Compliance Officer

Compliance Officer (Securities Brokerage) - EWClient DescriptionOur client is a renowned listed securities brokerage company. To cope with continuous growth, they are now urgently looking for a Compliance Officer to join the team in Hong Kong.Job DescriptionEnsure company policies, internal control procedures & manuals are up-to-date with regulatory...

The Compliance Officer at DBS Bank plays a critical role in ensuring the bank's compliance with regulatory requirements. You will work closely with various stakeholders to develop and implement effective compliance programs.Key ResponsibilitiesDevelop and implement compliance programs that align with regulatory requirements.Conduct risk assessments and...

Our client is a renowned financial services group. To cope with continuous growth in the securities and futures division, they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong.Job DescriptionEnsure company policies, internal control procedures, and manuals are up-to-date with regulatory requirements and monitor...

Compliance Officer - KYC and Sanctions ComplianceHong Kong, Hong Kong | Posted on 06/02/2025Job DescriptionWorking with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers.As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other is...

Job Description:We are seeking a Financial Compliance Officer to join our team at Links International. The successful candidate will be responsible for supporting the implementation and continuous improvement of our compliance program, with a focus on SFC, TCSP (Trust), and Virtual Asset-related compliance.About the Role:The Financial Compliance Officer will...

Accounting and Compliance Officer:Finance & Admin AssociateWe are seeking an experienced Accounting and Compliance Officer to join our team. This role is responsible for managing the financial aspects of our business, including accounting, tax filing, business registration, and application for government grants and subsidies.Responsibilities:Manage financial...

Hong Kong Airlines Ltd is seeking a Quality and Compliance Officer to join our professional team.About the RoleThis role involves ensuring compliance with industry standards and regulations through the development and implementation of quality and compliance processes.Key ResponsibilitiesEnsuring compliance with AOC regulations.Developing and implementing...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

Rangam Infotech Pvt. Ltd. offers an exciting opportunity for a Compliance Officer to join their team in Mumbai.Job Description:The Compliance Officer will be responsible for fulfilling regulatory requirements, including Short Position Monitoring and disclosure, Substantial Shareholder position monitoring and disclosure, Takeover Panel Reporting and...

Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong KongJob DescriptionWork on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business.Ensure compliance with all applicable laws and regulations under the...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

We are looking for a highly experienced Cybersecurity and Compliance Officer to join our team. The successful candidate will be responsible for providing expert advice on Information Security and Business Continuity, ensuring that the bank's systems and data are protected from cyber threats.Key responsibilities include monitoring regulatory changes,...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators.The Senior Compliance Officer will also be required to work closely with the Business...

Job Overview:HK Express is looking for a dedicated Food Safety and Compliance Officer to join our Commercial department. In this role, you will play a critical part in ensuring the quality and safety of our food products.Responsibilities include managing audits, inspections, and compliance matters, as well as contracted service providers. You will provide...

We are seeking a highly skilled Compliance Officer to join our team at DBS Bank. As a Compliance Officer, you will play a crucial role in ensuring that the bank operates in accordance with all relevant regulatory requirements.ResponsibilitiesTo assist in the development and implementation of compliance policies and procedures.To conduct regular reviews of...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...

Company OverviewOur client, Projob21 Ltd., is a leading provider of financial services with operations in over 20 locations worldwide.The company is committed to delivering high-quality services and maintaining the highest level of compliance with regulatory requirements.Job DescriptionConduct thorough reviews of client documentation and SOW to ensure...

As a seasoned Compliance Officer Senior, you will be responsible for ensuring that Taylor Root maintains a culture of compliance throughout the organization. You will develop and implement effective compliance programs, conduct risk assessments, and provide guidance to employees on compliance matters.Key Responsibilities:Compliance Program Development:...