Head of Risk and Compliance

About the Role:We are seeking a highly experienced and skilled compliance professional to join our team as Head of Compliance Risk Management in Asia Pacific.As a key member of our APAC Compliance team, you will be responsible for leading the development and implementation of effective compliance risk management strategies across the region.Your primary...

Head of Compliance (FinTech) (VW-HC324) Tsim Sha Tsui, Hong KongSalary: BonusHead of Compliance (FinTech)Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function.Position ResponsibilitiesEffectively manages regulatory and operational risk exposures...

Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of business to ensure that they effectively manage as "Risk Owners" the risks inherent in or arising from the conduct of their activities and for which they are responsible. The Head of...

Head of Compliance (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving entity-level controls and...

Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good...

Moody's Investors Service is seeking a highly skilled professional to fill the role of Regional Compliance Head in the APAC region.This position will be responsible for executing the Compliance Program in APAC and reporting directly to the Chief Compliance Officer (CCO) at Moody's Corporation.We are looking for an individual with extensive experience in...

MRA Search is looking for a Compliance Risk Specialist to join their team. Job SummaryThe Compliance Officer will be responsible for advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters.Key Responsibilities:Ensuring compliance and operational risk controls are well in place and that...

We are seeking a highly skilled Financial Risk Compliance Manager to join our team at The Bank of East Asia, Limited (BEA).This is an exciting opportunity to leverage your expertise in Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) compliance to make a meaningful impact on our organization.About the Role:As a Financial Risk Compliance...

Compliance Risk Management LeaderWe are seeking a seasoned professional to join our team as a Global Insurance Compliance Lead. In this role, you will be responsible for managing compliance risks and developing strategies to mitigate them.

Responsibilities:Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

About UsHang Seng Bank Limited is a leading financial institution in Hong Kong. Our mission is to be the most respected and successful bank in Asia.Job DescriptionWe are currently seeking a seasoned professional to join our Regulatory Compliance function as Head of Risk Steward Oversight. The successful candidate will be responsible for ensuring that Hang...

Job Description:As a Senior FCC Customer Review Manager at The Bank of East Asia, Limited (BEA), you will play a critical role in ensuring the bank's compliance with Anti-Money Laundering (AML) regulations. Your primary responsibility will be to conduct regular customer reviews and trigger event reviews for all AML risk levels.Key Responsibilities:Perform...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

At ConnectedGroup Limited, we are seeking an exceptional Compliance Risk Management Professional to join our team. This key role will be responsible for managing regulatory and operational risk exposures within our operations.Key Responsibilities:Drive entity-level controls and implement internal and external compliance measures to enhance Enterprise Risk...

In this exciting role, you will have the opportunity to work closely with our business partners to implement our risk governance framework and facilitate their understanding and compliance with internal policy and external regulatory requirements. You will also have the chance to contribute to the development of our risk management capabilities and advise on...

Compliance & Operation Risk Manager (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Compliance & Operation Risk Manager to join the team. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving...

ResponsibilitiesManage a team of compliance professionals to manage the Bank's AML & Compliance function and act as s72B manager of the AML & Compliance function Liaise with regulators (HKMA) and file regulatory reports and other required documentation Provide advisory services to the senior management and business units on AML & Compliance related issues...

Job Summary">Job Title: Regional Head of Capital Markets Regulatory Surveillance, Asia-Pacific">We are seeking an experienced professional to lead our team in the Asia-Pacific region. The successful candidate will be responsible for providing strategic guidance on regulatory risk management and overseeing the implementation of effective surveillance...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

About the Role:We are seeking an experienced Compliance Risk Manager to join our team at Bank of China (Hong Kong) Limited. As a key member of our Private Banking department, you will be responsible for ensuring adherence to internal and external requirements, identifying potential risks, and providing recommendations to mitigate relevant threats.Key...