fill the role of Regional Compliance Head in the APAC region.This position will be responsible for executing the Compliance Program in APAC and reporting directly to the Chief Compliance Officer (CCO) at Moody's Corporation.We are looking for an individual with extensive experience in...

Noah Holdings seeks a Head of Regulatory Affairs and Compliance to lead our compliance efforts. The ideal candidate will have a deep understanding of regulatory requirements and be able to develop and implement effective compliance strategies.Key Responsibilities:Provide guidance on rules and regulations relating to investment products.Collaborate with...

KOS International Limited is seeking a highly experienced professional to join our team as Head of Security Governance & Technology Risk.This is a newly established senior leadership position, tasked with assisting the department head in implementing robust and best practices of security governance, risk, and compliance procedures within the Technology...

Summary: As the Head of Operations, you will be responsible for overseeing and leading all operational activities within the corporate banking division. This role involves managing a team to ensure efficient and compliant operations that support the bank's corporate clients. Key Responsibilities:Develop and implement operational strategies to optimize...

Risk Management Specialist - Senior FCC Customer Review ManagerThis is an exciting opportunity to join our team and contribute to our efforts in managing risks and ensuring regulatory compliance.Main Responsibilities:Assist the Section Head in overseeing daily operations and ensuring compliance with external and internal policies.Update operation manuals to...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

Compliance Manager (Compliance Review) Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk Management Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an...

Senior FCC Customer Review ManagerIn this role, you will work closely with our compliance team to ensure effective implementation of AML/CFT policies and procedures.Key Responsibilities:Manage customer reviews and trigger event reviews for all AML risk levels.Collaborate with the Section Head to oversee daily operations and ensure compliance with...

Responsibilities:  Reporting to the APAC Head, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including:Being the primary liaison to the SFC exchanges and other regulatory bodies; Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance...

Our Web3 Platform is seeking a seasoned Head of Regulatory Affairs and Compliance to join our leadership team. As a key advisor to our CEO, you will be responsible for driving our regulatory strategy and ensuring compliance with relevant laws and regulations.About the RoleThis is an exciting opportunity for a highly skilled professional to join our team and...

About the Role:We are seeking a highly experienced and skilled compliance professional to join our team as Head of Compliance Risk Management in Asia Pacific.As a key member of our APAC Compliance team, you will be responsible for leading the development and implementation of effective compliance risk management strategies across the region.Your primary...