Assistant Vice President, Clearing Participants Operations Manager

7 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time
Company Overview:

We are a leading exchange and clearing house, connecting capital, ideas, inspiration, and innovation for deeper, more diverse, and liquid global capital markets. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.

Job Summary:
Assistant Vice President, Clearing Participants Admin & Services

Key Responsibilities:

• Manage and oversee operational duties such as account setup, account administration, support functions to Clearing Participants, and generating MIS reports for Management's review.
• Manage due diligence and know-your-customer functions for Clearing Participant onboarding, account monitoring, and reporting in compliance with regulatory requirements, such as FATCA and AEOI.
• Propose appropriate operational flow changes to strengthen control and enhance day-to-day operational efficiency.
• Assist team leader in managing the team for smooth and efficient daily operation.
• Undertake other ad hoc tasks as assigned by supervisor.

Requirements:

• At least 8 years' relevant experience in securities firms or well-established financial institutions, with at least 3 years of people management experience, and knowledge in securities with exposure to Hong Kong and Mainland cash and derivatives markets.
• University Degree, preferably in Finance/Business Administration or related disciplines.
• Sound judgment and decision-making with good problem-solving skills.
• Conversant PC skills, including MS Word/Excel/PowerPoint/Access; proficiency in Macros and VBA is an advantage.
• Candidates with less experience will be considered as Associate.

Location:
HKEX - Exchange Square

Shift:
Standard - 40 Hours (Hong Kong SAR)

Scheduled Weekly Hours:
40

Worker Type:
Permanent

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