Risk Control Specialist

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time
Job Summary

We are seeking a highly skilled and experienced professional to join our team as an Assistant Vice President, Derivatives Clearing Risk Control. This role will be responsible for ensuring the smooth and timely operations of our derivatives market risk control function.

Key Responsibilities
  • Day-to-day operations and reporting: Work in a team of around 10 to cover day-to-day risk related operations in derivatives market in accordance with established rules, policies and procedures.
  • Supervise junior teammates and prepare regular and ad hoc statistical and analysis reports to management and regulators.
  • Handle exceptions and contingency situations with proper escalation to team head.
  • Review and streamline workflows, identify potential risks and implement mitigation plans.
Night Shift Operations
  • Cover night shift operations in respect of risk control function in derivatives market.
  • Key responsibilities include ensuring smooth and timely operations at night shift and being the key person to handle exceptions with other business units during AHT session.
New Business Initiatives or New/Enhanced Risk Policies
  • Be a subject matter expert in risk control function to work with other teams for implementation of new initiatives in derivatives market.
  • Assess operational feasibility, enhance internal operational procedures and workflows for implementation of new initiatives (including conducting user acceptance test as appropriate).
Requirements
  • University Degree, preferably in Risk Management / Finance / Economics or related disciplines.
  • Holder of relevant professional qualification, preferably FRM or CFA.
  • Sound knowledge of derivatives market operations and regulations.
  • At least 8 years' relevant experiences in well-established financial institutions of which at least 3 years with people management experiences.
  • Self-motivated with good problem solving and communication skills.
  • Strong team player, but also able to work independently and take on new challenges.
  • Proficiency in MS Access, Macros and VBA.
  • Good common of written and spoken English and Chinese; proficiency in Putonghua an advantage.
  • Shift duties required, including shift duty until 11p.m. and during weekday holiday by rotation.
  • Candidates with less experience will be considered as Associate.
About Us

HKEX is a purpose-driven company committed to the long-term development of our business and our markets. Our commitment to diversity and inclusion is reflected in our core values, and we strive to create a workplace that is inclusive and respectful of diverse perspectives, abilities, culture and experiences.



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