Compliance Advisory Role

Job DescriptionWe are seeking a seasoned life actuarial professional to join our client's actuarial advisory team in supporting various advisory work, including capital management, M&A, regulatory and accounting transformation, and actuarial and finance transformation. The ideal candidate will possess at least 4 years of experience in financial services...

Job DescriptionThe Sanctions Advisory team is responsible for monitoring and reviewing sanctions developments, providing critical decision-making support, and offering advisory services to various departments.Our team collaborates closely with other compliance functions, legal, engineering, and business units to implement effective sanctions controls and...

ResponsibilitiesThe role involves articulating Regulatory Compliance risks for ASP, including Hong Kong, and supporting WPB Advisory to ensure compliance with all relevant external laws & regulations, internal codes and policies, and good market practices.You will provide advisory services to Wealth & Personal Banking business to ensure a clear understanding...

AML Compliance Manager, HK Advisory (Business Units and Policy) - Financial Crime Compliance Department Position Summary Assisting in handling the tasks related to AML/CFT/Sanctions compliance function, Risk and Compliance Function (R&C Function); review accounts; advisory support; preparation of management reports for and reporting key issues to senior...

Global Sales Operations Manager at Phaidon InternationalThis role offers the opportunity to work in a fast-paced environment and make a significant impact on the company's success.Responsibilities:Provide compliance advisory services to the equities trading team.Develop and maintain knowledge of HKEX and SFC regulations.Collaborate with internal stakeholders...

Job DescriptionThe Director of Equities Advisory Compliance will provide proactive compliance advisory services and manage regulatory requirements with a focus on HKEX and SFC regulations.Key Responsibilities:Lead the Equities Advisory Compliance function, providing expert guidance on compliance matters related to equities trading.Proactively interpret and...

Job DescriptionWe are seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, WPB.The role is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective...

Job Overview:Miles Advisory is a global company providing innovative IP networking and scalable connectivity solutions to the financial community. Our platform enables seamless access to pre-trade, trade, and post-trade applications across the STP chain.This newly created role focuses on developing strategic partnerships and driving revenue growth in the...

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom.OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto...

About the RoleThe Assistant Manager, Regulatory Compliance will provide compliance advisory services to clients in Hong Kong. This includes handling Mock Inspections and Compliance Health check projects, reviewing and drafting compliance policies, and assisting the team leader in regulatory inspections advisory projects.The ideal candidate will have a strong...

About the OpportunityThe Sanctions Advisory team plays a critical role in ensuring our business adheres to complex and evolving sanctions regulations across multiple jurisdictions.We are responsible for staying ahead of regulatory developments, providing critical decision-making support on escalated alerts, and offering advisory services to various...

Job DescriptionThe ideal candidate will be either HKICPA qualified or a Chartered Accountant with a strong background in FRR requirements regulatory compliance and exceptional client-facing abilities.This role involves providing comprehensive FRR and liquidity compliance advisory services to clients regulated by the SFC, addressing complex related issues,...

Job Description:Miles Advisory is a global provider of IP networking and scalable connectivity to the financial community. We have a neutral platform that provides access to pre-trade, trade, and post-trade applications across the STP chain.In this newly created role, you will be the primary business contact for all financial institutions in Hong Kong,...

A leading role at Ashford Benjamin Ltd, the Compliance Advisor oversees compliance advisory to global markets business including but not limited to equities, fixed income and Asset Liability Management (ALM). Key responsibilities include assisting stakeholders in regulatory development updates, projects and related incidents. The ideal candidate will have...

Our sales and products team at BluFin Advisory Limited is entrepreneurial-minded and focused on the advisory space.About the Role:Lead a team with associates and analysts, responsible for sales growth.Develop and maintain relationships with large institutions, private banks, endowments, and corporate LP's.Requirements:Minimum 5-7 years of institutional...

Job OverviewWe are seeking a highly skilled Compliance Specialist to join our team for the provision of regulatory consultancy services to clients in Hong Kong. The ideal candidate will have a strong background in compliance and exceptional client-facing abilities.This role involves providing advisory services to clients regulated by the Securities and...

Company OverviewNexusSearch is a leading global decentralized finance (DeFi) blockchain company based in Hong Kong, with a team of around 20 members including two in the Compliance Team. We are looking to expand our presence in Asia.Job DescriptionAs a key member of the Compliance Team, you will report directly to the Head of Compliance and handle all...

Job SummaryWe are looking for an experienced Technology Risk Advisory Specialist to join our team. In this role, you will assist in reviewing IT initiatives and provide advisory services from a technology risk perspective.Key ResponsibilitiesAssist in reviewing IT initiatives and provide advisory services from a technology risk perspective.Establish and...

About This RoleThis is an exciting opportunity to join a leading investment bank and contribute to the development of their equities trading compliance function.Key Accountabilities:Provide expert guidance on compliance matters related to equities trading.Develop and implement compliance strategies and initiatives.Conduct regular reviews of equities advisory...

Managing Director, Head of Investments Advisory, Hong Kong We're currently looking for a high caliber professional to join our team as Managing Director, Head of Investments Advisory based in Hong Kong. This role is a direct report of the Head of Wealth for Japan, Asia North & Australia (JANA), and a member of the Wealth JANA Leadership Team. The...