Compliance Officer

Direct message the job poster from Excis ComplianceAs a Desktop Support Technician with Minimum of 3 years technical experience in providing quality services to the end users which includes the following key roles and responsibilities:Provide customer facing end-user support that includesBreak-fix support for Laptop, desktop, tablets and associated hardware...

Our client is a renowned financial services group. To cope with continuous growth in the securities and futures division, they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong.Job DescriptionEnsure company policies, internal control procedures, and manuals are up-to-date with regulatory requirements and monitor...

Compliance Officer - KYC and Sanctions ComplianceHong Kong, Hong Kong | Posted on 06/02/2025Job DescriptionWorking with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers.As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other is...

Job Description:We are seeking a Financial Compliance Officer to join our team at Links International. The successful candidate will be responsible for supporting the implementation and continuous improvement of our compliance program, with a focus on SFC, TCSP (Trust), and Virtual Asset-related compliance.About the Role:The Financial Compliance Officer will...

Accounting and Compliance Officer:Finance & Admin AssociateWe are seeking an experienced Accounting and Compliance Officer to join our team. This role is responsible for managing the financial aspects of our business, including accounting, tax filing, business registration, and application for government grants and subsidies.Responsibilities:Manage financial...

Hong Kong Airlines Ltd is seeking a Quality and Compliance Officer to join our professional team.About the RoleThis role involves ensuring compliance with industry standards and regulations through the development and implementation of quality and compliance processes.Key ResponsibilitiesEnsuring compliance with AOC regulations.Developing and implementing...

Rangam Infotech Pvt. Ltd. offers an exciting opportunity for a Compliance Officer to join their team in Mumbai.Job Description:The Compliance Officer will be responsible for fulfilling regulatory requirements, including Short Position Monitoring and disclosure, Substantial Shareholder position monitoring and disclosure, Takeover Panel Reporting and...

The KN Group is seeking an experienced Regional Compliance Officer to join our team. As a key member of our legal department, you will play a vital role in ensuring compliance with local laws across various regions.ResponsibilitiesConduct regular audits to identify potential compliance risks and develop strategies to mitigate them.Develop and maintain a deep...

Our client, a leading crypto exchange firm, is seeking a Chief Compliance Officer to join their team. As a key member of the leadership team, you will be responsible for developing and implementing compliance strategies to mitigate risks.Key Responsibilities:Develop and implement compliance policies and procedures.Collaborate with stakeholders to identify...

Job Overview:HK Express is looking for a dedicated Food Safety and Compliance Officer to join our Commercial department. In this role, you will play a critical part in ensuring the quality and safety of our food products.Responsibilities include managing audits, inspections, and compliance matters, as well as contracted service providers. You will provide...

We are seeking a highly skilled Compliance Officer to join our team at DBS Bank. As a Compliance Officer, you will play a crucial role in ensuring that the bank operates in accordance with all relevant regulatory requirements.ResponsibilitiesTo assist in the development and implementation of compliance policies and procedures.To conduct regular reviews of...

Company OverviewOur client, Projob21 Ltd., is a leading provider of financial services with operations in over 20 locations worldwide.The company is committed to delivering high-quality services and maintaining the highest level of compliance with regulatory requirements.Job DescriptionConduct thorough reviews of client documentation and SOW to ensure...

Report to Legal & Compliance Manager and Head of Legal & ComplianceProvide compliance advice and solution to management and departmentsDevelop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

The Compliance Manager plays a crucial role in ensuring the company's adherence to regulatory requirements. This position involves drafting and reviewing documents, participating in project-related meetings, and conducting compliance self-assessment to meet regulatory demands.As a key member of the team, the Compliance Manager will support compliance work...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

This is an exciting opportunity to join a fast-growing organization contributing to the regional compliance team within the APAC region. As a Senior Regulatory Compliance Officer, you will play a key role in supporting the company's regional business by handling regulatory and compliance matters.Key Responsibilities• Develop and implement appropriate...

About the RoleThis is an exciting opportunity for a Senior Compliance Professional to lead our Compliance Assurance team at ConnectedGroup. As AVP, Regulatory Compliance Officer, you will be responsible for ensuring the Bank's compliance with regulatory requirements.Key Responsibilities:Develop and maintain comprehensive compliance policies and procedures to...

Job SummaryWe are seeking a highly motivated and organized individual to fill the position of Risk and Compliance Officer. As a key member of our operations team, you will play a critical role in ensuring the organization's compliance with regulatory requirements and internal policies.Key Responsibilities:Support the execution of risk-related assessments and...

Compliance Officer (Secondary Markets Compliance) Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...